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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:20 AM ET

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PATRICK GRATTAN

Named as an officer, director or promoter on SEC Form D filings · FL · Jul 5, 2013 → Aug 10, 2026

1deal (issuers)
$19Mreported sold
37investors
20Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PATRICK GRATTAN is listed as an executive officer on 20 SEC Form D filings by 1 issuer between Jul 2013 and Aug 2026: WILLIAM JAMES CAPITAL, L.P. (Redlands, FL — pooled investment fund — 2013–2026; $19M reported sold to 37 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Richard Mercier (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PATRICK. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for PATRICK GRATTAN and found 4 differences, 1 worth asking the sponsor about: Form D filed 3,582 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PATRICK GRATTAN has not run yet — it is joining a line of 13,274 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 closed (disposition not in docket feed)

Grattan v. DiTech Financial LLC dismissed
District Court, D. Arizona · No. 2:16-cv-02150 · Filed Jun 30, 2016 · Closed Mar 9, 2017 · Nature of suit: 480 Other Statutes: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Grattan: Plaintiff · Outcome: Terminated 2017-03-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in AZ (not a filing state)
Grattan Line Constru v. Aldon Electric, Inc. dismissed
District Court, D. Massachusetts · No. 1:02-cv-10638 · Filed Apr 5, 2002 · Closed Mar 13, 2003 · Nature of suit: 130 Miller act
Role of Grattan Line Constru: Plaintiff · Outcome: Terminated 2003-03-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in MA (not a filing state)
Grattan v. Time Insurance Co. closed
District Court, M.D. Florida · No. 8:94-cv-02006 · Filed Dec 16, 1994 · Closed Apr 13, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Grattan: Plaintiff · Outcome: Terminated 1995-04-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in the person's filing state (FL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PATRICK GRATTAN..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Union & Grattan Properties, LLC v. Beverly Hills Bestfields Investments, Inc., a Cali closed
United States Bankruptcy Court, C.D. California · No. 2:19-ap-01408 · Filed Sep 16, 2019 · Closed Nov 22, 2019
Role of Union & Grattan Properties, LLC: Plaintiff · Outcome: Case closed 2019-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in CA (not a filing state)
Union & Grattan Properties, LLC v. An closed
United States Bankruptcy Court, C.D. California · No. 2:19-ap-01409 · Filed Sep 16, 2019 · Closed Nov 22, 2019 · Nature of suit: 21 Validity, priority or extent of lien or other interest in property
Role of Union & Grattan Properties, LLC: Plaintiff · Outcome: Case closed 2019-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in CA (not a filing state)
Union & Grattan Properties, LLC v. Admire Capital Lending, LLC closed
United States Bankruptcy Court, C.D. California · No. 2:19-ap-01021 · Filed Jan 25, 2019 · Closed Nov 22, 2019
Role of Union & Grattan Properties, LLC: Plaintiff · Outcome: Case closed 2019-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in CA (not a filing state)
Grattan v. National Union Bank of Kinderhook closed
United States Bankruptcy Court, N.D. New York · No. 12-90055 · Filed Jul 25, 2012 · Closed Apr 17, 2013
Role of Grattan: Plaintiff · Outcome: Case closed 2013-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in NY (not a filing state)
William J. Grattan and Therese M. Grattan closed
United States Bankruptcy Court, D. Massachusetts · No. 10-45245 · Filed Oct 22, 2010 · Closed Jun 15, 2012
Role of William J. Grattan and Therese M. Grattan: Debtor · Outcome: Case closed 2012-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (william); court in MA (not a filing state)
Donald Roy Grattan and Laura Anne Grattan closed
United States Bankruptcy Court, E.D. Michigan · No. 02-48018 · Filed Apr 4, 2002 · Closed Jul 22, 2002
Role of Donald Roy Grattan and Laura Anne Grattan: Debtor · Outcome: Case closed 2002-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (roy); court in MI (not a filing state)
COLE SERVICE GROUP, INC. AND SUE ANN COLE v. GRATTAN closed
United States Bankruptcy Court, N.D. Alabama · No. 00-00202 · Filed Jul 31, 2000 · Closed Sep 21, 2000
Role of GRATTAN: Defendant · Outcome: Case closed 2000-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); surname only in the caption; court in AL (not a filing state)
Patrick John Grattan and Lila Gayle Grattan closed
United States Bankruptcy Court, E.D. Texas · No. 99-40735 · Filed Mar 3, 1999 · Closed Jun 28, 1999
Role of Patrick John Grattan and Lila Gayle Grattan: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (john); court in TX (not a filing state)
R. Grattan Smith closed
United States Bankruptcy Court, D. Vermont · No. 98-11613 · Filed Oct 26, 1998 · Closed Feb 17, 1999
Role of R. Grattan Smith: Debtor · Outcome: Case closed 1999-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (r); court in VT (not a filing state)
William Grattan and Chong Gratton closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-22153 · Filed Jul 15, 1996 · Closed Nov 5, 1996
Role of William Grattan and Chong Gratton: Debtor · Outcome: Case closed 1996-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (william); court in PA (not a filing state)
Donald Roy Grattan and Laura Anne Grattan closed
United States Bankruptcy Court, E.D. Michigan · No. 96-43544 · Filed Mar 19, 1996 · Closed Jun 25, 1996
Role of Donald Roy Grattan and Laura Anne Grattan: Debtor · Outcome: Case closed 1996-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (roy); court in MI (not a filing state)
Salisbury v. Dave Grattan & Sons Inc closed
United States Bankruptcy Court, C.D. California · No. 2:95-ap-02041 · Filed Apr 17, 1995 · Closed Jul 26, 1995
Role of Dave Grattan & Sons Inc: Defendant · Outcome: Case closed 1995-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 24 federal dockets); different first name (dave); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for PATRICK GRATTAN — 1 worth asking about (compared 20 filings on Oct 24, 2026)

Worth asking · Jul 5, 2013 – Apr 26, 2023

Form D filed 3,582 days after the first sale — WILLIAM JAMES CAPITAL, L.P.

The filing says the first sale was Jul 5, 2013. The Form D was filed Apr 26, 2023 — 3,582 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,567 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 26, 2023 ↗WILLIAM JAMES CAPITAL, L.P. — PartnerFacts page ↗
Sources
Note · Jul 5, 2013 – Feb 16, 2022

No amendment in the last 12 months on an offering that may still be open — WILLIAM JAMES CAPITAL, L.P. (latest filing Feb 16, 2022)

The latest filing for this offering is dated Feb 16, 2022 (first sale Jul 5, 2013). It reports $15,902,458 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 16, 2022 ↗WILLIAM JAMES CAPITAL, L.P. — PartnerFacts page ↗
Sources
Note · Aug 23, 2021 – Aug 25, 2021

Address moved from Coconut Grove, FL to Redlands, FL — WILLIAM JAMES CAPITAL, L.P.

The people listed on the Aug 23, 2021 filing give Coconut Grove, FL; on the Aug 25, 2021 filing they give Redlands, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 23, 2021 ↗Form D/A · Aug 25, 2021 ↗WILLIAM JAMES CAPITAL, L.P. — PartnerFacts page ↗
Sources
Note · Aug 25, 2021 – Jan 19, 2022

Minimum investment changed between filings — WILLIAM JAMES CAPITAL, L.P.

The Aug 25, 2021 filing lists a minimum of $250,000; the Jan 19, 2022 Form D/A lists $75,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 25, 2021 ↗Form D/A (later) · Jan 19, 2022 ↗WILLIAM JAMES CAPITAL, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 10, 2026 D/A
WILLIAM JAMES CAPITAL, L.P.
File 021-480029
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2022 D/A
WILLIAM JAMES CAPITAL, L.P.
File 021-199113
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Patrick Grattan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WJ
Pooled Investment Fund

WILLIAM JAMES CAPITAL, L.P.

Redlands, FL · Jul 5, 2013 → Aug 10, 2026 · 20 filings
  • Aug 10, 2026 · D/A · $18,962,258 sold of Indefinite · 37 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Mar 20, 2026 · D/A · $18,252,258 sold of Indefinite · 36 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Dec 16, 2025 · D/A · $17,752,258 sold of Indefinite · 35 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2025 · D/A · $17,752,258 sold of Indefinite · 35 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Jan 22, 2025 · D/A · $17,660,258 sold of Indefinite · 33 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2024 · D/A · $17,585,258 sold of Indefinite · 32 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2024 · D/A · $16,152,858 sold of Indefinite · 32 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2024 · D/A · $15,919,858 sold of Indefinite · 31 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Apr 26, 2023 · D · $15,902,458 sold of Indefinite · 30 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Feb 16, 2022 · D/A · $15,902,458 sold of Indefinite · 30 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Jan 19, 2022 · D/A · $15,718,658 sold of Indefinite · 30 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Aug 25, 2021 · D/A · $15,643,658 sold of Indefinite · 29 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Aug 23, 2021 · D/A · $15,643,658 sold of Indefinite · 24 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Feb 13, 2018 · D/A · $12,098,047 sold of Indefinite · 16 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • May 23, 2017 · D/A · $11,396,300 sold of Indefinite · 16 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jan 28, 2016 · D/A · $9,823,579 sold of Indefinite · 13 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jan 22, 2015 · D/A · $8,664,504 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jan 17, 2014 · D/A · $6,075,000 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jul 29, 2013 · D/A · $2,700,000 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jul 5, 2013 · D · $1,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $19M from 37 investors as of the latest filing. Patrick is listed as executive officer on 20 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Patrick 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Mercier

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Grattan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to PATRICK GRATTAN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patrick Grattan is listed on: none on file. No website or social profile named in WILLIAM JAMES CAPITAL, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #14,437 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Redlands, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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