Patrick Grace is listed as a director on 6 SEC Form D filings by 2 issuers between Aug 2010 and Oct 2017: Tonix Pharmaceuticals Holding Corp. (New York, NY — pharmaceuticals — 2012–2017; $4.3M reported sold to 81 investors) and Tonix Pharmaceuticals, Inc. (New York, NY — pharmaceuticals — 2010; $150K reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $4.45M sold in total.
Listed alongside Donald Landry (6 shared filings), Seth Lederman (6 shared filings), Stuart Davidson (6 shared filings), Charles Mather (5 shared filings), Ernest Mario (5 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
All 2 issuers belong to the sponsor group Tonix Pharmaceuticals (2 issuers, $465K reported sold, 2010–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Tonix Pharmaceuticals has 2 companies on file and $465K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Patrick Grace and found 2 differences: Offering amount changed between filings; 5 offerings have no amendment in the last 12 months and may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.