PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:50 AM ET

Sponsor Check › Person

Patrick Evans

Related person on Form D filings · address states/countries as listed: AZ, Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1) · listed Apr 8, 2009 → Nov 4, 2025

5issuers
25Form D filings
2009–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 24 offerings report sales commissions totalling $489,575; 2 report finder's fees totalling $273,746; 1 reports proceeds to related persons totalling $260,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Nov 4, 2025 D
File 021-563010
$0$0$0None listed on this filing
EDGAR ↗Nov 12, 2024 D
File 021-529218
$0$0$0None listed on this filing
EDGAR ↗Nov 16, 2023 D
File 021-497395
$0$63,175 (est.)$0SPROTT GLOBAL RESOURCE INVESTMENTS LTD no CRD number reported
via GLOBAL RESOURCE INVESTMENTS, LTD. (CRD 35878 ↗)
EDGAR ↗Nov 15, 2023 D
File 021-497242
$0$210,571 (est.)$0HAYWOOD (USA) SECURITIES INC. no CRD number reported
via HAYWOOD (USA) SECURITIES INC. (CRD 42072 ↗)
EDGAR ↗Jun 14, 2023 D
File 021-484146
$0$0$0None listed on this filing
EDGAR ↗Jan 20, 2023 D
File 021-471266
$0$0$260,000 (est.)None listed on this filing
EDGAR ↗Jun 15, 2021 D
File 021-402965
$12,895$0$0
Net proceeds of the offering will be used for continued development of the issuer's exploration properties and for general corporate purposes, which may include, in the ordinary course of business, payment of salaries to executive officers and directors.
Canaccord Genuity LLC BrokerCheck CRD 1020 ↗
Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗
Echelon Partners USA Inc. BrokerCheck CRD 299365 ↗
EDGAR ↗Jul 28, 2020 D
File 021-371939
$0$0$0None listed on this filing
EDGAR ↗Dec 19, 2019 D
File 021-355971
$0$0$0None listed on this filing
EDGAR ↗Aug 23, 2019 D
File 021-347307
$0$0$0None listed on this filing
EDGAR ↗Oct 15, 2015 D
File 021-249434
$0$0$0None listed on this filing
EDGAR ↗Aug 13, 2015 D
File 021-245727
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2015 D
File 021-235486
$0$0$0None listed on this filing
EDGAR ↗Jun 26, 2014 D
File 021-219869
$0$0$0None listed on this filing
EDGAR ↗Nov 29, 2013 D
File 021-207218
$0$0$0None listed on this filing
EDGAR ↗Oct 25, 2013 D
File 021-205279
$0$0$0None listed on this filing
EDGAR ↗Aug 15, 2013 D
File 021-201420
$0$0$0None listed on this filing
EDGAR ↗Jan 7, 2013 D
File 021-189595
$0$0$0None listed on this filing
EDGAR ↗Nov 16, 2012 D
File 021-187124
$0$0$0None listed on this filing
EDGAR ↗Feb 9, 2011 D
File 021-155122
$0$0$0None listed on this filing
EDGAR ↗Dec 22, 2010 D
File 021-152373
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2010 D
File 021-150962
$323,218$0$0Wellington West Capital Markets Inc. BrokerCheck CRD 133617 ↗
EDGAR ↗Dec 16, 2009 D
File 021-133684
$153,462$0$0Paradigm Capital U.S. Inc. BrokerCheck CRD 104425 ↗
EDGAR ↗Apr 8, 2009 D
File 021-106792
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Pan Global Resources Inc.Executive Officer, DirectorNov 4, 2025D$341,000
similar: $1,100,000–$15,000,000
$341,0001
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗Pan Global Resources Inc.Executive Officer, DirectorNov 12, 2024D$162,000
similar: $1,100,000–$15,000,000
$162,0002
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗Pan Global Resources Inc.Executive Officer, DirectorNov 16, 2023D$1,052,918
similar: $1,100,000–$15,000,000
$1,052,91828
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗MAYFAIR GOLD CORP.Executive Officer, DirectorNov 15, 2023D$3,490,000
similar: $1,100,000–$15,000,000
$3,490,0003
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗MAYFAIR GOLD CORP.Executive Officer, DirectorJun 14, 2023D$2,254,448
similar: $1,100,000–$15,000,000
$2,254,4483
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗MAYFAIR GOLD CORP.Executive Officer, DirectorJan 20, 2023D$2,561,628
similar: $1,100,000–$15,000,000
$2,561,6280
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗Pan Global Resources Inc.Executive Officer, Director
Chairman of the Board
Jun 15, 2021D$214,913
similar: $500,000–$7,000,000
$214,91317
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pan Global Resources Inc.Executive Officer, Director
Chairman of the Board
Jul 28, 2020D$3,024,279
similar: $500,000–$7,000,000
$3,024,2796
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pan Global Resources Inc.DirectorDec 19, 2019D$456,540
similar: $500,000–$7,000,000
$456,54054
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pan Global Resources Inc.DirectorAug 23, 2019D$45,036
similar: $500,000–$7,000,000
$45,03654
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Oct 15, 2015D$4,615,724
similar: $500,000–$7,000,000
$4,615,7241
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Aug 13, 2015D$61,556
similar: $500,000–$7,000,000
$61,5561
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Mar 9, 2015D$112,890
similar: $500,000–$7,000,000
$112,8901
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mountain Province Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Jun 26, 2014D$9,901,500
similar: $500,000–$7,000,000
$9,901,5003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mountain Province Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Nov 29, 2013D$23,596
similar: $500,000–$7,000,000
$23,5961
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Oct 25, 2013D$361,404
similar: $500,000–$7,000,000
$361,4047
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Aug 15, 2013D$323,016$323,0165No minimum reported
EDGAR ↗Pan Global Resources Inc.DirectorJan 7, 2013D$25,328$25,3281No minimum reported
EDGAR ↗Kennady Diamonds Inc.Executive Officer, Director
President and Chief Executive Officer
Nov 16, 2012D$100,000$100,0001No minimum reported
EDGAR ↗Norsemont Mining Inc.Executive Officer, Director
Chief Executive Officer
Feb 9, 2011D$83,500$83,5001No minimum reported
EDGAR ↗Norsemont Mining Inc.Executive Officer, Director
Chief Executive Officer
Dec 22, 2010D$160,000$160,0001No minimum reported
EDGAR ↗Mountain Province Diamonds Inc.Executive Officer, DirectorNov 23, 2010D$5,386,962$5,386,9624No minimum reported
EDGAR ↗Mountain Province Diamonds Inc.Executive Officer, DirectorDec 16, 2009D$4,480,729$4,480,7292No minimum reported
EDGAR ↗Mountain Province Diamonds Inc.Executive Officer, DirectorAug 14, 2009D$403,053$403,0534No minimum reported
EDGAR ↗Norsemont Mining Inc.Executive Officer, Director
Chief Executive Officer
Apr 8, 2009D$1,078,850$1,078,8503No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Patrick Evans — address state MA, 1 issuer, Feb 16, 2021 → Feb 16, 2021 · no shared issuer found
  • Patrick Evans — address state NY, 1 issuer, Jan 21, 2022 → Jan 21, 2022 · no shared issuer found
  • Patrick C. Evans — address state Ontario, Canada (as filed: A6), 1 issuer, Apr 22, 2010 → Apr 22, 2010 · no shared issuer found
  • Patrick C. Evans — address state British Columbia, Canada (as filed: A1), 1 issuer, Jun 11, 2018 → Jun 11, 2018 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 38 names on the same filings (0 management entities, 38 people)

People and management entities the issuers listed as related persons on the same Form D filings as Patrick Evans. Source: the EDGAR rows in the table above.

  • Robert Parsons — 13 shared filings (3 issuers) · role as listed: Director · also listed on 2 other issuers
  • David Whittle — 11 shared filings (2 issuers) · role as listed: Director · also listed on 3 other issuers
  • Brian Kerzner — 11 shared filings (2 issuers) · role as listed: Director · also listed on 2 other issuers
  • Max Pinsky — 11 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Jonathan Comerford — 11 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Carl Verley — 11 shared filings (2 issuers) · role as listed: Director
  • Patrick Downey — 8 shared filings (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • ROBERT BAXTER — 7 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Bruce Ramsden — 7 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Jim Royall — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Christina Cepeliauskas — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 5 other issuers
  • Peeyush Varshney — 5 shared filings (1 issuer) · role as listed: Director
  • JUSTIN BYRD — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • TIM MOODY — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Jennifer Dawson — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • JASON MERCIER — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • CHRIS REYNOLDS — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Augusto Baertl — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • MALCOLM SIVERNS — 3 shared filings (1 issuer) · role as listed: Director
  • VINCENT IAN MASTERTON-HUME — 3 shared filings (1 issuer) · role as listed: Director
  • GEORGE BELL — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • D. Harry W. Dobson — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Elizabeth J. Kirkwood — 3 shared filings (1 issuer) · role as listed: Director
  • HOWARD BIRD — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • DOUGLAS CATER — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • CHRISTOPHER REYNOLDS — 3 shared filings (1 issuer) · role as listed: Director
  • Harry Pokrandt — 3 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Timothy Moody — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • SEAN PI — 3 shared filings (1 issuer) · role as listed: Director
  • LOUIS-PIERRE GIGNAC — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • JOHN MEARS — 2 shared filings (1 issuer) · role as listed: Director
  • Bruce Dresner — 2 shared filings (1 issuer) · role as listed: Director
  • CORINNE SMIT — 2 shared filings (1 issuer) · role as listed: Director
  • ANDREW MARSHALL — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • CORRINE SMIT — 1 shared filing (1 issuer) · role as listed: Director
  • ROGER DAVEY — 1 shared filing (1 issuer) · role as listed: Director
  • William Pennell — 1 shared filing (1 issuer) · role as listed: Director
  • Julian Bavin — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Patrick Evans appears on a new Form D, or when a court case or SEC action is matched to them. See plans →