Patrice Wolfe is listed as a director and promoter on 2 SEC Form D filings by 2 issuers between Jul 2015 and Aug 2015: BULLDOG INNOVATION GROUP LLC (New Haven, CT — industry reported as "Other" — 2015; $1.56M reported sold to 8 investors) and WHITNEY INNOVATION FUND LP (New Haven, CT — pooled investment fund — 2015).
What this means 2 separate companies raised money with this person listed as director and promoter. Across those companies the filings report $1.56M sold in total.
Listed alongside Andrea Sehl (2 shared filings), Donald Robert Quartel (2 shared filings), Gitendra Chitty (2 shared filings), Jay Readey (2 shared filings), Jeffrey Feldman (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrice. Each name links to their own page.
All 2 issuers belong to the sponsor group Bulldog (2 issuers, $1.56M reported sold, 2015).
What this means A sponsor group is one team that sets up a new company for each deal. Bulldog has 2 companies on file and $1.56M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Patrice Wolfe and found 7 differences, 4 worth asking the sponsor about: Bankruptcy case: Patrice A Wolfe; Bankruptcy case: Robert E. Wolfe and Patrice A. Wolfe; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.