Pascal Luck

Core Capital Partners III, L.P. (last filing Dec 13, 2011; $23,868,421 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

No amendment in the last 12 months on an offering that may still be open — Triumfant, Inc. (latest filing Jul 24, 2014) · No amendment in the last 12 months on an offering that may still be open — Triumfant, Inc. (latest filing Jun 26, 2014) · No amendment in the last 12 months on an offering that may still be open — UPDATELOGIC INC (latest filing Jan 3, 2013) · No amendment in the last 12 months on an offering that may still be open — Core Capital Partners III, L.P. (latest filing Dec 13, 2011) · No amendment in the last 12 months on an offering that may still be open — JackBe Corp (latest filing Nov 18, 2010) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Offering amount changed between filings — Triumfant, Inc. · Offering amount changed between filings — Triumfant, Inc. · Offering amount changed between filings — Triumfant, Inc. · Offering amount changed between filings — Triumfant, Inc. · Offering amount lowered between filings — Core Capital Partners III, L.P. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

The Dec 17, 2010 filing lists a minimum of $0; the Dec 13, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"$1 - $1,000,000" (Dec 7, 2010); then "Decline to Disclose" (Jan 24, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

This page covers filings where the address state is DC or MN. A separate record, "Pascal Luck" with address state MD, is listed on 5 filings — most recently by Fugue, Inc. (Jan 5, 2017). Both records have filings in the same period (Sep 20, 2013 to Jul 24, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN. A separate record, "Pascal Luck" with address state CA, is listed on 8 filings — most recently by BRIDGEWAVE COMMUNICATIONS INC (Apr 18, 2013). Both records have filings in the same period (Nov 10, 2009 to Apr 18, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN. A separate record, "Pascal Luck" with address state VA, is listed on 1 filing — most recently by Mobile System 7, Inc. (Dec 14, 2012). Both records have filings in the same period (Dec 14, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN. A separate record, "Pascal Luck" with address state MA, is listed on 1 filing — most recently by VI LABORATORIES INC (Sep 14, 2011). Both records have filings in the same period (Sep 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DC on 14 filings (Sep 25, 2009 to Jul 24, 2014); MN on 1 filing (Jan 3, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.