Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

Parker James Smith

Named as an officer, director or promoter on SEC Form D filings · AZ · Apr 8, 2025 → Apr 8, 2025

1deal (issuers)

$2.3Mreported sold

16investors

3Form D filings

2025year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:53 AM ET · SEC enforcement last checked: not yet

The short version

Parker James Smith is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Mar 2023 and Apr 2025: Simplifyance Inc. (Scottsdale, AZ — other technology — 2023–2025; $2.3M reported sold to 16 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside P. Todd Belfer (2 shared filings) and Sam Harris Stein (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Parker. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 10 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 2 open, 2 closed (disposition not in docket feed), 2 dismissed, 1 judgment

Parker-Smith v. St. Charles County Juvenile Court Division 16 open

District Court, E.D. Missouri · No. 4:26-cv-00615 · Filed Apr 24, 2026

Role of Parker-Smith: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)

PARKER SMITH v. PFIZER INC open

District Court, N.D. Florida · No. 3:25-cv-00731 · Filed May 30, 2025

Role of PARKER SMITH: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Blocker v. Parker-Smith closed

District Court, N.D. Georgia · No. 1:21-cv-04736 · Filed Nov 16, 2021 · Closed Oct 18, 2022

Role of Parker-Smith: Defendant · Outcome: Terminated 2022-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

KeyBank National Association v. Parker-Smith dismissed

District Court, S.D. New York · No. 1:20-cv-00587 · Filed Jan 22, 2020 · Closed Aug 14, 2020 · Nature of suit: Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract

Role of Parker-Smith: Defendant · Outcome: Terminated 2020-08-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

LaSalle Bank National Association v. Parker-Smith judgment

District Court, S.D. Ohio · No. 2:07-cv-00865 · Filed Aug 29, 2007 · Closed Apr 30, 2008 · Nature of suit: 220 Foreclosure

Role of Parker-Smith: Defendant · Outcome: Terminated 2008-04-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

LASALLE BANK NATIONAL ASSOCIAT v. PARKER-SMITH closed

District Court, S.D. Ohio · No. · Filed Aug 29, 2007 · Closed Apr 30, 2008 · Nature of suit: 220 Foreclosure

Role of PARKER-SMITH: Defendant · Outcome: Terminated 2008-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Scott v. Parker Smith dismissed

District Court, S.D. Florida · No. 1:00-cv-01695 · Filed May 15, 2000 · Closed Jul 24, 2000 · Nature of suit: 890 Other statutory actions

Role of Parker Smith: Defendant · Outcome: Terminated 2000-07-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Parker A. Smith open

United States Bankruptcy Court, E.D. Tennessee · No. 3:26-bk-30746 · Filed Oct 1, 2025

Role of Parker A. Smith: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state); middle initial differs

Parker Smith closed

United States Bankruptcy Court, D. Rhode Island · No. 1:15-bk-11346 · Filed Jul 1, 2015 · Closed Jan 15, 2016

Role of Parker Smith: Debtor · Outcome: Case closed 2016-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)

PARKER J SMITH closed

United States Bankruptcy Court, D. Minnesota · No. 04-33024 · Filed May 19, 2004 · Closed Sep 3, 2004

Role of PARKER J SMITH: Debtor · Outcome: Case closed 2004-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 8, 2025 D/A Simplifyance Inc. File 021-543186	$0	$0	$0 Proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
Mar 24, 2023 D Simplifyance Inc. File 021-476896	$0	$0	$0 Proceeds to be used for working capital.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Parker James Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Simplifyance Inc.

Scottsdale, AZ · Mar 24, 2023 → Apr 8, 2025 · 3 filings

Apr 8, 2025 · D/A · $2,304,660 sold of $3,554,660 · 16 investors · min. $10,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
Apr 8, 2025 · D · $2,304,660 sold of $3,554,660 · 16 investors · min. $10,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
Mar 24, 2023 · D · $330,000 sold of $750,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.3M from 16 investors (65% of the $3.55M target) as of the latest filing. Parker is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Parker Smith — CA, 6 issuers, Dec 20, 2019 → Jan 31, 2025 · no shared issuer

People around Parker 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

P. Todd Belfer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Parker James Smith. Their page shows their other deals.

Person

Sam Harris Stein

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Parker James Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Scottsdale, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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