Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Cayman Islands (as filed: E9), CA, NY · listed Sep 28, 2016 → Oct 1, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
34 of 79 offerings report sales commissions totalling $27,027,085; 0 report finder's fees; 3 report proceeds to related persons totalling $4,347,951. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 1, 2026 D/A File 021-160090 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Offering Memorandum. | None listed on this filing |
| EDGAR ↗ | Oct 1, 2026 D/A File 021-506809 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Investment Adviser LLC and/or its affiliates will receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Sep 14, 2026 D File 021-597356 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 10, 2026 D/A File 021-134890 | $8,515 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees and non-affiliated Directors are paid customary directors' fees. | INTE Securities LLC BrokerCheck CRD 000047107 ↗ |
| EDGAR ↗ | Sep 8, 2026 D/A File 021-412188 | $624,070 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Sep 8, 2026 D File 021-596638 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the Issuer receives investment management fees and performance allocation fees. | None listed on this filing |
| EDGAR ↗ | Aug 19, 2026 D/A File 021-490189 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive a management fee equal to a specified percentage of the Issuer's assets under management. | BLUE SAND SECURITIES LLC BrokerCheck CRD 142976 ↗ STOCK SECURITIES LLC BrokerCheck CRD 32244 ↗ |
| EDGAR ↗ | Jul 27, 2026 D/A File 021-448794 | $0 (est.) | $0 (est.) | $0 (est.) Numerai GP LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the value of the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Jul 22, 2026 D/A File 021-312115 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | May 15, 2026 D/A File 021-365154 | $122,500 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) |
| EDGAR ↗ | Apr 20, 2026 D/A File 021-347807 | $0 | $0 | $0 (est.) The Investment Manager receives a monthly fee on a share-by-share basis paid at the master fund level and the Master Fund General Partner receives a performance allocation as more fully set forth in the offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 15, 2026 D/A File 021-364937 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 14, 2026 D/A File 021-162037 | $2,491,893 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Mar 19, 2026 D/A File 021-411276 | $0 (est.) | $0 (est.) | $0 (est.) Numerai GP LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2026 D/A File 021-357881 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2026 D/A File 021-196566 | $0 | $0 | $0 Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Feb 27, 2026 D/A File 021-93128 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 27, 2026 D/A File 021-107802 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 12, 2026 D/A File 021-65894 | $0 | $0 | $40,800 (est.) The Fund pays $13600 to each of the 3 outside directors per annum. | The Enterprise Securities Company BrokerCheck CRD 26598 ↗ via The Enterprise Securities Company (CRD 26598 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) |
| EDGAR ↗ | Jan 13, 2026 D/A File 021-173271 | $0 | $0 | $0 (est.) Customary management fees are paid to Granville Capital, Inc., the investment manager of the Issuer, and customary director fees are paid to the non-affiliated directors, as disclosed in the supplement to the private placement memorandum. | None listed on this filing |
| EDGAR ↗ | Jan 8, 2026 D/A File 021-235851 | $0 | $0 | $0 The Investment Manager or an affiliate received management fees calculated as a percentage of net assets and (a performance fee equal to) a percentage of annual profits subject to a 6% hurdle rate. | None listed on this filing |
| EDGAR ↗ | Jan 8, 2026 D/A File 021-388926 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2026 D/A File 021-198963 | $0 | $0 | $0 The Investment Manager is entitled to management fees and a performance allocation as fully discussed in the issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Dec 29, 2025 D/A File 021-125478 | $9,664,809 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Dec 23, 2025 D File 021-567961 | $0 (est.) | $0 (est.) | $0 (est.) Numerai GP LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the value of the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Oct 22, 2025 D/A File 021-138191 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 3, 2025 D/A File 021-368595 | $0 (est.) | $0 (est.) | $0 (est.) Potrero Capital Research, LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance based fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | May 15, 2025 D/A File 021-127494 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | May 15, 2025 D/A File 021-127491 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Apr 25, 2025 D/A File 021-202869 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2025 D/A File 021-97157 | $0 | $0 | $0 Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Mar 24, 2025 D/A File 021-198460 | $0 (est.) | $0 (est.) | $17,400 (est.) The Issuer pays fees of approximately $8,700 per annum to its two directors. The Investment Adviser of the Issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Feb 27, 2025 D File 021-539368 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2025 D/A File 021-391135 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2025 D/A File 021-402150 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2024 D/A File 021-452149 | $0 | $0 | $4,289,751 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 23, 2024 D/A File 021-388929 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 29, 2023 D/A File 021-427453 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee based on the net asset value of the shares and an affiliate of the Investment Manager will receive incentive allocations as more fully set forth in the offering materials. | None listed on this filing |
| EDGAR ↗ | May 2, 2023 D/A File 021-443273 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2023 D/A File 021-244711 | $3,539,260 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Mar 22, 2023 D/A File 021-279357 | $0 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Oct 5, 2022 D/A File 021-377136 | $0 | $0 | $0 Darwin Global Management Limited and/or its affiliates will receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Feb 17, 2022 D/A File 021-373399 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 11, 2022 D/A File 021-331789 | $715,686 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 3, 2022 D File 021-432173 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Oct 28, 2021 D/A File 021-114343 | $8,466,102 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Aug 26, 2021 D/A File 021-318930 | $0 (est.) | $0 (est.) | $0 (est.) Autodidactic I Funds LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Aug 13, 2021 D/A File 021-289633 | $0 (est.) | $0 (est.) | $0 (est.) Numerai GP LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Mar 31, 2021 D File 021-394137 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee based on the net asset value of certain shares and an affiliate of the Investment Manager will receive incentive allocations as more fully set forth in the offering materials. | None listed on this filing |
| EDGAR ↗ | Dec 10, 2020 D/A File 021-354255 | $250,000 (est.) | $0 | $0 | Lazard Asia Limited no CRD number reported Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗ via Lazard Freres & Co. LLC (CRD 2528 ↗) |
| EDGAR ↗ | Dec 10, 2020 D/A File 021-354253 | $1,000,000 (est.) | $0 | $0 | Lazard Asia Limited no CRD number reported Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗ via Lazard Freres & Co. LLC (CRD 2528 ↗) |
| EDGAR ↗ | Aug 13, 2020 D/A File 021-289645 | $0 (est.) | $0 (est.) | $0 (est.) Numerai GP LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Jan 21, 2020 D File 021-358490 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358494 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358510 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358501 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358505 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358508 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358497 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358499 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358517 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358516 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358519 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358520 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358521 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358522 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 21, 2020 D File 021-358513 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358426 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358487 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358446 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358450 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358455 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358466 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358477 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 17, 2020 D File 021-358482 | $6,000 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-161448 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-181261 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Mar 1, 2019 D/A File 021-138780 | $0 | $0 | $0 | N/A no CRD number reported via BARCLAYS CAPITAL INC. (CRD 19714 ↗) N/A no CRD number reported via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) N/A no CRD number reported via Morgan Stanley Smith Barney Australia Pty Limited N/A no CRD number reported via Morgan Stanley Private Wealth Management Limited N/A no CRD number reported via Morgan Stanley Bank International Limited N/A no CRD number reported via Bank Morgan Stanley AG N/A no CRD number reported via Bank Morgan Stanley AG N/A no CRD number reported via Bank Morgan Stanley AG N/A no CRD number reported via Magenta Capital Services Ltd. N/A no CRD number reported via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) |
| EDGAR ↗ | Jun 22, 2018 D File 021-315168 | $0 (est.) | $0 (est.) | $0 (est.) Polychain VC LP and certain persons listed in Item 3 may receive a performance fee based on the issuer's assets and/or a performance fee based on the issuer's profits. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,796,091 | 59 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Balanced Alpha Cayman Fund Ltd group: Jlp | Director | Oct 1, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $851,000 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Carronade Capital Co-Investments SPC, Ltd. - Segregated Portfolio 1 group: Carronade | Director | Sep 14, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 10, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,020,705 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Creek Drive Capital Management Offshore Ltd. | Director | Sep 8, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $1,000,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Rose Grove Wellesley Cayman Fund Ltd. group: Rose Grove | Director | Sep 8, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,140,000 | 15 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FourWorld Special Opportunities Offshore Fund, Ltd group: Fourworld | Director Mr. Malde is a Director of the Issuer. | Aug 19, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,548,818 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Supreme Offshore Ltd. group: Numerai | Director Director of the Issuer | Jul 27, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $55,428,878 | 3 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Jul 22, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,250,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 20, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $327,715,050 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Henley Cayman Fund Ltd. group: Rose Grove | Director | Apr 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,834,870 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Director | Apr 14, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $740,525,478 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer | Mar 19, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $86,919,985 | 24 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Director | Mar 4, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Mar 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $589,182,000 | 52 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Feb 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,806,100 | 49 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Feb 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,453,263,217 | 80 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nantucket Institutional Fund Cayman spc group: Nantucket Multi | Director Independent Director | Feb 12, 2026 | D/A | $5,000,000,000 similar: $155,000–$5,250,000 | $63,275,399 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 13, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,026,162 | 24 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Jan 8, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Jan 8, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 7, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Offshore Fund I, Ltd. group: Rose Grove | Director | Dec 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $422,418,361 | 102 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Singularity Offshore Ltd. group: Numerai | Director Director of the Issuer | Dec 23, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Oct 22, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,266,059 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer | Oct 6, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $86,919,985 | 24 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,796,091 | 59 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Balanced Alpha Cayman Fund Ltd group: Jlp | Director | Oct 1, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $750,000 | 3 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,020,705 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Wellesley Cayman Fund Ltd. group: Rose Grove | Director | Sep 5, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,140,000 | 15 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FourWorld Special Opportunities Offshore Fund, Ltd group: Fourworld | Director Mr. Malde is a Director of the Issuer. | Aug 19, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,600,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Jul 28, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,250,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Supreme Offshore Ltd. group: Numerai | Director Director of the Issuer | Jun 25, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $50,000,000 | 1 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director | Apr 25, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,150,000 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 18, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $290,800,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Henley Cayman Fund Ltd. group: Rose Grove | Director | Apr 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,834,870 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Director | Apr 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $711,775,478 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Apr 11, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: Camcap | Director | Apr 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 24, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,155,153,816 | 119 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Balanced Alpha Cayman Fund Ltd group: Jlp | Director | Mar 6, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $550,000 | 2 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Mar 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $587,882,000 | 52 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Director | Mar 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Feb 27, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,453,263,217 | 80 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Feb 27, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,806,100 | 49 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Jewel CG Private Equity Fund 2024, L.P. group: Jewel | Director Director of the General Partner of the Issuer | Feb 27, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $6,568,144 similar: $1,000–$100,000 |
| EDGAR ↗ | Nantucket Institutional Fund Cayman spc group: Nantucket Multi | Director Independent Director | Feb 19, 2025 | D/A | $5,000,000,000 similar: $155,000–$5,250,000 | $56,136,213 | 27 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Jan 16, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,026,162 | 24 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Jan 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 8, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Menai Diversified Digital Asset Offshore Fund Ltd. group: Menai Digital | Director | Jan 3, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $12,635,000 | 7 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Menai Digital Asset Opportunities Offshore Fund Ltd. group: Menai Digital | Director | Jan 3, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $3,480,576 | 4 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Rose Grove Offshore Fund I, Ltd. group: Rose Grove | Director | Dec 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $422,418,361 | 102 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Oct 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,266,059 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 2, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,596,091 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,020,705 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FourWorld Special Opportunities Offshore Fund, Ltd group: Fourworld | Director Mr. Malde is a Director of the Issuer. | Aug 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,600,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Jul 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manaslu Fund IV, L.P. | Director | Jul 9, 2024 | D/A | $365,863,596 similar: $155,000–$5,250,000 | $357,694,069 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Supreme Offshore Ltd. group: Numerai | Director Director of the Issuer | Jun 7, 2024 | D/A | Indefinite similar: $500,000–$16,420,250 | $25,000,000 | 1 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 4, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 16, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 16, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director | Apr 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,150,000 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $290,000,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Apr 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Henley Cayman Fund Ltd. group: Rose Grove | Director | Apr 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,334,870 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Director | Apr 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $698,742,594 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer | Apr 5, 2024 | D/A | Indefinite similar: $500,000–$16,420,250 | $55,000,000 | 2 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 25, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,145,094,039 | 118 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Balanced Alpha Cayman Fund Ltd group: Jlp | Director | Mar 6, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Mar 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $582,382,000 | 51 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Director | Mar 4, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Feb 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,437,863,217 | 80 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Feb 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,806,100 | 48 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nantucket Institutional Fund Cayman spc group: Nantucket Multi | Director Independent Director | Feb 13, 2024 | D/A | $5,000,000,000 similar: $155,000–$5,250,000 | $62,015,317 | 29 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Jan 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MUDDY WATERS CAPITAL DOMINO MASTER FUND LP group: Muddy Waters | Director | Jan 23, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,171,239 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Jan 16, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Jan 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,079,109 | 21 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VesperMare EM Tactical Opportunities Offshore Fund LTD group: Vespermare | Director | Dec 29, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $124,350,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: Camcap | Director | Dec 26, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Menai Digital Asset Opportunities Offshore Fund Ltd. group: Menai Digital | Director | Dec 20, 2023 | D/A | Indefinite similar: $500,000–$16,420,250 | $3,480,576 | 4 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Menai Diversified Digital Asset Offshore Fund Ltd. group: Menai Digital | Director | Dec 20, 2023 | D/A | Indefinite similar: $500,000–$16,420,250 | $12,635,000 | 7 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Oct 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,266,059 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 4, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,596,091 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,970,705 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Aug 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FourWorld Special Opportunities Offshore Fund, Ltd group: Fourworld | Director Mr. Malde is a Director of the Issuer. | Aug 18, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $5,100,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Jul 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manaslu Fund IV, L.P. | Director | Jul 13, 2023 | D/A | $365,863,596 similar: $155,000–$5,250,000 | $334,372,451 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Supreme Offshore Ltd. group: Numerai | Director Director of the Issuer | Jun 8, 2023 | D/A | Indefinite similar: $500,000–$16,420,250 | $25,000,000 | 1 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Versor Trend Following LLC group: Versor | Director | May 2, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director | Apr 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,150,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,700,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Director | Apr 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $636,368,621 | 66 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,132,051,696 | 117 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Director | Mar 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,003 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Director | Mar 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $286,053,226 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Mar 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $581,982,000 | 51 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nantucket Institutional Fund Cayman spc group: Nantucket Multi | Director Paras Malde replaced Don Seymour as an Independent Director effective March 12, 2021. | Feb 22, 2023 | D/A | $5,000,000,000 similar: $155,000–$5,250,000 | $61,284,776 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Feb 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Jan 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,429,109 | 19 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 10, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: Camcap | Director | Dec 23, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Oct 24, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,266,059 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Darwin Global Offshore Fund, Ltd. group: Darwin | Director | Oct 5, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $248,469,321 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 20, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,970,705 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Aug 23, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,033,911 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Aug 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer | Aug 1, 2022 | D/A | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Manaslu Fund IV, L.P. | Director | Jul 13, 2022 | D | $365,863,596 similar: $155,000–$5,250,000 | $245,128,609 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Supreme Offshore Ltd. group: Numerai | Director Director of the Issuer | Jun 10, 2022 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 17, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 17, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director Director of the Issuer | Apr 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,150,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Versor Trend Following LLC group: Versor | Director | Apr 25, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,050,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: Camcap | Director | Mar 28, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 24, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,069,245,391 | 115 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Director | Mar 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $628,500,415 | 57 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director Director of the Issuer | Mar 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,150,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Mar 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $581,982,000 | 51 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Director | Mar 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $254,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nantucket Institutional Fund Cayman spc group: Nantucket Multi | Director Paras Malde replaced Don Seymour as an Independent Director effective March 12, 2021. | Mar 1, 2022 | D/A | $5,000,000,000 similar: $155,000–$5,250,000 | $89,129,300 | 35 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Systematic Alpha - Global Macro Fund Ltd. group: Versor | Executive Officer, Director | Feb 17, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: James River | Director | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,453,301 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Director | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,003 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Feb 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Feb 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPF FIV3 REIT (US) LLC group: J P Morgan | Director | Feb 3, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Jan 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,394,919 | 18 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Director | Dec 2, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,819,394 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Director | Oct 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $617,466,691 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Oct 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,824,459 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Darwin Global Offshore Fund, Ltd. group: Darwin | Director | Oct 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,278,889 | 34 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategos Offshore, Ltd. group: Strategos | Director | Sep 23, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,180,705 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tech Trader Offshore Fund, Ltd group: Tech Trader | Director Director of the Issuer | Aug 26, 2021 | D/A | Indefinite similar: $500,000–$16,420,250 | $200,000 | 1 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer. | Aug 25, 2021 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. group: Guggenheim | Director | Aug 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $552,033,911 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer. | Aug 13, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,939,980 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Aug 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Jun 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,447,863,217 | 80 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Jun 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,806,100 | 48 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Darwin Global Offshore Fund, Ltd. group: Darwin | Director | May 20, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,846,819 | 15 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,500,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | Apr 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | Apr 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hongkou Capital Offshore Ltd. group: Hongkou | Director | Mar 31, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $981,222,499 | 108 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Darwin Global Offshore Fund, Ltd. group: Darwin | Director | Mar 18, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,946,819 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director Director of the Issuer | Mar 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $564,232,000 | 47 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Feb 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Executive Officer, Director | Feb 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Systematic Alpha - Global Macro Fund Ltd. group: Versor | Executive Officer, Director | Feb 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Domino Fund Ltd. group: Muddy Waters | Director | Feb 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,824,459 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,885,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Executive Officer, Director | Jan 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,683,304 | 17 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: Camcap | Director | Dec 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Jewel CG Private Equity Fund 2019S, L.P. group: Jewel | Director Director of the General Partner of the Issuer. | Dec 10, 2020 | D/A | $64,537,712 similar: $155,000–$5,250,000 | $64,537,712 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Jewel CG Private Equity Fund 2019, L.P. group: Jewel | Director Director of the General Partner of the Issuer. | Dec 10, 2020 | D/A | $258,150,851 similar: $155,000–$5,250,000 | $258,150,851 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Jewel CG Private Equity Fund 2019S, L.P. group: Jewel | Director Director of the General Partner of the Issuer. | Dec 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,537,712 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Jewel CG Private Equity Fund 2019, L.P. group: Jewel | Director Director of the General Partner of the Issuer. | Dec 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $258,150,851 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Darwin Global Offshore Fund, Ltd. group: Darwin | Director Mr. Malde is a Director to the Issuer. | Oct 5, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $5,946,819 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tech Trader Offshore Fund, Ltd group: Tech Trader | Director Director of the Issuer | Sep 8, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $200,000 | 1 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Systematic Alpha - Global Macro Fund Ltd. group: Versor | Executive Officer, Director | Aug 17, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai One Master Ltd. group: Numerai | Director Director of the Issuer. | Aug 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,278,954 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Numerai Sigil Offshore Ltd. group: Numerai | Director Director of the Issuer. | Aug 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,140,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | Aug 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Potrero Institutional Fund, Ltd group: Potrero | Director Director of the Issuer. | Jun 10, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $31,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Jun 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,806,100 | 48 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Jun 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,401,863,217 | 80 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Apr 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | Apr 3, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | Apr 3, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Scion | Director Director of the Issuer | Mar 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $884,740,043 | 127 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Feb 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,650,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,432,000 | 42 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | McKinney & Olive REIT LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SPF FIV2 REIT (US) LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CA & NY Property Sale REIT 1 LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CA & NY Share Sale REIT LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LP 1A REIT NC SC DST group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Otis REIT LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SPF FIV3/4/5 REIT (US) LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | 125 West 55th REIT LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LP 1 REIT Inc. group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Capitol at Chelsea REIT LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | 200 Fifth Avenue REIT Holdco LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CA & NY Property Sale REIT 2 LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Strata REIT Holdco LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SPF FIV5 REIT (US) LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LP 1A REIT MA LLC group: J P Morgan | Director | Jan 21, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Venue REIT Holdco LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Crescent REIT LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SPF FIV4 REIT (US) LLC | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | South Florida Logistics Co REIT LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Royal Hawaiian REIT LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | River Oaks REIT LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LP 2A REIT Inc. group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LP 1A REIT Intermediate LLC group: J P Morgan | Director | Jan 17, 2020 | D | $120,000 similar: $125,000–$125,000 | $120,000 | 120 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,025,000 | 24 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARP Alternative Return Capture Fund Ltd. group: Versor | Executive Officer, Director | Jan 14, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: Granville | Director | Jan 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,578,686 | 16 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,746,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,050,000 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tech Trader Offshore Fund, Ltd group: Tech Trader | Director Director of the Issuer | Sep 12, 2019 | D/A | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Newtyn Offshore Partners, Ltd. group: Newtyn | Director | Aug 30, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $124,800,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,144,856 | 68 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Avenue Europe Opportunities Fund, Ltd. group: Avenue | Director | Mar 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,437,616 | 76 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Feb 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,650,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $393,232,000 | 34 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $124,800,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tech Trader Offshore Fund, Ltd group: Tech Trader | Director Director of the Issuer | Aug 10, 2018 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Polychain Global II Ltd. group: Polychain | Director Director of the Issuer. | Jun 22, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $162,486,802 | 19 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Mar 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,650,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Avenue Europe Opportunities Fund, Ltd. group: Avenue | Director | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,198,181 | 89 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $370,582,000 | 28 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,700,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $975,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,300,000 | 57 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,186,802 | 8 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Avenue Europe Opportunities Fund, Ltd. group: Avenue | Director | Mar 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,159,179 | 79 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Wykeham Capital Asia Value Fund | Director | Mar 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,552,617 | 66 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 16, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $338,782,000 | 28 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cormorant Global Healthcare Offshore Fund, Ltd. group: Cormorant | Director Director of the Issuer. | Feb 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $338,782,000 | 26 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Sep 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,700,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Sep 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Sep 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,400,000 | 48 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Paras Malde. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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