Optima Value GP, LLC is a management entity listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jul 2022 and Jan 2024: Optima Value Holdings, L.P. - Diversified (New York, NY — pooled investment fund — 2022–2024).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Saddle Point Management, L.P. (2 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Optima. Each name links to their own page.
The issuer belongs to the sponsor group Maxima (5 issuers, $207.1M reported sold, 2019–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Maxima has 5 companies on file and $207.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Optima Value GP, LLC and found 1 difference: Bankruptcy case: Richard C. Breeden, Esq. v. Saddle Point Systems.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.