PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

Sponsor Check › Person

OB
No photo found yet (own website and image search run after this page is viewed)

Olav B. Bergheim

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 20, 2008 → Nov 6, 2025

14deals (issuers)
$264.8Mreported sold
179investors
58Form D filings
2008–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Olav B. Bergheim is listed as an executive officer, director, and promoter on 58 SEC Form D filings by 14 issuers between Oct 2008 and Nov 2025. Largest by amount reported sold: Sonendo, Inc. (Laguna Hills, CA — other health care — 2008–2025; $84.7M reported sold to 19 investors), ADAGIO MEDICAL, INC. (Laguna Hills, CA — other health care — 2013–2022; $42.5M reported sold to 16 investors), YAP Therapeutics Inc (Laguna Hills, CA — biotechnology — 2022; $30.1M reported sold to 6 investors), GLAUKOS Corp (Laguna Hills, CA — other health care — 2010–2013; $30M reported sold to 20 investors), Metronom Health, Inc. (Laguna Hills, CA — other health care — 2010–2020; $22.2M reported sold to 11 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $264.8M sold in total.

Listed alongside Hugh Neuharth (28 shared filings), Bjarne Bergheim (15 shared filings), Thomas R. Engels (15 shared filings), Andrew Wade (12 shared filings), Vince Burgess (10 shared filings) and 64 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Olav. Each name links to their own page.

13 of the issuers belong to the sponsor group Group linked by Olav B. Bergheim (14 issuers, $144.9M reported sold, 2008–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Olav B. Bergheim has 14 companies on file and $144.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 58 public filings for Olav B. Bergheim and found 6 differences, 1 worth asking the sponsor about: 11 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Olav B. Bergheim has not run yet — it is joining a line of 59,671 names; searches run around the clock at the hosts' allowed rate. Searched so far: 678 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

Bergheim v. Sirona Dental Systems, Inc. judgment
District Court, S.D. New York · No. 1:16-cv-01692 · Filed Mar 4, 2016 · Closed Jan 26, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Award
Role of Bergheim: Plaintiff · Outcome: Terminated 2017-01-26 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 2 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Olav B. Bergheim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Richard C. Breeden, Esq. v. LD And ML Bergheim Revocable Living closed
United States Bankruptcy Court, N.D. New York · No. 98-59565 · Filed Mar 26, 1998 · Closed Aug 10, 2000
Role of LD And ML Bergheim Revocable Living: Defendant · Outcome: Case closed 2000-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 2 federal dockets); different first name (ml); court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Olav B. Bergheim — 1 worth asking about (compared the newest 50 of 58 filings on Oct 24, 2026; older filings not covered)

Note · Aug 27, 2020 – Mar 5, 2021

Bankruptcy case: Seton Medical Center v. Glaukos Corporation — filed Aug 27, 2020

United States Bankruptcy Court, C.D. California docket "Seton Medical Center v. Glaukos Corporation" filed Aug 27, 2020, closed Mar 5, 2021. GLAUKOS Corp (related issuer) is listed as Defendant ("Glaukos Corporation"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗GLAUKOS Corp — PartnerFacts page ↗
Sources
Worth asking · Mar 3, 2010 – Jan 31, 2022

11 Form Ds were filed more than 15 days after the first sale

Form D filed 483 days after the first sale — ADAGIO MEDICAL, INC. · Form D filed 72 days after the first sale — Metronom Health, Inc. · Form D filed 19 days after the first sale — YAP Therapeutics Inc · Form D filed 18 days after the first sale — Metronom Health, Inc. · Form D filed 16 days after the first sale — Sonendo, Inc. · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 25, 2013 ↗ADAGIO MEDICAL, INC. — PartnerFacts page ↗Form D · May 14, 2010 ↗Metronom Health, Inc. — PartnerFacts page ↗
Sources
Note · Nov 21, 2008 – May 12, 2025

21 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sonendo, Inc. (latest filing May 12, 2025) · No amendment in the last 12 months on an offering that may still be open — Anaxiom Corp (latest filing Apr 29, 2025) · No amendment in the last 12 months on an offering that may still be open — Anaxiom Corp (latest filing Feb 15, 2023) · No amendment in the last 12 months on an offering that may still be open — ADAGIO MEDICAL, INC. (latest filing Nov 8, 2022) · No amendment in the last 12 months on an offering that may still be open — Prelude Corp (latest filing Feb 15, 2022) · and 16 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 12, 2025 ↗Sonendo, Inc. — PartnerFacts page ↗Form D · Apr 29, 2025 ↗Anaxiom Corp — PartnerFacts page ↗
Sources
Note · Nov 26, 2008 – May 12, 2025

10 role changes for the same people across filings

Olav B. Bergheim's role changed at Sonendo, Inc.: executive officer, director → director · Olav B. Bergheim's role changed at Anaxiom Corp: executive officer, director, promoter → executive officer, director · Olav B. Bergheim's role changed at Metronom Health, Inc.: director → executive officer, director · Olav B. Bergheim's role changed at Sonendo, Inc.: director → executive officer, director · Olav B. Bergheim's role changed at Sonendo, Inc.: executive officer, director → director · and 5 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Dec 26, 2019 ↗Form D · May 12, 2025 ↗Olav B. Bergheim — PartnerFacts page ↗Sonendo, Inc. — PartnerFacts page ↗
Sources
Note · Mar 23, 2010 – Oct 3, 2018

4 offerings changed their target amount between filings

Offering amount changed between filings — ADAGIO MEDICAL, INC. · Offering amount changed between filings — Metronom Health, Inc. · Offering amount changed between filings — Sonendo, Inc. · Offering amount changed between filings — Sonendo, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Mar 15, 2017 ↗Form D/A (later) · Oct 3, 2018 ↗ADAGIO MEDICAL, INC. — PartnerFacts page ↗Form D (earlier) · Jul 9, 2014 ↗
Sources
Note · Nov 26, 2008 – Aug 14, 2014

Olav B. Bergheim is written 2 different ways on the filings

listed as "Olav B. Bergheim" on 44 filings (from Nov 26, 2008), and "Olav Bergheim" on 9 filings (from Aug 14, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 26, 2008 ↗Form D · Aug 14, 2014 ↗Olav B. Bergheim — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 58 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 51 offerings reports sales commissions totalling $234,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 6, 2025 D
Prelude Corp
File 021-563341
$0$0$0None listed on this filingEDGAR ↗
May 12, 2025 D
Sonendo, Inc.
File 021-545760
$234,500$0$0Brookline Capital Markets BrokerCheck CRD 44656 ↗
via Arcadia Securities, LLC (CRD 44656 ↗)
EDGAR ↗
Apr 29, 2025 D
Anaxiom Corp
File 021-544743
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2023 D
Anaxiom Corp
File 021-473520
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2022 D
ADAGIO MEDICAL, INC.
File 021-464169
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2022 D
Prelude Corp
File 021-433735
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2022 D
YAP Therapeutics Inc
File 021-431534
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2020 D
Metronom Health, Inc.
File 021-384308
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2020 D
ADAGIO MEDICAL, INC.
File 021-381421
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2020 D
Prelude Corp
File 021-357752
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2019 D
Sonendo, Inc.
File 021-356479
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2019 D
Sonendo, Inc.
File 021-343297
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2019 D/A
ADAGIO MEDICAL, INC.
File 021-334698
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2019 D
Metronom Health, Inc.
File 021-329619
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2018 D
Sonendo, Inc.
File 021-326385
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2018 D/A
ADAGIO MEDICAL, INC.
File 021-282657
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2018 D
Otello Medical, Inc.
File 021-318935
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2018 D
Prelude Corp
File 021-317976
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2018 D
Anaxiom Corp
File 021-302806
$0$0$0None listed on this filingEDGAR ↗
May 16, 2017 D
Sonendo, Inc.
File 021-286829
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2017 D
Metronom Health, Inc.
File 021-282609
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2017 D
Prelude Corp
File 021-282659
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2017 D
Sonendo, Inc.
File 021-277590
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2017 D
Metronom Health, Inc.
File 021-277629
$0$0$0None listed on this filingEDGAR ↗
May 31, 2016 D
Sonendo, Inc.
File 021-264142
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2016 D
Anaxiom Corp
File 021-259338
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2016 D
Prelude Corp
File 021-259339
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2014 D/A
Metronom Health, Inc.
File 021-220644
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2014 D
Sonendo, Inc.
File 021-224081
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2014 D
LoneStar Heart, Inc.
File 021-224122
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2014 D
ADAGIO MEDICAL, INC.
File 021-222964
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2014 D
Sonendo, Inc.
File 021-210084
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2013 D
LoneStar Heart, Inc.
File 021-206534
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2013 D
ADAGIO MEDICAL, INC.
File 021-198565
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2013 D
Sonendo, Inc.
File 021-197445
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2013 D
ADAGIO MEDICAL, INC.
File 021-194229
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2013 D
GLAUKOS Corp
File 021-190823
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2012 D
GLAUKOS Corp
File 021-184931
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2012 D
GLAUKOS Corp
File 021-182573
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2012 D
Sonendo, Inc.
File 021-181477
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2011 D
LoneStar Heart, Inc.
File 021-166886
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2011 D/A
Sonendo, Inc.
File 021-106593
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2011 D
GLAUKOS Corp
File 021-154689
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2010 D
GLAUKOS Corp
File 021-148086
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2010 D
LoneStar Heart, Inc.
File 021-143590
$0$0$0None listed on this filingEDGAR ↗
May 14, 2010 D
Metronom Health, Inc.
File 021-142052
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2010 D
Arges Imaging Inc.
File 021-140232
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2010 D
Fjord Capital Partners I, L.P.
File 021-138818
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jul 22, 2009 D
CardioPolymers, Inc.
File 021-48405
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2009 D
Siqro, Inc.
File 021-131886
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2008 D
ORQIS MEDICAL CORP
File 021-56545
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Olav B. Bergheim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PC
Biotechnology · group: Group linked by Olav B. Bergheim

Prelude Corp

Laguna Hills, CA · Mar 15, 2016 → Nov 6, 2025 · 6 filings
  • Nov 6, 2025 · D · $5,000,000 sold of $7,500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 15, 2022 · D · $9,281,159 sold of $20,000,001 · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 10, 2020 · D · $10,000,013 sold of $10,000,013 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 27, 2018 · D · $8,999,991 sold of $8,999,991 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2017 · D · $5,499,998 sold of $5,499,998 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2016 · D · $2,150,002 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $10M from 32 investors (100% of the $7.5M target) as of the latest filing. Olav is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other Health Care · group: Group linked by Olav B. Bergheim

Sonendo, Inc.

Laguna Hills, CA · Nov 26, 2008 → May 12, 2025 · 16 filings
  • May 12, 2025 · D · $5,000,000 sold of $15,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 26, 2019 · D · $84,699,923 sold of $85,200,000 · 19 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 2, 2019 · D · $17,000,005 sold of $17,000,005 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 21, 2018 · D · $24,999,986 sold of $25,000,008 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 16, 2017 · D · $850,000 sold of $850,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2017 · D · $4,000,006 sold of $4,000,006 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 31, 2016 · D · $33,266,395 sold of $45,000,007 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 4, 2014 · D · $35,000,007 sold of $35,000,007 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 15, 2014 · D · $3,090,000 sold of $10,300,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 4, 2013 · D · $18,000,000 sold of $18,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 19, 2012 · D · $9,209,998 sold of $9,209,998 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 10, 2011 · D/A · $5,931,874 sold of $6,431,879 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 1, 2010 · D/A · $2,931,874 sold of $3,431,874 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 23, 2010 · D · $2,131,871 sold of $2,131,871 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 12, 2009 · D · $718,000 sold of $718,071 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2008 · D · $500,000 sold of $500,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $84.7M from 19 investors (100% of the $15M target) as of the latest filing. Olav is listed as director, executive officer on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other Health Care · group: Group linked by Olav B. Bergheim

Anaxiom Corp

Laguna Hills, CA · Mar 15, 2016 → Apr 29, 2025 · 4 filings
  • Apr 29, 2025 · D · $5,415,295 sold of $7,653,334 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 15, 2023 · D · $696,145 sold of $1,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 10, 2018 · D · $2,500,005 sold of $2,500,005 · 4 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 15, 2016 · D · $900,000 sold of $900,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $5.42M from 9 investors (71% of the $7.65M target) as of the latest filing. Olav is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Other Health Care · group: Group linked by Olav B. Bergheim

ADAGIO MEDICAL, INC.

Laguna Hills, CA · Mar 29, 2013 → Nov 8, 2022 · 9 filings
  • Nov 8, 2022 · D · $9,500,000 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 24, 2020 · D · $42,500,017 sold of $42,500,017 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 8, 2019 · D/A · $6,999,995 sold of $20,000,010 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2019 · D · $6,999,995 sold of $20,000,010 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 3, 2018 · D/A · $16,000,015 sold of $16,000,015 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2017 · D · $10,000,017 sold of $12,000,011 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 14, 2014 · D · $4,137,110 sold of $6,000,004 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 25, 2013 · D · $3,000 sold of $3,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 29, 2013 · D · $2,500,001 sold of $2,500,001 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $42.5M from 16 investors (100% of the $10M target) as of the latest filing. Olav is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YT
Biotechnology · group: Group linked by Olav B. Bergheim

YAP Therapeutics Inc

Laguna Hills, CA · Jan 31, 2022
  • Jan 31, 2022 · D · $30,063,589 sold of $30,063,589 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $30.1M from 6 investors (100% of the $30.1M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MH
Other Health Care · group: Group linked by Olav B. Bergheim

Metronom Health, Inc.

Laguna Hills, CA · May 14, 2010 → Dec 26, 2020 · 7 filings
  • Dec 26, 2020 · D · $22,164,945 sold of $27,833,051 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2019 · D · $7,000,002 sold of $12,000,006 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2017 · D · $11,612,527 sold of $12,499,998 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2017 · D · $3,063,340 sold of $3,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 4, 2014 · D/A · $5,300,153 sold of $6,300,151 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2014 · D · $4,800,147 sold of $5,132,611 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2010 · D · $60 sold of $60 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $22.2M from 11 investors (80% of the $27.8M target) as of the latest filing. Olav is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OM
Other Health Care · group: Group linked by Olav B. Bergheim

Otello Medical, Inc.

Laguna Hills, CA · Aug 10, 2018
  • Aug 10, 2018 · D · $1,640,000 sold of $1,640,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.64M from 13 investors (100% of the $1.64M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other Health Care

LoneStar Heart, Inc.

Irvine, CA · Jun 16, 2010 → Sep 4, 2014 · 4 filings
  • Sep 4, 2014 · D · $1,000,100 sold of $1,000,100 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2013 · D · $2,396,585 sold of $12,750,009 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2011 · D · $7,449,468 sold of $20,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2010 · D · $10,150,000 sold of $15,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $10.2M from 11 investors (100% of the $1M target) as of the latest filing. Olav is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Other Health Care · group: Group linked by Olav B. Bergheim

GLAUKOS Corp

Laguna Hills, CA · Sep 23, 2010 → Jan 25, 2013 · 5 filings
  • Jan 25, 2013 · D · $30,000,002 sold of $30,000,002 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 3, 2012 · D · $6,000,000 sold of $6,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 10, 2012 · D · $4,500,000 sold of $4,500,000 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 1, 2011 · D · $29,500,003 sold of $29,500,003 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2010 · D · $6,000,392 sold of $6,000,392 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 20 investors (100% of the $30M target) as of the latest filing. Olav is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Other Health Care · group: Group linked by Olav B. Bergheim

Arges Imaging Inc.

Laguna Hills, CA · Apr 7, 2010
  • Apr 7, 2010 · D · $855,455 sold of $1,205,456 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $855K from 3 investors (71% of the $1.21M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FC
Pooled Investment Fund · group: Group linked by Olav B. Bergheim

Fjord Capital Partners I, L.P.

Laguna Hills, CA · Feb 18, 2010
  • Feb 18, 2010 · D · $11,825,000 sold of $11,825,000 · 18 investors · min. $100,000 · role: Promoter (Manager of Fjord Venture Partners I, LLC which serves as the General Partner to Issuer) EDGAR ↗

Raised $11.8M from 18 investors (100% of the $11.8M target) as of the latest filing. Olav is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C
Other Health Care · group: Group linked by Olav B. Bergheim

CardioPolymers, Inc.

Laguna Hills, CA · Jul 22, 2009
  • Jul 22, 2009 · D · $13,571,573 sold of $16,271,573 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $13.6M from 6 investors (83% of the $16.3M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Health Care · group: Group linked by Olav B. Bergheim

Siqro, Inc.

Laguna Hills, CA · Jun 11, 2009
  • Jun 11, 2009 · D · $675,675 sold of $1,501,500 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $676K from 8 investors (45% of the $1.5M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OM
Other Health Care · group: Group linked by Olav B. Bergheim

ORQIS MEDICAL CORP

Lake Forest, CA · Oct 20, 2008
  • Oct 20, 2008 · D · $1,193,787 sold of $2,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.19M from 7 investors (60% of the $2M target) as of the latest filing. Olav is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Olav 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

FV
Management entity

Fjord Venture Partners I, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

HN
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh Neuharth

Promoter, Executive Officer, Director · 28 shared filings (9 issuers) · also on 2 other issuers

Hugh Neuharth is on 11 issuers in total — a repeat sponsor. Their page lists every one.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Engels

Director · 15 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bjarne Bergheim

Executive Officer, Director · 15 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Wade

Executive Officer · 12 shared filings (4 issuers)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

VB
No photo found yet (own website and image search run after this page is viewed)
Person

Vince Burgess

Director · 10 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Even

Director · 9 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Zhao

Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Link

Director · 8 shared filings (2 issuers) · also on 27 other issuers

William Link is on 29 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Madera

Director · 8 shared filings (2 issuers) · also on 20 other issuers

Paul Madera is on 22 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Troy Bremer

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Erik Amble

Director · 7 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Chungsik Chon

Director · 7 shared filings (2 issuers) · also on 3 other issuers

Charles Chungsik Chon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Cox

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Lussier

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

FY
No photo found yet (own website and image search run after this page is viewed)
Person

Fan Yu

Director · 5 shared filings (2 issuers) · also on 4 other issuers

Fan Yu is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Forche

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan T. Silverstein

Director · 5 shared filings (1 issuer) · also on 32 other issuers

Jonathan T. Silverstein is on 33 issuers in total — a repeat sponsor. Their page lists every one.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert H. Kliman

Director · 5 shared filings (1 issuer) · also on 6 other issuers

Gilbert H. Kliman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Harrison

Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Richard Harrison is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert More

Director · 5 shared filings (1 issuer) · also on 14 other issuers

Robert More is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas W. Burns

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

FA
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Ahmann

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond W. Cohen

Executive Officer, Director · 4 shared filings (2 issuers) · also on 4 other issuers

Raymond W. Cohen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Gerrit Adams

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Morteza Gharib

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Morteza Gharib is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel K. Turner

Director · 3 shared filings (1 issuer) · also on 20 other issuers

Daniel K. Turner is on 21 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Maciejewski

Director · 3 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Watts

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alejandro Sanchez

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Maetzold

Director · 2 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Glenn

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Cosan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Huennekens

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

FY
No photo found yet (own website and image search run after this page is viewed)
Person

Fan Yu

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Fan Yu is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW COATS

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

ZZ
No photo found yet (own website and image search run after this page is viewed)
Person

Zi Zhenjun

Director · 2 shared filings (1 issuer)

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tuan Huynh

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Caluori

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Olav B. Bergheim. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zach Scheiner

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Zach Scheiner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

GL
Sponsor group

Group linked by Olav B. Bergheim

14 issuers · 55 filings · $144.9M reported sold · 2008–2025

One team, 14 deal companies. Olav B. Bergheim is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Olav B. Bergheim.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 14 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 6 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Olav B. Bergheim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — 1 issuer has property records: Prelude Corp (6).

Public profiles and social

Websites and social links of the issuers Olav B. Bergheim is listed on: none on file. No website or social profile named in YAP Therapeutics Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #166,803 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Laguna Hills, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Olav B. Bergheim appears on a new Form D, or when a court case or SEC action is matched to them. See plans →