Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Dec 1, 2016 → Jan 7, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Search queued. Results are added automatically; check back later or follow this page to be notified.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
10 of 115 offerings report sales commissions totalling $8,832,509; 0 report finder's fees; 1 reports proceeds to related persons totalling $20,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 12, 2024 D/A File 021-452041 | $0 (est.) | $0 (est.) | $20,000 (est.) Organizational Expenses will be reimbursed to the General Partner. A management fee will be paid to the General Partner in accordance with the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Oct 24, 2023 D File 021-495464 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2021 D/A File 021-364024 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 7, 2021 D/A File 021-364021 | $775,458 (est.) | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported |
| EDGAR ↗ | Jan 7, 2021 D/A File 021-364031 | $2,993,468 (est.) | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported CREDIT SUISSE (MEXICO) no CRD number reported |
| EDGAR ↗ | Jan 4, 2021 D File 021-385150 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 29, 2020 D File 021-376631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 19, 2020 D File 021-367318 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 19, 2020 D File 021-367321 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 13, 2020 D File 021-366849 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 1, 2020 D/A File 021-192684 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 1, 2020 D/A File 021-192637 | $0 | $0 | $0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES. | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 1, 2020 D/A File 021-114329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 1, 2020 D/A File 021-130054 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | May 1, 2020 D File 021-366134 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 21, 2020 D File 021-361104 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 13, 2020 D/A File 021-319172 | $16,305 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-257814 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-258917 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-262935 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-274160 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-92604 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-99848 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-108506 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-182435 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-231253 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-56001 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-84707 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-42741 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-42740 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-76219 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-80427 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-119657 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-130005 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-167595 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-202963 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-191951 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-193939 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-250537 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-130027 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-167594 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-191949 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-241705 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-241704 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-241696 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-241701 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-241702 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-42739 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-193920 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-279511 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-281469 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-281468 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-281539 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-284947 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-290663 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-290757 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-299709 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-305874 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-308392 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-321139 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-321144 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-333200 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-334557 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-337167 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-337328 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-337329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-337331 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-341651 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-354063 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 16, 2020 D File 021-358236 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 7, 2020 D File 021-357382 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Sep 16, 2019 D/A File 021-314623 | $34,523 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported Brooklyn Ltd. no CRD number reported BG Valores S.A. no CRD number reported |
| EDGAR ↗ | Sep 16, 2019 D/A File 021-314624 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 27, 2019 D File 021-333729 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 20, 2019 D File 021-333176 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 31, 2018 D File 021-329234 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2018 D/A File 021-192966 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 10, 2018 D/A File 021-238014 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 27, 2018 D File 021-311176 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-204685 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-164207 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-192343 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-184330 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-185385 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-197180 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-202946 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-204686 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-244171 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-244173 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-286866 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2017 D/A File 021-290750 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2017 D/A File 021-275510 | $212,500 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Dec 1, 2017 D/A File 021-275508 | $20,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Dec 1, 2017 D/A File 021-275506 | $1,427,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Nov 30, 2017 D File 021-299798 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Nov 30, 2017 D File 021-299799 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Nov 7, 2017 D/A File 021-274361 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 26, 2017 D/A File 021-275513 | $312,375 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275511 | $2,472,313 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275512 | $568,567 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-144044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-125823 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-143893 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-165480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-210188 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D File 021-278325 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-144005 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-128195 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255303 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255302 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 4, 2017 D File 021-277595 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-238015 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 15, 2016 D File 021-259322 | $0 | $0 | $0 | PIMCO Canada Corp. no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Rupert Capital Partners, LP | Executive Officer, Promoter Manager of the General Partner of the Issuer. | Jun 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,100,000 | 2 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Orange Charger Inc. | Executive Officer, Director | Oct 24, 2023 | D | $8,914,640 similar: $1,100,015–$10,001,163 | $8,814,640 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Rupert Capital Partners, LP | Executive Officer, Promoter Manager of the General Partner of the Issuer. | Jun 26, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,100,000 | 2 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rupert Capital Partners, LP | Executive Officer, Promoter Manager of the General Partner of the Issuer. | Jul 12, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III TE Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 7, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,550,000 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 7, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $919,867,362 | 57 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 7, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,042,454,638 | 54 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Employee Balboa Bay Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 4, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $8,675,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Sep 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $60,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $855,897,362 | 47 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III TE Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,575,000 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,023,493,638 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISCO Offshore Fund III LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 19, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $864,809,980 | 54 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISCO Onshore Fund III LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 19, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $577,705,400 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $75,500,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,268,203,229 | 45 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $324,141,821 | 53 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,874,747 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,112,074,764 | 240 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS Residential Opportunities Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 1, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 31, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $308,812,362 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III TE Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 31, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $267,150,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 31, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $703,175,000 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ILS Employee Fund II LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 21, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $1,651,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commercial Real Estate Debt Fund, L.P. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Feb 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,248,039,000 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $688,014,169 | 244 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,878,453 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,021,396,229 | 495 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Seven Point Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $781,056,792 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $479,929,783 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,003,308,724 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $761,153,455 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,901,020 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $403,605,034 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Onshore Feeder LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $387,000,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Offshore Feeder III LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,034,522 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Offshore Feeder I LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,000,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $769,659,221 | 19 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,562,143 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $54,130,040 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $807,003,850 | 37 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Money Market Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,565,138,260 | 325 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,300,481 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,384,379,233 | 88 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,800,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $435,190,000 | 27 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $648,735,507 | 35 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,860,356,376 | 205 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,561,825 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,135,807,463 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,598,791,315 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Discretionary Multi-Asset Portfolio, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,584,800 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $430,569,189 | 43 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund IX, Ltd. group: Pimco | Executive Officer MANAGING DIRECTOR OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $82,159,802 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,100,952,674 | 95 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,153,596,024 | 197 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,063,801,797 | 66 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $812,931,117 | 70 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,028,332 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,110,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,175,230 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,504,688,109 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI TRENDS Managed Futures Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,551,560 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,298,290 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $218,496,167 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PHFS V Mortgage RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,297,182 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IX SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,000,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $247,200,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV EM Macro Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,556,089 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,193,466,543 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III Equity Dispersion Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,672,341 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalina TRH Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,096,795 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $51,300,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 7, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $98,901,000 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 22, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $105,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $430,569,189 | 43 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,386,800 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CLO Opportunities Onshore Feeder, L.P. group: Pimco | Executive Officer Executive Officer of Managing Member of General Partner of Issuer | Sep 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,756,403 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CLO Opportunities Offshore Feeder, L.P. group: Pimco | Executive Officer Executive Officer of Managing Member of General Partner of Issuer | Sep 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,329,500 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commercial Real Estate Debt Fund, L.P. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Aug 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,187,104,000 | 63 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $26,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Offshore Feeder III LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $156,255,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Offshore Feeder I LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $392,000,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Income Fund Onshore Feeder LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $327,500,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IX SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 12, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $300,000,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalina TRH Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $2,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Red Stick Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 27, 2019 | D | $201,000,000 similar: $155,000–$5,250,000 | $201,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund IX, Ltd. group: Pimco | Executive Officer MANAGING DIRECTOR OF THE INVESTMENT MANAGER | Feb 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $10,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Five Star L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $212,466,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SinWaves, Inc. | Executive Officer, Director | Dec 31, 2018 | D | $1,000,000 similar: $1,100,015–$10,001,163 | $60,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $247,901,020 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $761,153,455 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $956,256,498 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $479,929,783 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,662,002,775 | 225 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,478,453 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $475,468,364 | 181 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,296,500 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Seven Point Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,446,196 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $385,429,179 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $769,659,221 | 19 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,562,143 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,900,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $569,647,601 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Money Market Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,561,250,760 | 324 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,800,481 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,365,989,033 | 84 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $305,690,000 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $611,735,507 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,722,523,976 | 190 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,961,825 | 57 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,010,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,135,807,463 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,548,791,315 | 90 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Discretionary Multi-Asset Portfolio, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,159,802 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,943,297,021 | 92 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,153,596,024 | 197 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,063,801,797 | 66 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $787,773,254 | 69 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,028,332 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,110,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,175,230 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,504,688,109 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI TRENDS Managed Futures Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $57,651,560 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $132,898,290 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $500,000–$16,420,250 | $218,496,167 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PHFS V Mortgage RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,197,182 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $247,200,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV EM Macro Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,556,089 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $867,866,543 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III Equity Dispersion Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,672,341 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 12, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $32,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commodity Core Alpha Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 12, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $947,825,292 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $753,953,455 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $304,313,401 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $449,300,423 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Commercial Real Estate Debt Fund, L.P. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Aug 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $696,654,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CLO Opportunities Offshore Feeder, L.P. group: Pimco | Executive Officer Executive Officer of Managing Member of General Partner of Issuer | Jun 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,877,500 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CLO Opportunities Onshore Feeder, L.P. group: Pimco | Executive Officer Executive Officer of Managing Member of General Partner of Issuer | Jun 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $21,024,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CLO Opportunities Offshore Feeder, L.P. group: Pimco | Executive Officer Executive Officer of Managing Member of General Partner of Issuer | Jun 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $95,877,500 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Fund IIB Ltd group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 27, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV EM Macro Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 22, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $13,046,453 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 16, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Seven Point Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,700,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $260,004,869 | 116 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $978,762,205 | 103 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,006,948 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,069,664 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,656,872 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $943,071,283 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $746,753,455 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $292,358,224 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $270,968,031 | 84 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,706,032 | 93 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $404,354,722 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $419,737,965 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,800,481 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,192,819,523 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,560,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $529,485,507 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,672,732,322 | 180 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,435,610 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,010,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,035,807,463 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,545,306,315 | 87 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Discretionary Multi-Asset Portfolio, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,609,802 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,877,272,980 | 83 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,149,271,024 | 192 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,040,992,542 | 62 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $786,483,831 | 67 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,788,995 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,110,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,175,230 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,504,688,109 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VII SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI TRENDS Managed Futures Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,851,560 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $89,198,290 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $500,000–$16,420,250 | $218,496,167 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PHFS V Mortgage RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,987,546 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $212,400,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $756,900,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III Equity Dispersion Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,560,472 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS II SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,500,016 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $253,700,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I Macro RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,750,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,727,840,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,262,451,000 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $990,505,068 | 101 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Employee Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 30, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $2,097,653 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 30, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $389,213,913 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $24,100,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust group: Pimco | Executive Officer Executive Officer of the Investment Adviser | Nov 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,913,248 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $942,951,000 | 96 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $653,775,067 | 86 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,096,440,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Seven Point Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jul 14, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $100,500,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I Macro RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jul 14, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $12,550,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V Mortgage RV Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jul 13, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $45,284,220 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $827,750,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $706,421,000 | 75 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $517,955,068 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,850,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,989,550 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,275,000 | 305 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VII SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 16, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 17, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $63,657,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,550,000 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $590,798,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $135,850,000 | 288 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $320,700,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,389,550 | 97 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,355,068 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Discretionary Multi-Asset Portfolio, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 1, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI TRENDS Managed Futures Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 28, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 28, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,493,864,179 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,110,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Money Market Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 27, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $7,794,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,675,000 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,635,068 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $284,700,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $516,348,000 | 59 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,300,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,900,000 | 159 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LTD. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,039,602,890 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,150,294 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,078,356 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Capital Securities Fund (Cayman) Ltd group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D | Indefinite similar: $2,144,500–$20,220,000 | $3,232,886 | 1 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VIII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,638,171 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,488,059 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund III Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $670,679,192 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,129,584 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,405,316,006 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $550,405,000 similar: $155,000–$5,250,000 | $550,405,000 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $603,863,320 similar: $155,000–$5,250,000 | $603,863,320 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $146,122,500 similar: $155,000–$5,250,000 | $146,122,500 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO International Portfolio Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 4, 2017 | D | Indefinite similar: $2,144,500–$20,220,000 | $100,098,461 | 1 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LLC group: Pimco | Executive Officer Managing Director of the Manager | Jan 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $283,902,314 | 44 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,319,924,432 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,788,995 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $292,358,224 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $943,071,283 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $746,753,455 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,656,872 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,010,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,385,816,315 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $851,444,280 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,069,664 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,385,441 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $934,357,463 | 61 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,668,031 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Dividend Emerging Market Equity Sector Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,541,344 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,895,610 | 38 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,307,060 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,800,481 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $731,438,331 | 64 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $248,110,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $419,235,507 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,006,948 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $253,700,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS II SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,500,016 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $707,100,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $500,000–$16,420,250 | $218,496,167 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,491,175,230 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,099,521,024 | 185 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $8,050,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $14,525,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $45,200,000 | 99 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $277,050,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $361,348,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $112,195,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,875,242,569 | 81 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,915,970,710 | 106 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $402,257,069 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,192,819,523 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,600,251,032 | 89 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,560,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III Equity Dispersion Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 9, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $27,580,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $523,268,320 | 83 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer "INVESTMENT MANAGER OF THE ISSUER (""INVESTMENT MANAGER"")" | Oct 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $468,375,000 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $259,118,320 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer "INVESTMENT MANAGER OF THE ISSUER (""INVESTMENT MANAGER"")" | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $467,625,000 | 76 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,312,500 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 11, 2016 | D | Indefinite similar: $500,000–$16,420,250 | $207,000,000 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $111,687,500 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,620,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer "INVESTMENT MANAGER OF THE ISSUER (""INVESTMENT MANAGER"")" | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $239,875,000 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ELEVEN POINT FUND, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $601,990,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 9, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 19, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $67,207,060 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as NICHOLAS J. JOHNSON. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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