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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Nicholas V. Morosoff

Named as an officer, director or promoter on SEC Form D filings · CA · Nov 19, 2010 → Aug 7, 2026

67deals (issuers)
$15.36Breported sold
9,409investors
122Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Nicholas V. Morosoff is listed as an executive officer on 122 SEC Form D filings by 67 issuers between Nov 2010 and Aug 2026. Largest by amount reported sold: CIM Opportunity Zone Fund, L.P. (Los Angeles, CA — pooled investment fund — 2019–2026; $2.22B reported sold to 3,231 investors), CIM Fund VIII, L.P. (Los Angeles, CA — pooled investment fund — 2013–2015; $1.88B reported sold to 31 investors), CIM Infrastructure Fund III, L.P. (Los Angeles, CA — pooled investment fund — 2022–2023; $1.76B reported sold to 35 investors), CIM Urban Income Investments Parallel - 2, L.P. (Los Angeles, CA — pooled investment fund — 2022–2026; $1.57B reported sold to 6 investors), CIM UII Onshore, L.P. (Los Angeles, CA — pooled investment fund — 2017–2025; $1.57B reported sold to 27 investors) and 62 more (all listed below).

What this means That is a lot of deals — 67 separate companies raised money with this person listed as executive officer, over about 16 years. Across those companies the filings report $15.36B sold in total.

Listed alongside Avraham Shemesh (121 shared filings), David Thompson (121 shared filings), Shaul Kuba (121 shared filings), Richard S. Ressler (120 shared filings), Charles E. Garner II (80 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nicholas. Each name links to their own page.

All 67 issuers belong to the sponsor group Cim (74 issuers, $16.69B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cim has 74 companies on file and $16.69B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 122 public filings for Nicholas V. Morosoff and found 10 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Nicholas V. Morosoff has not run yet — it is joining a line of 32,500 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Morosoff v. Smith & Nephew, Inc. closed
District Court, D. Maryland · No. 1:19-cv-01131 · Filed Apr 17, 2019 · Closed Oct 1, 2021
Role of Morosoff: Plaintiff · Outcome: Terminated 2021-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 2 federal dockets); surname only in the caption; court in MD (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nicholas V. Morosoff..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Richard G. Stout and Katrina Morosoff Stout closed
United States Bankruptcy Court, D. Maine · No. 88-20042 · Filed Feb 16, 1988 · Closed Mar 6, 1992
Role of Richard G. Stout and Katrina Morosoff Stout: Debtor · Outcome: Case closed 1992-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 2 federal dockets); different first name (katrina); court in ME (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Nicholas V. Morosoff — 4 worth asking about (compared the newest 50 of 122 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 9, 2021 – Nov 8, 2022

Amount sold went down between filings — CIM UII Onshore, L.P.

The Nov 9, 2021 filing says $1,330,799,294 sold; the Nov 8, 2022 Form D/A says $1,269,361,021 sold — $61,438,273 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 9, 2021 ↗Form D/A (later) · Nov 8, 2022 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2019 – Oct 22, 2020

Amount sold went down between filings — CIM UII Onshore, L.P.

The Oct 21, 2019 filing says $1,170,000,000 sold; the Oct 22, 2020 Form D/A says $1,169,086,132 sold — $913,868 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 21, 2019 ↗Form D/A (later) · Oct 22, 2020 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Worth asking · Nov 15, 2024 – Nov 19, 2025

Investor count went down between filings — CIM UII Onshore, L.P.

The Nov 15, 2024 filing reports 27 investors; the Nov 19, 2025 Form D/A reports 23 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 15, 2024 ↗Form D/A (later) · Nov 19, 2025 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 13, 2018 – May 7, 2026

14 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CIM Urban Income Investments Parallel - 2, L.P. · Paid seller listed without a CRD number: Principle Advisory Services — CIM Urban Income Investments Parallel - 2, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CIM UII Onshore, L.P. · Paid seller listed without a CRD number: Principle Advisory Services — CIM UII Onshore, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CMMT Partners, L.P. · and 9 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · May 7, 2026 ↗BrokerCheck search: Mitsui & Co. Alternative Investment Limited ↗CIM Urban Income Investments Parallel - 2, L.P. — PartnerFacts page ↗BrokerCheck search: Principle Advisory Services ↗
Sources
Note · Jan 22, 2020 – Feb 7, 2020

Form D filed 16 days after the first sale — 5599 Seminary Rd (VA) Holdings, LLC

The filing says the first sale was Jan 22, 2020. The Form D was filed Feb 7, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 7, 2020 ↗5599 Seminary Rd (VA) Holdings, LLC — PartnerFacts page ↗
Sources
Note · Apr 29, 2022 – Nov 13, 2023

No amendment in the last 12 months on an offering that may still be open — CIM Infrastructure Fund III, L.P. (latest filing Nov 13, 2023)

The latest filing for this offering is dated Nov 13, 2023 (first sale Apr 29, 2022). It reports $1,757,609,274 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 13, 2023 ↗CIM Infrastructure Fund III, L.P. — PartnerFacts page ↗
Sources
Note · Jun 24, 2021 – Jul 9, 2021

No amendment in the last 12 months on an offering that may still be open — CIM Epic II QOF, L.P. (latest filing Jul 9, 2021)

The latest filing for this offering is dated Jul 9, 2021 (first sale Jun 24, 2021). It reports $4,878,500 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 9, 2021 ↗CIM Epic II QOF, L.P. — PartnerFacts page ↗
Sources
Note · Aug 14, 2017 – Nov 27, 2019

No amendment in the last 12 months on an offering that may still be open — CIM Fund IX, L.P. (latest filing Nov 27, 2019)

The latest filing for this offering is dated Nov 27, 2019 (first sale Aug 14, 2017). It reports $783,668,889 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 27, 2019 ↗CIM Fund IX, L.P. — PartnerFacts page ↗
Sources
Note · Dec 31, 2019 – Dec 31, 2020

Offering amount changed between filings — CIM Opportunity Zone Fund, L.P.

The Dec 31, 2019 filing says $5,000,000,000 offered; the Dec 31, 2020 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 31, 2019 ↗Form D/A (later) · Dec 31, 2020 ↗CIM Opportunity Zone Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 5, 2016 – Jul 28, 2017

Nicholas V. Morosoff is written 2 different ways on the filings

listed as "Nicholas Morosoff" on 6 filings (from Dec 5, 2016), and "Nicholas V. Morosoff" on 54 filings (from Jul 28, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 5, 2016 ↗Form D · Jul 28, 2017 ↗Nicholas V. Morosoff — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 122 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

63 of 70 offerings report sales commissions totalling $103,232,319; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 7, 2026 D/A
CIM-BGV Affordable Housing Impact Fund I, L.P.
File 021-554049
$0$0$0None listed on this filingEDGAR ↗
May 7, 2026 D/A
CIM Urban Income Investments Parallel - 2, L.P.
File 021-438612
$1,957,709 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reported
Principle Advisory Services no CRD number reported		EDGAR ↗
Mar 17, 2026 D/A
CIM Opportunity Zone Fund, L.P.
File 021-330940
$30,000,000 (est.)$0$0CAIS Capital LLC BrokerCheck CRD 000154512 ↗
RBC Wealth Management BrokerCheck CRD 000031194 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
BD4RIA, Inc. BrokerCheck CRD 000290240 ↗
Integrity Alliance, LLC BrokerCheck CRD 000139627 ↗
Garden State Securities, Inc. BrokerCheck CRD 000010083 ↗
Arkadios Capital BrokerCheck CRD 000282710 ↗
Harbor Investments Advisory, LLC BrokerCheck CRD 000151085 ↗
Steward Partners Investment Solutions, LLC BrokerCheck CRD 000001254 ↗
World Investments, LLC BrokerCheck CRD 000020626 ↗
Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 000011025 ↗
Wells Fargo Clearing Services, LLC BrokerCheck CRD 000019616 ↗		EDGAR ↗
Nov 19, 2025 D/A
CIM UII Onshore, L.P.
File 021-283059
$1,957,709 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reported
Principle Advisory Services no CRD number reported		EDGAR ↗
Nov 19, 2025 D/A
CIM UII Onshore EE, L.P.
File 021-493343
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2025 D/A
CMMT Partners, L.P.
File 021-275673
$10,000,000 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reportedEDGAR ↗
Oct 27, 2025 D/A
CMMTP-2, L.P.
File 021-384428
$10,000,000 (est.)$0$0CAIS Capital LLC BrokerCheck CRD 154512 ↗
via CAIS Capital LLC (CRD 154512 ↗)
EDGAR ↗
Oct 27, 2025 D/A
CMMTP-1, L.P.
File 021-322448
$10,000,000 (est.)$0$0None listed on this filingEDGAR ↗
Apr 3, 2025 D
Novva Co-Investor Feeder (Cayman), L.P.
File 021-542920
$1,000,000 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 000007059 ↗
Hugo Fisher no CRD number reported		EDGAR ↗
Apr 3, 2025 D
Novva Co-Investor Feeder, L.P.
File 021-542921
$1,000,000 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 000007059 ↗
Hugo Fisher no CRD number reported		EDGAR ↗
Jul 24, 2024 D
CIM Infrastructure Fund III EE, L.P.
File 021-519676
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2023 D/A
CIM Infrastructure Fund III, L.P.
File 021-443756
$20,000,000 (est.)$0$0CCO Capital, LLC BrokerCheck CRD 31147 ↗
via CCO Capital, LLC (CRD 31147 ↗)

CIM Japan, Ltd. no CRD number reported
Astrid Advisors Limited no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Selinus Capital Advisors GmbH no CRD number reported
PAS Advisory Services Pty Ltd no CRD number reported
Hugo Fisher no CRD number reported		EDGAR ↗
Sep 28, 2023 D
CMMTP-2 EE, L.P.
File 021-493350
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2023 D
CIM Urban Income Investments Parallel - 2 REIT, LLC
File 021-470989
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 18, 2023 D
7007 W. INDIAN SCHOOL RD. (PHOENIX) HOLDINGS, LLC
File 021-470988
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 2, 2022 D
CMMTP-2 REIT, LLC
File 021-431878
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 9, 2021 D
CIM Epic II QOF, L.P.
File 021-405724
$50,000 (est.)$0$0
The Issuer will pay a management fee to its investment manager. The investment manager is controlled by certain individuals listed in item 3 above.
Capital Integration Systems LLC no CRD number reported
via CAIS Capital, LLC (CRD 154512 ↗)

Raymond James Financial, Inc. no CRD number reported
via Raymond James & Associates, Inc. (CRD 705 ↗)
EDGAR ↗
Jan 27, 2021 D
Southern Towers (VA) Holdings, LLC
File 021-387453
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 13, 2020 D
Korea REIT, LLC
File 021-360485
$7,000$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 7, 2020 D
5599 Seminary Rd (VA) Holdings, LLC
File 021-360014
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2020 D
221 W. 6th Street (TX) Holdings, LLC
File 021-358931
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2020 D
Jack London Square Development (Oakland) Holdings, LLC
File 021-358923
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 27, 2019 D/A
CIM Fund IX, L.P.
File 021-291733
$2,307,525 (est.)$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Feb 4, 2019 D
907 Barry Place NW (DC) Holdings, LLC
File 021-332058
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via Patrick J. Whelchel (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2019 D
444 N. Michigan Ave (Chicago) Holdings, LLC
File 021-331809
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2019 D
1000 Washington (Boston) Holdings, LLC
File 021-331830
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 30, 2019 D
L-55 Hawthorne REIT, LLC
File 021-331737
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
H-Turtle Creek Village REIT, LLC
File 021-304035
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
CIM Urban Income Investments Holdings Parent, LLC
File 021-304033
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
H-55 Hawthorne REIT, LLC
File 021-304029
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
1440 Broadway (NY) Holdings, LLC
File 021-304004
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
S-201Stuart REIT, LLC
File 021-304020
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
400 Paul Ave Holdings, LLC
File 021-304012
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 3, 2018 D/A
CIM Infrastructure Fund II, L.P.
File 021-257341
$1,161,000 (est.)$0$0PAS Advisory Services Pty Ltd no CRD number reported
Further Capital Partners Ltd. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Dec 22, 2017 D
CIM Infrastructure Fund II-A, L.P.
File 021-301490
$1,537,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 31, 2017 D
340 Townsend (SF) Owner, LLC
File 021-279657
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2017 D
SM REIT, LLC
File 021-279693
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D/A
440 South LaSalle Street Holdings, LLC
File 021-279377
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D
274 Brannan Street Holdings, LLC
File 021-279399
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 26, 2017 D
CMMT Lending REIT, LLC
File 021-279353
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 28, 2015 D
2 Rector Street Holdings Parent, LLC
File 021-232975
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 28, 2015 D
CIM Urban REIT Holdings, LLC
File 021-232978
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 15, 2015 D
B1-CVIII Holdings, LLC
File 021-232356
$35,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 8, 2015 D/A
CIM Fund VIII, L.P.
File 021-189532
$5,980,688$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

MA Alternative Investments Ltd., OMC Chambers no CRD number reported
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 8, 2015 D/A
CIM Fund VIII (Parallel-1), L.P.
File 021-197463
$5,980,688$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

MA Alternative Investments Ltd., OMC Chambers no CRD number reported		EDGAR ↗
Jan 22, 2014 D
330 Townsend (SF) Owner, LLC
File 021-210467
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3460 West 7th Street (CA), LLC
File 021-210468
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3700 Cole Avenue (Dallas), LLC
File 021-210469
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1616 West Dallas (Houston) Owner, LLC
File 021-210470
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
5 Hanover Square (NY) Owner, LLC
File 021-210472
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1845 Summit Place (DC), LLC
File 021-210474
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1829 SUMMIT PLACE (DC), LLC
File 021-210475
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1629 Columbia Road (DC), LLC
File 021-210480
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
501 East Oltorf Street (TX) Owner, LLC
File 021-210505
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
2345 Sage Road (Houston) Owner, LLC
File 021-210513
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
265-275 Cherry Street (NY) Partner, LLC
File 021-210516
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 15, 2014 D
H&H REIT, Inc.
File 021-210094
$5,500 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 16, 2013 D
225 5th Avenue (NY) Holdings, LLC
File 021-190374
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
725 Arizona Avenue (SM), LLC
File 021-189687
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
CIM Henderson Holdings, LLC
File 021-189700
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 10, 2012 D/A
CIM VI-2 (Urban REIT), LLC
File 021-172428
$5,500 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 9, 2012 D
CIM VI-2 (Urban REIT), LLC
File 021-173191
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D
CIM VI-1 (Urban REIT), LLC
File 021-172347
$5,500 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 11, 2011 D
CIM VI-1 (Urban REIT), LLC
File 021-159630
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2011 D
CIM VI (Urban REIT), LLC
File 021-153481
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/4200 Scotland Street (Houston), L.P.
File 021-153462
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/Urban REIT 211 Main St. (SF), L.P.
File 021-153465
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/11620 Wilshire (Los Angeles), L.P.
File 021-153468
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 5, 2011 D
CIM/980 9th Street (Sacramento), L.P.
File 021-152997
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 19, 2010 D
CIM VI (Urban REIT), LLC
File 021-150754
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 67

Every issuer that named Nicholas V. Morosoff on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CB
Pooled Investment Fund · group: Cim

CIM-BGV Affordable Housing Impact Fund I, L.P.

Los Angeles, CA · Aug 7, 2025 → Aug 7, 2026 · 2 filings
  • Aug 7, 2026 · D/A · $95,000,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Aug 7, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $95M from 7 investors as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
Pooled Investment Fund · group: Cim

CIM Urban Income Investments Parallel - 2, L.P.

Los Angeles, CA · Mar 23, 2022 → May 7, 2026 · 5 filings
  • May 7, 2026 · D/A · $1,574,372,354 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • May 9, 2025 · D/A · $1,574,297,354 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Apr 5, 2024 · D/A · $1,568,722,354 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Apr 6, 2023 · D/A · $1,568,547,354 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Mar 23, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $1.57B from 6 investors as of the latest filing. Nicholas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Cim

CIM Opportunity Zone Fund, L.P.

Los Angeles, CA · Jan 18, 2019 → Mar 17, 2026 · 9 filings
  • Mar 17, 2026 · D/A · $2,218,948,230 sold of Indefinite · 3,231 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Mar 17, 2025 · D/A · $2,100,039,327 sold of Indefinite · 3,228 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 15, 2024 · D/A · $1,955,276,522 sold of Indefinite · 2,953 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 15, 2023 · D/A · $1,628,289,758 sold of Indefinite · 2,524 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 15, 2022 · D/A · $1,078,740,158 sold of Indefinite · 1,716 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Sep 13, 2021 · D/A · $438,825,442 sold of Indefinite · 667 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 31, 2020 · D/A · $303,595,526 sold of Indefinite · 419 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 31, 2019 · D/A · $225,876,354 sold of $5,000,000,000 · 325 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jan 18, 2019 · D · $0 sold of $5,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $2.22B from 3,231 investors as of the latest filing. Nicholas is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
Pooled Investment Fund · group: Cim

CIM UII Onshore EE, L.P.

Los Angeles, CA · Sep 28, 2023 → Nov 19, 2025 · 3 filings
  • Nov 19, 2025 · D/A · $325,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 15, 2024 · D/A · $175,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Sep 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $325K from 7 investors as of the latest filing. Nicholas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
Pooled Investment Fund · group: Cim

CIM UII Onshore, L.P.

Los Angeles, CA · Mar 22, 2017 → Nov 19, 2025 · 10 filings
  • Nov 19, 2025 · D/A · $1,574,372,354 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 15, 2024 · D/A · $1,568,722,354 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 2, 2023 · D/A · $1,568,697,354 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 8, 2022 · D/A · $1,269,361,021 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 9, 2021 · D/A · $1,330,799,294 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 22, 2020 · D/A · $1,169,086,132 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 21, 2019 · D/A · $1,170,000,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 7, 2019 · D/A · $972,942,569 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Apr 3, 2018 · D/A · $905,927,213 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 22, 2017 · D · $503,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.57B from 27 investors as of the latest filing. Nicholas is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C2
Commercial · group: Cim

CMMTP-2, L.P.

Los Angeles, CA · Dec 28, 2020 → Oct 27, 2025 · 6 filings
  • Oct 27, 2025 · D/A · $1,274,215,789 sold of Indefinite · 663 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 11, 2024 · D/A · $258,358,648 sold of Indefinite · 663 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 5, 2023 · D/A · $242,908,647 sold of Indefinite · 601 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 5, 2022 · D/A · $183,492,138 sold of Indefinite · 482 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 5, 2021 · D/A · $60,220,000 sold of Indefinite · 176 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 663 investors as of the latest filing. Nicholas is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C1
Commercial · group: Cim

CMMTP-1, L.P.

Los Angeles, CA · Oct 27, 2025
  • Oct 27, 2025 · D/A · $1,274,215,789 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 6 investors as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cim

CMMT Partners, L.P.

Los Angeles, CA · Dec 5, 2016 → Oct 27, 2025 · 4 filings
  • Oct 27, 2025 · D/A · $1,274,215,789 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 19, 2020 · D/A · $693,163,266 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 13, 2018 · D/A · $326,530,612 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 5, 2016 · D · $48,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 58 investors as of the latest filing. Nicholas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Cim

Novva Co-Investor Feeder, L.P.

Los Angeles, CA · Apr 3, 2025
  • Apr 3, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Cim

Novva Co-Investor Feeder (Cayman), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 3, 2025
  • Apr 3, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund III EE, L.P.

Los Angeles, CA · Jul 24, 2024
  • Jul 24, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund III, L.P.

Los Angeles, CA · Apr 28, 2022 → Nov 13, 2023 · 3 filings
  • Nov 13, 2023 · D/A · $1,757,609,274 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • May 5, 2023 · D/A · $752,150,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Apr 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $1.76B from 35 investors as of the latest filing. Nicholas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C2
Commercial · group: Cim

CMMTP-2 EE, L.P.

Los Angeles, CA · Sep 28, 2023
  • Sep 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

7W
REITS and Finance · group: Cim

7007 W. INDIAN SCHOOL RD. (PHOENIX) HOLDINGS, LLC

Los Angeles, CA · Jan 18, 2023
  • Jan 18, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban Income Investments Parallel - 2 REIT, LLC

Los Angeles, CA · Jan 18, 2023
  • Jan 18, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C2
REITS and Finance · group: Cim

CMMTP-2 REIT, LLC

Los Angeles, CA · Feb 2, 2022
  • Feb 2, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President of the General Partner of CMMTP-2, L.P.) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Cim

CIM Epic II QOF, L.P.

Los Angeles, CA · Jul 9, 2021
  • Jul 9, 2021 · D · $4,878,500 sold of Indefinite · 17 investors · min. $1 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $4.88M from 17 investors as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
REITS and Finance · group: Cim

Southern Towers (VA) Holdings, LLC

Los Angeles, CA · Jan 27, 2021
  • Jan 27, 2021 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KR
REITS and Finance · group: Cim

Korea REIT, LLC

Los Angeles, CA · Feb 13, 2020
  • Feb 13, 2020 · D · $140,000 sold of $140,000 · 140 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $150M from 140 investors (100% of the $140K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5S
REITS and Finance · group: Cim

5599 Seminary Rd (VA) Holdings, LLC

Los Angeles, CA · Feb 7, 2020
  • Feb 7, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2W
REITS and Finance · group: Cim

221 W. 6th Street (TX) Holdings, LLC

Los Angeles, CA · Jan 24, 2020
  • Jan 24, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JL
REITS and Finance · group: Cim

Jack London Square Development (Oakland) Holdings, LLC

Los Angeles, CA · Jan 24, 2020
  • Jan 24, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund IX, L.P.

Los Angeles, CA · Jul 28, 2017 → Nov 27, 2019 · 4 filings
  • Nov 27, 2019 · D/A · $783,668,889 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 1, 2018 · D/A · $631,391,111 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 19, 2018 · D/A · $555,549,375 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $783.7M from 34 investors as of the latest filing. Nicholas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

9B
REITS and Finance · group: Cim

907 Barry Place NW (DC) Holdings, LLC

Los Angeles, CA · Feb 4, 2019
  • Feb 4, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1000 Washington (Boston) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4N
REITS and Finance · group: Cim

444 N. Michigan Ave (Chicago) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L5
REITS and Finance · group: Cim

L-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 30, 2019
  • Jan 30, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H5
REITS and Finance · group: Cim

H-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban Income Investments Holdings Parent, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
REITS and Finance · group: Cim

H-Turtle Creek Village REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S2
REITS and Finance · group: Cim

S-201Stuart REIT, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4P
REITS and Finance · group: Cim

400 Paul Ave Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1B
REITS and Finance · group: Cim

1440 Broadway (NY) Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II, L.P.

Los Angeles, CA · Feb 11, 2016 → Jan 3, 2018 · 3 filings
  • Jan 3, 2018 · D/A · $576,450,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 13, 2017 · D/A · $405,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $576.5M from 21 investors as of the latest filing. Nicholas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II-A, L.P.

Los Angeles, CA · Dec 22, 2017
  • Dec 22, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Cim

SM REIT, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

340 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2B
REITS and Finance · group: Cim

274 Brannan Street Holdings, LLC

Los Angeles, CA · Jan 27, 2017
  • Jan 27, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4S
REITS and Finance · group: Cim

440 South LaSalle Street Holdings, LLC

Los Angeles, CA · Jan 26, 2017 → Jan 27, 2017 · 2 filings
  • Jan 27, 2017 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
REITS and Finance · group: Cim

CMMT Lending REIT, LLC

Los Angeles, CA · Jan 26, 2017
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban REIT Holdings, LLC

Los Angeles, CA · Jan 28, 2015
  • Jan 28, 2015 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2R
REITS and Finance · group: Cim

2 Rector Street Holdings Parent, LLC

Los Angeles, CA · Jan 28, 2015
  • Jan 28, 2015 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Cim

B1-CVIII Holdings, LLC

Los Angeles, CA · Jan 15, 2015
  • Jan 15, 2015 · D · $4,200,000 sold of Indefinite · 10 investors · min. $50,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $4.2M from 10 investors as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund VIII, L.P.

Los Angeles, CA · Jan 4, 2013 → Jan 8, 2015 · 8 filings
  • Jan 8, 2015 · D/A · $1,876,673,008 sold of Indefinite · 31 investors · min. $4,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $1,382,599,420 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $1,380,511,067 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 19, 2013 · D/A · $813,647,388 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Aug 20, 2013 · D/A · $553,772,188 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2013 · D/A · $458,272,188 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jun 4, 2013 · D/A · $450,126,706 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jan 4, 2013 · D · $356,895,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $1.88B from 31 investors as of the latest filing. Nicholas is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund VIII (Parallel-1), L.P.

Los Angeles, CA · Jun 4, 2013 → Jan 8, 2015 · 5 filings
  • Jan 8, 2015 · D/A · $479,994,996 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $439,374,512 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 19, 2013 · D/A · $144,113,806 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2013 · D/A · $119,213,906 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jun 4, 2013 · D · $80,661,647 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $480M from 14 investors as of the latest filing. Nicholas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

22
REITS and Finance · group: Cim

265-275 Cherry Street (NY) Partner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
REITS and Finance · group: Cim

2345 Sage Road (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5E
REITS and Finance · group: Cim

501 East Oltorf Street (TX) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1C
REITS and Finance · group: Cim

1629 Columbia Road (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1829 SUMMIT PLACE (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1845 Summit Place (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5H
REITS and Finance · group: Cim

5 Hanover Square (NY) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1616 West Dallas (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3C
REITS and Finance · group: Cim

3700 Cole Avenue (Dallas), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3W
REITS and Finance · group: Cim

3460 West 7th Street (CA), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

330 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
REITS and Finance · group: Cim

H&H REIT, Inc.

Los Angeles, CA · Jan 15, 2014
  • Jan 15, 2014 · D · $107,000 sold of $110,000 · 107 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $107K from 107 investors (97% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

25
REITS and Finance · group: Cim

225 5th Avenue (NY) Holdings, LLC

Los Angeles, CA · Jan 16, 2013
  • Jan 16, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
REITS and Finance · group: Cim

CIM Henderson Holdings, LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

7A
REITS and Finance · group: Cim

725 Arizona Avenue (SM), LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI-2 (Urban REIT), LLC

Los Angeles, CA · Jan 25, 2012 → Feb 10, 2012 · 3 filings
  • Feb 10, 2012 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Feb 9, 2012 · D · $125,000,000 sold of $350,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗
  • Jan 25, 2012 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125M from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI-1 (Urban REIT), LLC

Los Angeles, CA · May 11, 2011 → Jan 24, 2012 · 2 filings
  • Jan 24, 2012 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • May 11, 2011 · D · $65,000,000 sold of $2,000,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $65M from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI (Urban REIT), LLC

Los Angeles, CA · Nov 19, 2010 → Jan 12, 2011 · 2 filings
  • Jan 12, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Secretary of the Manager of the Issuer) EDGAR ↗
  • Nov 19, 2010 · D · $250,000,000 sold of $445,000,000 · 6 investors · min. $25,000,000 · role: Executive Officer (Secretary of the Manager of the Issuer) EDGAR ↗

Raised $250M from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C1
Other Real Estate · group: Cim

CIM/11620 Wilshire (Los Angeles), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CU
Other Real Estate · group: Cim

CIM/Urban REIT 211 Main St. (SF), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C4
Other Real Estate · group: Cim

CIM/4200 Scotland Street (Houston), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C9
Other Real Estate · group: Cim

CIM/980 9th Street (Sacramento), L.P.

Los Angeles, CA · Jan 5, 2011
  • Jan 5, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Nicholas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Nicholas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CG
Management entity

CIM Group, LLC

Promoter · 64 shared filings (20 issuers) · also on 2 other issuers

CIM Group, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

CU
Management entity

CIM UII Onshore GP, LLC

Promoter · 13 shared filings (2 issuers)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CG
Management entity

CIM Group Management, LLC

Promoter · 12 shared filings (5 issuers)

CIM Group Management, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

CMMT Partners GP, LLC

Promoter, Director · 11 shared filings (3 issuers)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CO
Management entity

CIM Opportunity Zone Fund GP, LLC

Promoter · 9 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CF
Management entity

CIM Fund VIII GP, LLC

Director · 8 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CF
Management entity

CIM Fund IX GP, LLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CV
Management entity

CIM VI-2 (Partners) GP, LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CI
Management entity

CIM Infrastructure II GP, LLC.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CK
Management entity

CMMT Korea GP, LLC

Promoter, Director · 2 shared filings (2 issuers)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CV
Management entity

CIM VI (Partners) GP, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CV
Management entity

CIM VI-1 (Partners) GP, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CB
Management entity

CIM-BGV Fund I GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CT
Management entity

CIM/Texas Apartments GP1, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CU
Management entity

CIM Urban REIT GP IV, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

BC
Management entity

B1-CVIII Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

BG
Management entity

Block G Holdings GP2, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

BG
Management entity

Block G Holdings, LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

VC
Management entity

V. CIM VI Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

VC
Management entity

V. CMMT Partners, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

H5
Management entity

H-55 Hawthorne REIT Manager LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

S2
Management entity

S-201Stuart REIT Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

CI
Management entity

CIM Infra II AIV-3, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

1B
Management entity

1400 Broadway Manager (NY), LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas V. Morosoff. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cim

74 issuers · 138 filings · $16.69B reported sold · 2010–2026

One team, 74 deal companies. Nicholas V. Morosoff is listed on 67 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Nicholas V. Morosoff.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 21 of the 67 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CIM-BGV Affordable Housing Impact Fund I, L.P., CIM Urban Income Investments Parallel - 2, L.P., CIM Opportunity Zone Fund, L.P., CIM UII Onshore, L.P., CMMTP-2, L.P., CMMTP-1, L.P., CMMT Partners, L.P., Novva Co-Investor Feeder, L.P., Novva Co-Investor Feeder (Cayman), L.P., CIM Infrastructure Fund III EE, L.P., CIM Infrastructure Fund III, L.P., Korea REIT, LLC, CIM Fund IX, L.P., CIM Infrastructure Fund II, L.P., CIM Infrastructure Fund II-A, L.P., B1-CVIII Holdings, LLC, CIM Fund VIII, L.P., CIM Fund VIII (Parallel-1), L.P., CIM VI-2 (Urban REIT), LLC, CIM VI-1 (Urban REIT), LLC, CIM VI (Urban REIT), LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Nicholas V. Morosoff by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 67 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nicholas V. Morosoff is listed on: none on file. No website or social profile named in CMMTP-1, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #55,866 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

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