Nelson Wu is listed as an executive officer and promoter on 2 SEC Form D filings by 2 issuers between Jan 2016 and Feb 2023: Open Square Capital, LLC (Los Alamitos, CA — pooled investment fund — 2016; $3M reported sold to 3 investors) and Open Insights Fund LP (Los Alamitos, CA — pooled investment fund — 2023).
What this means 2 separate companies raised money with this person listed as executive officer and promoter, over about 7 years. Across those companies the filings report $3M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Open (2 issuers, $3M reported sold, 2016–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Open has 2 companies on file and $3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Nelson Wu and found 2 differences, 1 worth asking the sponsor about: Form D filed 97 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.