Neil Ursic is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Oct 2019 and Aug 2021: Rothschild Investments, LLC (Cincinnati, OH — pooled investment fund — 2019–2021; $3.24M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brent Rippe (3 shared filings) and David Graham (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Neil. Each name links to their own page.
The issuer belongs to the sponsor group Stairtek (18 issuers, $64.8M reported sold, 2014–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Stairtek has 18 companies on file and $64.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Neil Ursic and found 3 differences, 1 worth asking the sponsor about: Form D filed 741 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.