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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

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NG
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Neil Goradia

Named as an officer, director or promoter on SEC Form D filings · MD · Jan 9, 2023 → Jan 9, 2023

1deal (issuers)
$0reported sold
0investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Neil Goradia is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2023: Helios Capital Fund I, LP (Bethesda, MD — commercial — 2023).

What this means One deal on file with the SEC, filed Jan 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bruce W. Hurd (1 shared filing), Greg Selfridge (1 shared filing), Helios Capital Advisors, LLC (1 shared filing, management entity), Helios Capital GP, LLC (1 shared filing, management entity) and Stephen Masciola (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Neil. Each name links to their own page.

The issuer belongs to the sponsor group Group linked by Bruce W. Hurd (7 issuers, $13.5M reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Bruce W. Hurd has 7 companies on file and $13.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Neil Goradia has not run yet — it is joining a line of 1,885 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 judgment

Goradia Family Interests, Ltd. v. Sunoco, Inc. Case remanded to 333rd District Court of Harris County, Texas. closed
District Court, S.D. Texas · No. 4:16-cv-00736 · Filed Mar 20, 2016 · Closed Aug 4, 2016 · Nature of suit: 370 Other Fraud · Cause: 28:1441 Notice of Removal
Role of Goradia Family Interests, Ltd.: Plaintiff · Outcome: Terminated 2016-08-04 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in TX (not a filing state)
Goradia Family Interests, Ltd. v. Sunoco, Inc. closed
District Court, S.D. Texas · No. 4:15-cv-03206 · Filed Oct 30, 2015 · Closed Feb 18, 2016
Role of Goradia Family Interests, Ltd.: Plaintiff · Outcome: Terminated 2016-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in TX (not a filing state)
Goradia v. Ernest W. Hahn Inc. judgment
District Court, D. New Mexico · No. 1:89-cv-00726 · Filed Jun 16, 1989 · Closed Oct 31, 1991 · Nature of suit: 410 Antitrust
Role of Goradia: Plaintiff · Outcome: Terminated 1991-10-31 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in NM (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Neil Goradia..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Goradia Medical Corporation v. Menard closed
United States Bankruptcy Court, E.D. California · No. 09-02599 · Filed Sep 15, 2009 · Closed Oct 29, 2010
Role of Goradia Medical Corporation: Plaintiff · Outcome: Case closed 2010-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in CA (not a filing state)
Goradia Medical Corporation v. Paul Menard Associates, AIA, An Architectual Corpo closed
United States Bankruptcy Court, E.D. California · No. 09-02598 · Filed Sep 15, 2009 · Closed Jan 13, 2010
Role of Goradia Medical Corporation: Plaintiff · Outcome: Case closed 2010-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in CA (not a filing state)
Goradia v. Mid-Continent Casualty Company closed
United States Bankruptcy Court, S.D. Texas · No. 03-03732 · Filed Jun 2, 2003 · Closed Apr 24, 2007
Role of Goradia: Plaintiff · Outcome: Case closed 2007-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Neil Goradia (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 1 reports finder's fees totalling $240,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2023 D
Helios Capital Fund I, LP
File 021-470111
$0 (est.)$240,000 (est.)$0Regiment Securities, LLC BrokerCheck CRD 311302 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Neil Goradia on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HC
Commercial · group: Group linked by Bruce W. Hurd

Helios Capital Fund I, LP

Bethesda, MD · Jan 9, 2023
  • Jan 9, 2023 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Neil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Neil 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HC
Management entity

Helios Capital Advisors, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Neil Goradia. Their page shows their other deals.

HC
Management entity

Helios Capital GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Neil Goradia. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce W. Hurd

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Bruce W. Hurd is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Selfridge

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Greg Selfridge is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Masciola

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Neil Goradia. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Bruce W. Hurd

7 issuers · 7 filings · $13.5M reported sold · 2013–2023

One team, 7 deal companies. Neil Goradia is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Goradia.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Helios Capital Fund I, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Neil Goradia by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Neil Goradia is listed on: none on file. No website or social profile named in Helios Capital Fund I, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #136,471 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bethesda, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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