NATHANIEL RUBY is listed as an executive officer on 4 SEC Form D filings by 2 issuers in Nov 2021: OXG LLC (Independence, MO — industry reported as "Other" — 2021; $16.5M reported sold to 219 investors) and Onyx 7 LLC (Independence, MO — industry reported as "Other" — 2021; $4.16M reported sold to 105 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $20.6M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Onyx (2 issuers, $20.6M reported sold, 2021).
What this means A sponsor group is one team that sets up a new company for each deal. Onyx has 2 companies on file and $20.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for NATHANIEL RUBY and found 2 differences, 2 worth asking the sponsor about: Form D filed 635 days after the first sale; Form D filed 664 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.