Narinder Nagra is listed as a director and promoter on 6 SEC Form D filings by 3 issuers between Sep 2009 and Apr 2012: NiMin Energy Corp. (Carpinteria, CA — oil and gas — 2009; $13M reported sold to 67 investors), Aurion Resources Ltd. (St. John'S, Newfoundland, Canada (as filed: A4) — industry reported as "Other" — 2009–2012; $4.09M reported sold to 64 investors) and COLONIAL COAL INTERNATIONAL CORP. (Vancouver, British Columbia, Canada (as filed: A1) — coal mining — 2010; $2.96M reported sold to 19 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director and promoter, over about 3 years. Across those companies the filings report $20.1M sold in total.
Listed alongside K. Peter Miller (5 shared filings), Richard Graham (5 shared filings), Brad Mercer (3 shared filings), George Smith (3 shared filings), Michael Basha (3 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Narinder. Each name links to their own page.
1 of the issuers belongs to the sponsor group Colonial (2 issuers, $3.04M reported sold, 2010–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Colonial has 2 companies on file and $3.04M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Narinder Nagra and found 16 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.