Mitchell Klein is listed as a director on 4 SEC Form D filings by 1 issuer between May 2014 and Aug 2015: Moasis Global Corp (San Francisco, CA — telecommunications — 2014–2015; $612K reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bradley J. Schram (4 shared filings), George Gould (4 shared filings), Jason Mascari (4 shared filings), Kenneth Stempler (4 shared filings), Mark Webster (4 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mitchell. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Mitchell Klein and found 3 differences: Form D filed 28 days after the first sale; 4 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.