Mike Shuler is listed as an executive officer and promoter on 1 SEC Form D filing by 1 issuer in Nov 2015: SeaTac 1, LLC (Los Angeles, CA — commercial — 2015).
What this means One deal on file with the SEC, filed Nov 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Derek Graham (1 shared filing) and Mike Flaherty (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.
The issuer belongs to the sponsor group Belmont (32 issuers, $31M reported sold, 2015–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Belmont has 32 companies on file and $31M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Mike Shuler and found 1 difference: Mike Shuler appears on 1 deal that stopped filing before reaching its target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.