Mike Mortimer is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jun 2015 and Nov 2020: GHO Capital Fund I LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2015–2016; $202.9M reported sold to 7 investors) and Evidence Topco Ltd (Horsham, United Kingdom (as filed: X0) — industry reported as "Other" — 2020; $8.16M reported sold to 10 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $211M sold in total.
Listed alongside Andrea Ponti (3 shared filings), Alan MacKay (2 shared filings), GHO GP I LP (2 shared filings, management entity), Mark Braganza (2 shared filings), Mike Turner (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Mike Mortimer and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.