Mike Jaffe is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Apr 2012 and Dec 2012: AIRBAND COMMUNICATIONS HOLDINGS INC (Carrollton, TX — telecommunications — 2012; $5.65M reported sold to 17 investors).
What this means One deal on file with the SEC, filed Dec 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Daman Wood (2 shared filings), Jim Akerhielm (2 shared filings), John Ward (2 shared filings), Michael S. Ruley (2 shared filings), Mikal Thomsen (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.
The issuer belongs to the sponsor group Airband (2 issuers, $2.78M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Airband has 2 companies on file and $2.78M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Mike Jaffe and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.