Mike Edwards is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2010 and Dec 2010: MAGINDUSTRIES CORP (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2010; $8.18M reported sold to 8 investors).
What this means One deal on file with the SEC, filed Dec 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Achim Strauss (2 shared filings), Gary E. German (2 shared filings), Richard Linnell (2 shared filings), Richard Pratt (2 shared filings), Richey Morrow (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Mike Edwards and found 11 differences, 3 worth asking the sponsor about: Investor count went down between filings; Paid seller listed without a CRD number: Jennings Capital Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.