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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:50 AM ET

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Michael Berman

Named as an officer, director or promoter on SEC Form D filings · CA, MN · Jul 28, 2009 → Sep 5, 2017

7deals (issuers)
$86.1Mreported sold
142investors
19Form D filings
2009–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Berman is listed as an executive officer and director on 19 SEC Form D filings by 7 issuers between Jul 2009 and Oct 2025. Largest by amount reported sold: APNEX MEDICAL, INC (St. Paul, MN — other health care — 2009–2011; $20M reported sold to 8 investors), Rebiotix Inc. (Roseville, MN — biotechnology — 2011–2017; $18M reported sold to 29 investors), BeneChill, Inc. (San Diego, CA — other health care — 2009–2013; $14.8M reported sold to 24 investors), LUTONIX INC (Maple Grove, MN — biotechnology — 2010; $10M reported sold to 23 investors), BridgePoint Medical, Inc. (Plymouth, MN — other health care — 2009–2010; $9.1M reported sold to 7 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $86.1M sold in total.

Listed alongside Brian Chee (5 shared filings), Glen D Nelson (5 shared filings), John Nehra (5 shared filings), Mark Ungs (5 shared filings), Robert A Van Tassel (5 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Michael Berman and found 20 differences, 1 worth asking the sponsor about: Form D filed 83 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Berman has not run yet — it is joining a line of 20,640 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 2 dismissed

Michael Berman v. ICN Pharmaceuticals closed
District Court, C.D. California · No. 2:02-cv-06189 · Filed Aug 8, 2002 · Closed Dec 18, 2002 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Michael Berman: Plaintiff · Outcome: Terminated 2002-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Berman v. ICN Pharmaceuticals dismissed
District Court, C.D. California · No. 8:02-cv-01170 · Filed Aug 8, 2002 · Closed Aug 16, 2004 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Michael Berman: Plaintiff · Outcome: Terminated 2004-08-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CHAPMAN ASSOCIATES GENERAL BUS v. BERMAN, MICHAEL A dismissed
District Court, N.D. Illinois · No. · Filed Feb 14, 1990 · Closed Mar 30, 1990 · Nature of suit: 190 Other contract actions
Role of BERMAN, MICHAEL A: Defendant · Outcome: Terminated 1990-03-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Berman..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Michael Berman open
United States Bankruptcy Court, D. Massachusetts · No. 26-10655 · Filed Mar 26, 2026
Role of Michael Berman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Michael W. G. Berman closed
United States Bankruptcy Court, D. Massachusetts · No. 16-12560 · Filed Jul 1, 2016 · Closed Jun 7, 2017
Role of Michael W. G. Berman: Debtor · Outcome: Case closed 2017-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Michael J Berman and Judy M Berman closed
United States Bankruptcy Court, N.D. Indiana · No. 13-21195 · Filed Apr 9, 2013 · Closed Apr 16, 2014
Role of Michael J Berman and Judy M Berman: Debtor · Outcome: Case closed 2014-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
Michael J Berman and Judy M Berman closed
United States Bankruptcy Court, N.D. Indiana · No. 12-21052 · Filed Mar 27, 2012 · Closed Mar 13, 2013
Role of Michael J Berman and Judy M Berman: Debtor · Outcome: Case closed 2013-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
Michael J Berman and Candis S Berman closed
United States Bankruptcy Court, W.D. Washington · No. 09-40825 · Filed Feb 10, 2009 · Closed Jun 1, 2009
Role of Michael J Berman and Candis S Berman: Debtor · Outcome: Case closed 2009-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Michael R. Berman closed
United States Bankruptcy Court, D. Rhode Island · No. 1:02-bk-10097 · Filed Jan 10, 2002 · Closed Apr 26, 2002
Role of Michael R. Berman: Debtor · Outcome: Case closed 2002-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
MICHAEL BERMAN and HELEN BERMAN closed
United States Bankruptcy Court, D. Nevada · No. 01-17009 · Filed Jul 10, 2001 · Closed May 31, 2005
Role of MICHAEL BERMAN and HELEN BERMAN: Debtor · Outcome: Case closed 2005-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
Michael Berman closed
United States Bankruptcy Court, S.D. Florida. · No. 00-26682 · Filed Oct 31, 2000 · Closed Feb 14, 2001
Role of Michael Berman: Debtor · Outcome: Case closed 2001-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Michael L. Berman and Rosalie P. Berman closed
United States Bankruptcy Court, D. Connecticut · No. 00-50255 · Filed Feb 28, 2000 · Closed May 6, 2005
Role of Michael L. Berman and Rosalie P. Berman: Debtor · Outcome: Case closed 2005-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Michael L. Berman and Rosalie P. Berman closed
United States Bankruptcy Court, D. Connecticut · No. 98-52343 · Filed Dec 1, 1998 · Closed Feb 10, 2000
Role of Michael L. Berman and Rosalie P. Berman: Debtor · Outcome: Case closed 2000-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Michael B Berman and Stephanie L Berman closed
United States Bankruptcy Court, N.D. Illinois · No. 98-06085 · Filed Feb 27, 1998 · Closed Jul 9, 1998
Role of Michael B Berman and Stephanie L Berman: Debtor · Outcome: Case closed 1998-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael S Berman closed
United States Bankruptcy Court, E.D. New York · No. 1-97-18088 · Filed Jul 18, 1997 · Closed Jul 29, 1999
Role of Michael S Berman: Debtor · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Michael P. Berman and Sandra L. Berman closed
United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-04853 · Filed Jun 16, 1997 · Closed Oct 21, 1997
Role of Michael P. Berman and Sandra L. Berman: Debtor · Outcome: Case closed 1997-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Michael J Berman closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-29786 · Filed Nov 19, 1996 · Closed Mar 25, 1997
Role of Michael J Berman: Debtor · Outcome: Case closed 1997-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael R. Berman and Penelope D. Berman closed
United States Bankruptcy Court, C.D. California · No. 8:96-bk-23232 · Filed Nov 6, 1996 · Closed Mar 11, 1997
Role of Michael R. Berman and Penelope D. Berman: Debtor · Outcome: Case closed 1997-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael J. Berman and Judith S. Berman closed
United States Bankruptcy Court, D. New Jersey · No. 91-24944 · Filed Jul 22, 1991 · Closed Sep 11, 1996
Role of Michael J. Berman and Judith S. Berman: Debtor · Outcome: Case closed 1996-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Michael L. Berman and Rosalie P. Berman closed
United States Bankruptcy Court, D. Connecticut · No. 89-01485 · Filed Nov 22, 1989 · Closed Mar 13, 1990
Role of Michael L. Berman and Rosalie P. Berman: Debtor · Outcome: Case closed 1990-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Michael Berman — 1 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Mar 4, 2010 – Jul 1, 2010

Bankruptcy case: Inderbitzen v. IndyMac Federal Bank — filed Mar 4, 2010

United States Bankruptcy Court, E.D. California docket "Inderbitzen v. IndyMac Federal Bank" filed Mar 4, 2010, closed Jul 1, 2010. Becky Inderbitzen (listed on the same filings) is listed as Plaintiff ("Inderbitzen"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Oct 10, 2006 – Jan 26, 2007

Bankruptcy case: HEDBACK v. Lano Equipment, Inc. — filed Oct 10, 2006

United States Bankruptcy Court, D. Minnesota docket "HEDBACK v. Lano Equipment, Inc." filed Oct 10, 2006, closed Jan 26, 2007. Debra Lano (listed on the same filings) is listed as Defendant ("Lano Equipment, Inc."). Our match estimate: 62%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jan 27, 1995 – Sep 20, 1995

Bankruptcy case: American Express Travel Related Svcs. Co v. Rozenberg — filed Jan 27, 1995

United States Bankruptcy Court, S.D. California docket "American Express Travel Related Svcs. Co v. Rozenberg" filed Jan 27, 1995, closed Sep 20, 1995. Allan Rozenberg (listed on the same filings) is listed as Defendant ("Rozenberg"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Dec 13, 2010

Michael Berman appears on 1 deal that stopped filing before reaching its target

LUTONIX INC (last filing Dec 13, 2010; $10,000,001 sold of $45,000,005). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Nov 29, 2012 – Feb 20, 2013

Form D filed 83 days after the first sale — BeneChill, Inc.

The filing says the first sale was Nov 29, 2012. The Form D was filed Feb 20, 2013 — 83 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 68 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 18, 2009 – Sep 5, 2017

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rebiotix Inc. (latest filing Sep 5, 2017) · No amendment in the last 12 months on an offering that may still be open — InterValve Inc (latest filing Aug 14, 2014) · No amendment in the last 12 months on an offering that may still be open — Rebiotix Inc. (latest filing Jul 7, 2014) · No amendment in the last 12 months on an offering that may still be open — InterValve Inc (latest filing Jul 10, 2013) · No amendment in the last 12 months on an offering that may still be open — BeneChill, Inc. (latest filing Feb 20, 2013) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 12, 2010 – Dec 14, 2011

Michael Berman's role changed at BeneChill, Inc.: executive officer, director → director

The Nov 12, 2010 filing lists Michael Berman as executive officer, director; the Dec 14, 2011 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Nov 16, 2010 – Dec 17, 2010

Michael Berman's role changed at BridgePoint Medical, Inc.: executive officer, director → director

The Nov 16, 2010 filing lists Michael Berman as executive officer, director; the Dec 17, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jul 28, 2009 – Nov 12, 2010

Michael Berman's role changed at BeneChill, Inc.: director → executive officer, director

The Jul 28, 2009 filing lists Michael Berman as director; the Nov 12, 2010 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jan 12, 2012 – Feb 9, 2012

Minimum investment changed between filings — InterValve Inc

The Jan 12, 2012 filing lists a minimum of $15,000; the Feb 9, 2012 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 24, 2011 – Jan 12, 2012

Minimum investment changed between filings — InterValve Inc

The Aug 24, 2011 filing lists a minimum of $25,000; the Jan 12, 2012 Form D/A lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Nov 4, 2011 – Jul 7, 2014

Reported revenue range changed between filings — Rebiotix Inc.

"No Revenues" (Nov 4, 2011); then "Decline to Disclose" (Jul 7, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Aug 24, 2011 – Jul 10, 2013

Reported revenue range changed between filings — InterValve Inc

"No Revenues" (Aug 24, 2011); then "$1 - $1,000,000" (Jul 10, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Aug 23, 2012 – Jun 9, 2026

Same name, different state: "Michael Berman" (NY) is a separate record

This page covers filings where the address state is CA or MN. A separate record, "Michael Berman" with address state NY, is listed on 2 filings — most recently by Brixmor Operating Partnership LP (Jun 9, 2026). Both records have filings in the same period (Aug 23, 2012 to Sep 5, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 13, 2013 – Jun 16, 2016

Same name, different state: "Michael Berman" (IL or MA or L3 or FL) is a separate record

This page covers filings where the address state is CA or MN. A separate record, "Michael Berman" with address state IL or MA or L3 or FL, is listed on 7 filings — most recently by InspireMD, Inc. (Aug 4, 2025). Both records have filings in the same period (Aug 13, 2013 to Jun 16, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 19, 2010

Same name, different state: "Michael L. Berman" (TN) is a separate record

This page covers filings where the address state is CA or MN. A separate record, "Michael L. Berman" with address state TN, is listed on 1 filing — most recently by NETWORK CONTRACT SOLUTIONS LLC (Apr 19, 2010). Both records have filings in the same period (Apr 19, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 4, 2011 – Jul 7, 2014

Address moved from Fridley, MN to Minneapolis, MN — Rebiotix Inc.

The people listed on the Nov 4, 2011 filing give Fridley, MN; on the Jul 7, 2014 filing they give Minneapolis, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 24, 2009 – Oct 3, 2011

Address moved from St. Paul, MN to Saint Paul, MN — APNEX MEDICAL, INC

The people listed on the Nov 24, 2009 filing give St. Paul, MN; on the Oct 3, 2011 filing they give Saint Paul, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 16, 2010 – Dec 17, 2010

Address moved from Seattle, WA to Plymouth, MN — BridgePoint Medical, Inc.

The people listed on the Nov 16, 2010 filing give Seattle, WA; on the Dec 17, 2010 filing they give Plymouth, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 28, 2009 – Oct 29, 2025

Michael Berman is listed with 2 different address states: MN, CA

MN on 15 filings (Jul 28, 2009 to Sep 5, 2017); CA on 4 filings (Nov 12, 2010 to Oct 29, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 17 offerings report sales commissions totalling $300,600; 0 report finder's fees; 1 reports proceeds to related persons totalling $630,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 29, 2025 D
MEXT Corp
File 021-562473
$0$0$0None listed on this filingEDGAR ↗
Sep 5, 2017 D
Rebiotix Inc.
File 021-294071
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2014 D
InterValve Inc
File 021-222936
$0$0$0
Proceeds are for working capital. The number above excludes use of proceeds for normal salary and bonus to executive officers.
None listed on this filingEDGAR ↗
Jul 7, 2014 D
Rebiotix Inc.
File 021-220462
$0$0$0None listed on this filingEDGAR ↗
Jul 10, 2013 D
InterValve Inc
File 021-199343
$0$0$0
Proceeds are for working capital. The number above excludes use of proceeds for normal salary and bonus to executive officers.
None listed on this filingEDGAR ↗
Feb 20, 2013 D
BeneChill, Inc.
File 021-192125
$0$0$0
Part of proceeds to be paid as salary or reimbursement to directors and officers in the ordinary course of business.
None listed on this filingEDGAR ↗
Feb 9, 2012 D/A
InterValve Inc
File 021-164846
$150,600$0$0
Proceeds are for working capital. The number above excludes use of proceeds for normal salary and bonus to executive officers.
John Christopher Feltl BrokerCheck CRD 2366353 ↗
via Feltl and Company (CRD 6905 ↗)
EDGAR ↗
Dec 14, 2011 D
BeneChill, Inc.
File 021-170022
$150,000$0$630,000 (est.)Allied Beacon Partners, Inc. BrokerCheck CRD 46227 ↗EDGAR ↗
Nov 4, 2011 D
Rebiotix Inc.
File 021-168235
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2011 D
APNEX MEDICAL, INC
File 021-166664
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2010 D
BridgePoint Medical, Inc.
File 021-152132
$0$0$0
Proceeds from the offering will be used for working capital and general corporate purposes. The company's executive officers will receive compensation in their capacity as executive officers only.
None listed on this filingEDGAR ↗
Dec 13, 2010 D
LUTONIX INC
File 021-151789
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2010 D
BridgePoint Medical, Inc.
File 021-150563
$0$0$0
Proceeds from the offering will be used for working capital and general corporate purposes. Mr. Kugler will receive compensation in his capacity as President and General Manager of the company only.
None listed on this filingEDGAR ↗
Nov 12, 2010 D
BeneChill, Inc.
File 021-150446
$0$0$0
Excludes normal compensation to Executive Officers.
None listed on this filingEDGAR ↗
Nov 24, 2009 D
APNEX MEDICAL, INC
File 021-103499
$0$0$0
The proceeds from the offering will be used for working capital and general corporate purposes. Mr. Atkinson will receive compensation in his capacity as President and Chief Executive Officer only.
None listed on this filingEDGAR ↗
Aug 17, 2009 D
BridgePoint Medical, Inc.
File 021-75652
$0$0$0
Proceeds from the offering will be used for working capital and general corporate purposes. Mr. Kugler will receive compensation in his capacity as President and General Manager of the company only.
None listed on this filingEDGAR ↗
Jul 28, 2009 D
BeneChill, Inc.
File 021-88268
$0$0$0
Excludes normal salary and bonus payments to executive officers and directors.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Michael Berman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

MEXT Corp

Santa Clara, CA · Oct 29, 2025
  • Oct 29, 2025 · D · $2,406,992 sold of $3,999,995 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.18M from 15 investors (100% of the $4M target) as of the latest filing. Michael is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Rebiotix Inc.

Roseville, MN · Nov 4, 2011 → Sep 5, 2017 · 3 filings
  • Sep 5, 2017 · D · $8,515,000 sold of $10,000,000 · 29 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 7, 2014 · D · $18,000,000 sold of $25,000,000 · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Nov 4, 2011 · D · $2,780,000 sold of $5,000,000 · 28 investors · min. $10,000 · role: Director EDGAR ↗

Raised $18M from 29 investors (100% of the $10M target) as of the latest filing. Michael is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(c) (163 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

InterValve Inc

Minnetonka, MN · Aug 24, 2011 → Aug 14, 2014 · 5 filings
  • Aug 14, 2014 · D · $2,571,887 sold of $4,000,000 · 17 investors · min. $2,000 · role: Director EDGAR ↗
  • Jul 10, 2013 · D · $2,572,292 sold of $3,500,000 · 23 investors · min. $2,000 · role: Director EDGAR ↗
  • Feb 9, 2012 · D/A · $5,986,763 sold of $8,000,000 · 36 investors · min. $10,000 · role: Director EDGAR ↗
  • Jan 12, 2012 · D/A · $5,426,763 sold of $8,000,000 · 25 investors · min. $15,000 · role: Director EDGAR ↗
  • Aug 24, 2011 · D · $4,731,763 sold of $8,000,000 · 12 investors · min. $25,000 · role: Director EDGAR ↗

Raised $5.99M from 36 investors (100% of the $4M target) as of the latest filing. Michael is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

BeneChill, Inc.

San Diego, CA · Jul 28, 2009 → Feb 20, 2013 · 4 filings
  • Feb 20, 2013 · D · $6,574,997 sold of $9,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 14, 2011 · D · $14,838,895 sold of $25,588,895 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 12, 2010 · D · $600,001 sold of $1,200,001 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2009 · D · $13,669,768 sold of $13,669,768 · 7 investors · min. $67,738 · role: Director EDGAR ↗

Raised $14.8M from 24 investors (100% of the $9.5M target) as of the latest filing. Michael is listed as director, executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

APNEX MEDICAL, INC

St. Paul, MN · Nov 24, 2009 → Oct 3, 2011 · 2 filings
  • Oct 3, 2011 · D · $20,000,000 sold of $35,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 24, 2009 · D · $14,050,000 sold of $19,050,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 8 investors (57% of the $35M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

BridgePoint Medical, Inc.

Plymouth, MN · Aug 17, 2009 → Dec 17, 2010 · 3 filings
  • Dec 17, 2010 · D · $9,099,997 sold of $9,099,997 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2010 · D · $1,001,000 sold of $1,001,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 17, 2009 · D · $6,100,007 sold of $6,100,007 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $9.1M from 7 investors (100% of the $9.1M target) as of the latest filing. Michael is listed as director, executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

LUTONIX INC

Maple Grove, MN · Dec 13, 2010
  • Dec 13, 2010 · D · $10,000,001 sold of $45,000,005 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 23 investors (22% of the $45M target) as of the latest filing. Michael is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Berman — NY, 2 issuers, Aug 23, 2012 → Jun 9, 2026 · no shared issuer
  • Michael Berman — IL, MA, Israel (as filed: L3), FL, 2 issuers, Aug 13, 2013 → Jun 16, 2016 · no shared issuer
  • Michael L. Berman — TN, 1 issuer, Apr 19, 2010 → Apr 19, 2010 · no shared issuer

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A Van Tassel

Director, Promoter · 5 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Glen D Nelson

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Berman. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Chee

Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Nehra

Director · 5 shared filings (2 issuers) · also on 14 other issuers

John Nehra is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MU
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Ungs

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William J Drasler

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Annette Campbell-White

Director · 4 shared filings (1 issuer) · also on 9 other issuers

Annette Campbell-White is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Noah Kroloff

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Jones

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Kugler

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Denise Barbut

Executive Officer, Director · 3 shared filings (1 issuer) · also on 7 other issuers

Denise Barbut is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Marchessini

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Johan Christenson

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Firlik

Director · 3 shared filings (1 issuer) · also on 19 other issuers

Andrew Firlik is on 20 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

Wesley R. Pedersen

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Schwartz S Robert

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Erwin Kelen

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Erwin Kelen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hoffman

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Berman. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Nevine Erian

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Allan Rozenberg

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Allan Rozenberg is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BI
No photo found yet (own website and image search run after this page is viewed)
Person

Becky Inderbitzen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Atkinson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia Kirby

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Bolea

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nimesh Shah

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Nimesh Shah is on 10 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William McGuire

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Jump

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Colen

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Root

Director · 1 shared filing (1 issuer) · also on 18 other issuers

Jonathan Root is on 19 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Smerdon

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Chou

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Tony Chou is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Weatherman

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Elizabeth Weatherman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Schlawin

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Berman. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Olson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Schultz

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Berman. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lixiao Wang, Ph.D.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kari Kubesh

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis W. Wahr, M.D.

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Barry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Lano

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Berman. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Berman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Berman is listed on: none on file. No website or social profile named in APNEX MEDICAL, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #348,606 of 374,652 in line (498 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Paul, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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