Michael Upp is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2010 and Jun 2010: ClearEdge Power, Inc. (Sunnyvale, CA — other energy — 2010; $26M reported sold to 6 investors).
What this means One deal on file with the SEC, filed Jun 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Frank Marshall (2 shared filings), James Kohlberg (2 shared filings), Jeffrey Bouchard (2 shared filings), John Eastburn (2 shared filings), Leslie Kramer (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
The issuer belongs to the sponsor group Clearedge (2 issuers, $5.95M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Clearedge has 2 companies on file and $5.95M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Michael Upp and found 5 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.