MICHAEL STEMPLER is listed as a director on 1 SEC Form D filing by 1 issuer in Sep 2009: Xerxes Capital Corp. (Burke, VA — investing — 2009; $300K reported sold to 3 investors).
What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside DAVID MCELHANEY (1 shared filing), DJAMSHID FOROUGHI (1 shared filing), ERIC SIEGEL (1 shared filing), JOHN HEARTON (1 shared filing), Khash Montazami (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.
The issuer belongs to the sponsor group Xerxes (2 issuers, $500K reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Xerxes has 2 companies on file and $500K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for MICHAEL STEMPLER and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.