PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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Michael McCarthy

Named as an officer, director or promoter on SEC Form D filings · MA · Jun 16, 2009 → Feb 11, 2016

8deals (issuers)
$96Mreported sold
106investors
27Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael McCarthy is listed as an executive officer and director on 27 SEC Form D filings by 8 issuers between Jun 2009 and Jan 2019. Largest by amount reported sold: ESSEX PERFORMANCE FUND, LP (Boston, MA — pooled investment fund — 2013–2016; $66.9M reported sold to 23 investors), Essex Micro Cap Growth Fund, LLC (Boston, MA — pooled investment fund — 2013–2016; $6.77M reported sold to 12 investors), Essex Climate Change Fund, LLC (Boston, MA — pooled investment fund — 2013–2016; $5.75M reported sold to 7 investors), Essex Flexport Fund, L.P. (Boston, MA — pooled investment fund — 2013; $5.12M reported sold to 7 investors), Essex Global Life Sciences Fund, LP (Boston, MA — pooled investment fund — 2013–2016; $4.74M reported sold to 7 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $96M sold in total.

Listed alongside Joseph C. McNay (23 shared filings), Nancy B. Prial (23 shared filings), Essex Investment Management Company, LLC (20 shared filings, management entity), Stephen D. Cutler (18 shared filings), Alexander Forse (5 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

7 of the issuers belong to the sponsor group Essex (14 issuers, $118.9M reported sold, 2010–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Essex has 14 companies on file and $118.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 22 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 27 public filings for Michael McCarthy and found 11 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael McCarthy has not run yet — it is joining a line of 59,731 names; searches run around the clock at the hosts' allowed rate. Searched so far: 679 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Michael A. McCarthy, et al. Administrative proceeding
SEC · Apr 10, 2017 · Parties as named in the release: Michael A. McCarthy, et al. Read the release ↗
same full name in the release title; 12 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael McCarthy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 1 open, 21 closed (disposition not in docket feed)

Michael P McCarthy open
United States Bankruptcy Court, D. Massachusetts · No. 26-40660 · Filed Jun 2, 2026
Role of Michael P McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael E McCarthy and Dawn E. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 22-10183 · Filed Feb 17, 2022 · Closed Apr 12, 2023
Role of Michael E McCarthy and Dawn E. McCarthy: Debtor · Outcome: Case closed 2023-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael E McCarthy and Dawn E. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 19-11049 · Filed Mar 29, 2019 · Closed Feb 7, 2022
Role of Michael E McCarthy and Dawn E. McCarthy: Debtor · Outcome: Case closed 2022-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 16-30554 · Filed Jun 30, 2016 · Closed Oct 31, 2016
Role of Michael J. McCarthy: Debtor · Outcome: Case closed 2016-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael P. McCarthy and Jenifer M. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 14-41708 · Filed Jul 31, 2014 · Closed Nov 13, 2014
Role of Michael P. McCarthy and Jenifer M. McCarthy: Debtor · Outcome: Case closed 2014-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J. McCarthy and Kellie J. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 14-12643 · Filed May 31, 2014 · Closed Sep 8, 2014
Role of Michael J. McCarthy and Kellie J. McCarthy: Debtor · Outcome: Case closed 2014-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J. McCarthy and Hiroe M. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 14-11647 · Filed Apr 10, 2014 · Closed Jul 18, 2014
Role of Michael J. McCarthy and Hiroe M. McCarthy: Debtor · Outcome: Case closed 2014-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael P. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 12-44346 · Filed Dec 20, 2012 · Closed Apr 5, 2013
Role of Michael P. McCarthy: Debtor · Outcome: Case closed 2013-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 11-14960 · Filed May 25, 2011 · Closed Jul 12, 2011
Role of Michael J McCarthy: Debtor · Outcome: Case closed 2011-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 11-10253 · Filed Jan 12, 2011 · Closed Jun 24, 2011
Role of Michael J McCarthy: Debtor · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael P. McCarthy and Christina L. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 09-41211 · Filed Apr 3, 2009 · Closed Aug 14, 2009
Role of Michael P. McCarthy and Christina L. McCarthy: Debtor · Outcome: Case closed 2009-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael E McCarthy and Dawn McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 08-17347 · Filed Sep 29, 2008 · Closed Jan 6, 2009
Role of Michael E McCarthy and Dawn McCarthy: Debtor · Outcome: Case closed 2009-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael F McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 08-14311 · Filed Jun 12, 2008 · Closed Aug 18, 2008
Role of Michael F McCarthy: Debtor · Outcome: Case closed 2008-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael F McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 08-11591 · Filed Mar 7, 2008 · Closed May 12, 2008
Role of Michael F McCarthy: Debtor · Outcome: Case closed 2008-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael J. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 05-49336 · Filed Oct 14, 2005 · Closed Feb 9, 2006
Role of Michael J. McCarthy: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael F. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 04-16869 · Filed Aug 20, 2004 · Closed Feb 25, 2005
Role of Michael F. McCarthy: Debtor · Outcome: Case closed 2005-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael F. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 04-12183 · Filed Mar 17, 2004 · Closed Jun 5, 2008
Role of Michael F. McCarthy: Debtor · Outcome: Case closed 2008-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael C. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 00-10472 · Filed Jan 24, 2000 · Closed Jun 14, 2000
Role of Michael C. McCarthy: Debtor · Outcome: Case closed 2000-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael P. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 98-11835 · Filed Feb 26, 1998 · Closed Jun 11, 1998
Role of Michael P. McCarthy: Debtor · Outcome: Case closed 1998-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael D. McCarthy and Nancy J. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 91-19530 · Filed Nov 12, 1991 · Closed Apr 5, 1995
Role of Michael D. McCarthy and Nancy J. McCarthy: Debtor · Outcome: Case closed 1995-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael F. McCarthy and Carol Ann McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 91-14503 · Filed May 23, 1991 · Closed Jan 17, 1992
Role of Michael F. McCarthy and Carol Ann McCarthy: Debtor · Outcome: Case closed 1992-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
Michael McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 90-14357 · Filed Aug 9, 1990 · Closed Feb 22, 1991
Role of Michael McCarthy: Debtor · Outcome: Case closed 1991-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 399 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Michael McCarthy — 2 worth asking about (compared 27 filings on Oct 24, 2026)

Worth asking · Jul 9, 2009 – Nov 4, 2009

Amount sold went down between filings — FACET SOLUTIONS INC

The Jul 9, 2009 filing says $4,110,680 sold; the Nov 4, 2009 Form D says $3,587,905 sold — $522,775 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 9, 2009 ↗Form D (later) · Nov 4, 2009 ↗FACET SOLUTIONS INC — PartnerFacts page ↗
Sources
Worth asking · Jun 3, 1986 – Jan 14, 2019

7 Form Ds were filed more than 15 days after the first sale

Form D filed 74 days after the first sale — Essex Evolution Long/Short Fund, LLC · Form D filed 5,689 days after the first sale — Essex Global Life Sciences Fund, LP · Form D filed 857 days after the first sale — Essex Climate Change Fund, LLC · Form D filed 6,780 days after the first sale — Essex Flexport Fund, L.P. · Form D filed 2,258 days after the first sale — Essex Micro Cap Growth Fund, LLC · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 14, 2019 ↗Essex Evolution Long/Short Fund, LLC — PartnerFacts page ↗Form D · Nov 4, 2013 ↗Essex Global Life Sciences Fund, LP — PartnerFacts page ↗
Sources
Note · Jun 3, 1986 – Jan 14, 2019

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Essex Evolution Long/Short Fund, LLC (latest filing Jan 14, 2019) · No amendment in the last 12 months on an offering that may still be open — ESSEX PERFORMANCE FUND, LP (latest filing Feb 11, 2016) · No amendment in the last 12 months on an offering that may still be open — Essex Global Life Sciences Fund, LP (latest filing Feb 11, 2016) · No amendment in the last 12 months on an offering that may still be open — Essex Micro Cap Growth Fund, LLC (latest filing Feb 11, 2016) · No amendment in the last 12 months on an offering that may still be open — Essex Climate Change Fund, LLC (latest filing Feb 11, 2016) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 14, 2019 ↗Essex Evolution Long/Short Fund, LLC — PartnerFacts page ↗Form D/A · Feb 11, 2016 ↗ESSEX PERFORMANCE FUND, LP — PartnerFacts page ↗
Sources
Note · Jul 9, 2009 – Nov 4, 2009

Offering amount changed between filings — FACET SOLUTIONS INC

The Jul 9, 2009 filing says $5,000,000 offered; the Nov 4, 2009 Form D says $5,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 9, 2009 ↗Form D (later) · Nov 4, 2009 ↗FACET SOLUTIONS INC — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Jul 9, 2009

Offering amount changed between filings — FACET SOLUTIONS INC

The Jun 16, 2009 filing says $4,100,000 offered; the Jul 9, 2009 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 16, 2009 ↗Form D/A (later) · Jul 9, 2009 ↗FACET SOLUTIONS INC — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Jan 14, 2019

Michael McCarthy is written 2 different ways on the filings

listed as "Michael McCarthy" on 26 filings (from Jun 16, 2009), and "Michael S. McCarthy" on the Jan 14, 2019 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 16, 2009 ↗Form D · Jan 14, 2019 ↗Michael McCarthy — PartnerFacts page ↗
Sources
Note · Dec 26, 2018 – Feb 12, 2026

Same name, different state: "Michael McCarthy" (NY) is a separate record

This page covers filings where the address state is MA. A separate record, "Michael McCarthy" with address state NY, is listed on 4 filings — most recently by New Mountain Net Lease Trust (Feb 12, 2026). The two records do not overlap in time: this page runs Jun 16, 2009 to Feb 11, 2016; the other runs Dec 26, 2018 to Feb 12, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael McCarthy (NY) — PartnerFacts page ↗Form D/A · Feb 12, 2026 ↗New Mountain Net Lease Trust — PartnerFacts page ↗Michael McCarthy (MA) — this page ↗
Sources
Note · May 6, 2009 – May 21, 2024

Same name, different state: "Michael V. McCarthy" (TX) is a separate record

This page covers filings where the address state is MA. A separate record, "Michael V. McCarthy" with address state TX, is listed on 3 filings — most recently by EnRes Capital BZ, LP (Apr 15, 2025). Both records have filings in the same period (Jun 16, 2009 to Feb 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael V. McCarthy (TX) — PartnerFacts page ↗Form D · Apr 15, 2025 ↗EnRes Capital BZ, LP — PartnerFacts page ↗Michael McCarthy (MA) — this page ↗
Sources
Note · Mar 2, 2011 – Jun 6, 2023

Same name, different state: "Michael P. McCarthy" (NJ) is a separate record

This page covers filings where the address state is MA. A separate record, "Michael P. McCarthy" with address state NJ, is listed on 7 filings — most recently by Acuitive Technologies, Inc. (Sep 24, 2026). Both records have filings in the same period (Mar 2, 2011 to Feb 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael P. McCarthy (NJ) — PartnerFacts page ↗Form D · Sep 24, 2026 ↗Acuitive Technologies, Inc. — PartnerFacts page ↗Michael McCarthy (MA) — this page ↗
Sources
Note · Jan 18, 2011 – Dec 20, 2018

Same name, different state: "Michael McCarthy" (PA) is a separate record

This page covers filings where the address state is MA. A separate record, "Michael McCarthy" with address state PA, is listed on 11 filings — most recently by Satori Fund I L.P. (Dec 20, 2018). Both records have filings in the same period (Jan 18, 2011 to Feb 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael McCarthy (PA) — PartnerFacts page ↗Form D/A · Dec 20, 2018 ↗Satori Fund I L.P. — PartnerFacts page ↗Michael McCarthy (MA) — this page ↗
Sources
Note · Apr 17, 2009 – May 18, 2015

Same name, different state: "Michael R. McCarthy" (NE or WA) is a separate record

This page covers filings where the address state is MA. A separate record, "Michael R. McCarthy" with address state NE or WA, is listed on 9 filings — most recently by MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC (May 18, 2015). Both records have filings in the same period (Jun 16, 2009 to May 18, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael R. McCarthy (NE,WA) — PartnerFacts page ↗Form D · May 18, 2015 ↗MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC — PartnerFacts page ↗Michael McCarthy (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 15 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 14, 2019 D
Essex Evolution Long/Short Fund, LLC
File 021-330476
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2016 D/A
Essex Scout Fund, LLC
File 021-167612
$0$0$0 (est.)
The Issuer's Managing Member will receive a management fee based on each member's capital account. The Issuer's Managing Member may also receive a performance allocation. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 11, 2016 D/A
Essex Micro Cap Growth Fund, LLC
File 021-148413
$0$0$0 (est.)
The Issuer's Managing Member will receive a management fee based on each member's capital account. The Issuer's Managing Member may also receive a performance allocation. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 11, 2016 D/A
ESSEX PERFORMANCE FUND, LP
File 021-149786
$0$0$0 (est.)
The Issuer's Managing Member will receive a management fee based on each member's capital account. The Issuer's Managing Member may also receive a performance allocation. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 11, 2016 D/A
Essex Climate Change Fund, LLC
File 021-167614
$0$0$0 (est.)
The Issuer's Managing Member will receive a management fee based on each member's capital account. The Issuer's Managing Member may also receive a performance allocation. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 11, 2016 D/A
Essex Global Life Sciences Fund, LP
File 021-150594
$0$0$0 (est.)
The Issuer's Managing Member will receive a management fee based on each member's capital account. The Issuer's Managing Member may also receive a performance allocation. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Nov 26, 2013 D/A
Essex Flexport Fund, L.P.
File 021-149787
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
Essex Scout Fund, LLC
File 021-205748
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
ESSEX PERFORMANCE FUND, LP
File 021-205749
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
Essex Micro Cap Growth Fund, LLC
File 021-205751
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
Essex Flexport Fund, L.P.
File 021-205752
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
Essex Climate Change Fund, LLC
File 021-205753
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2013 D
Essex Global Life Sciences Fund, LP
File 021-205754
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2010 D
FACET SOLUTIONS INC
File 021-140964
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2009 D
FACET SOLUTIONS INC
File 021-62486
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Michael McCarthy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EE
Investing · group: Essex

Essex Evolution Long/Short Fund, LLC

Boston, MA · Jan 14, 2019
  • Jan 14, 2019 · D · $1,150,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $1.15M from 2 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Essex

ESSEX PERFORMANCE FUND, LP

Boston, MA · Nov 4, 2013 → Feb 11, 2016 · 4 filings
  • Feb 11, 2016 · D/A · $66,868,573 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗
  • Nov 21, 2014 · D/A · $66,868,573 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 26, 2013 · D/A · $66,868,573 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 4, 2013 · D · $66,868,573 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $66.9M from 23 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Essex

Essex Global Life Sciences Fund, LP

Boston, MA · Nov 4, 2013 → Feb 11, 2016 · 4 filings
  • Feb 11, 2016 · D/A · $4,738,957 sold of Indefinite · 7 investors · min. $500,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗
  • Nov 21, 2014 · D/A · $4,088,957 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 26, 2013 · D/A · $3,988,957 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 4, 2013 · D · $3,988,957 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $4.74M from 7 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Essex

Essex Micro Cap Growth Fund, LLC

Boston, MA · Nov 4, 2013 → Feb 11, 2016 · 4 filings
  • Feb 11, 2016 · D/A · $6,772,277 sold of Indefinite · 12 investors · min. $500,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗
  • Nov 21, 2014 · D/A · $6,772,277 sold of Indefinite · 12 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 26, 2013 · D/A · $1,649,995 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 4, 2013 · D · $1,649,995 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗

Raised $6.77M from 12 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Essex

Essex Climate Change Fund, LLC

Boston, MA · Nov 4, 2013 → Feb 11, 2016 · 4 filings
  • Feb 11, 2016 · D/A · $5,750,000 sold of Indefinite · 7 investors · min. $500,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗
  • Nov 21, 2014 · D/A · $5,750,000 sold of Indefinite · 7 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 26, 2013 · D/A · $750,000 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 4, 2013 · D · $750,000 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗

Raised $5.75M from 7 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Essex

Essex Scout Fund, LLC

Boston, MA · Nov 4, 2013 → Feb 11, 2016 · 4 filings
  • Feb 11, 2016 · D/A · $1,459,346 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗
  • Nov 21, 2014 · D/A · $1,459,346 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 26, 2013 · D/A · $1,459,346 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗
  • Nov 4, 2013 · D · $1,459,346 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Manager) EDGAR ↗

Raised $1.46M from 5 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Essex

Essex Flexport Fund, L.P.

Boston, MA · Nov 4, 2013 → Nov 26, 2013 · 2 filings
  • Nov 26, 2013 · D/A · $5,122,282 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 4, 2013 · D · $5,122,282 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $5.12M from 7 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Other Health Care

FACET SOLUTIONS INC

Hopkinton, MA · Jun 16, 2009 → Apr 22, 2010 · 4 filings
  • Apr 22, 2010 · D · $2,123,125 sold of $2,123,125 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 4, 2009 · D · $3,587,905 sold of $5,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2009 · D/A · $4,110,680 sold of $5,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2009 · D · $3,165,680 sold of $4,100,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.11M from 43 investors (100% of the $2.12M target) as of the latest filing. Michael is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael R. McCarthy — NE, WA, 6 issuers, Apr 17, 2009 → May 18, 2015 · no shared issuer
  • Michael V. McCarthy — TX, 3 issuers, May 6, 2009 → May 21, 2024 · no shared issuer
  • Michael McCarthy — NY, 3 issuers, Dec 26, 2018 → Feb 12, 2026 · no shared issuer
  • Michael P. McCarthy — NJ, 3 issuers, Mar 2, 2011 → Jun 6, 2023 · no shared issuer
  • Michael McCarthy — PA, 3 issuers, Jan 18, 2011 → Dec 20, 2018 · no shared issuer
  • Michael McCarthy — CA, 3 issuers, Dec 16, 2016 → Jan 3, 2017 · no shared issuer
  • Michael McCarthy — DE, 3 issuers, Dec 11, 2017 → Jan 3, 2018 · no shared issuer
  • MICHAEL MCCARTHY — DC, 2 issuers, Apr 15, 2011 → Feb 7, 2024 · no shared issuer
  • MICHAEL MCCARTHY — MN, 1 issuer, Oct 2, 2018 → Oct 2, 2018 · no shared issuer
  • Michael McCarthy — British Columbia, Canada (as filed: A1), 1 issuer, Sep 6, 2019 → Apr 20, 2021 · no shared issuer
  • Michael D. McCarthy — NY, 1 issuer, May 4, 2009 → May 4, 2009 · no shared issuer

People around Michael 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EI
Management entity

Essex Investment Management Company, LLC

Executive Officer, Promoter · 20 shared filings (7 issuers) · also on 7 other issuers

Essex Investment Management Company, LLC is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph C. McNay

Executive Officer · 23 shared filings (7 issuers) · also on 7 other issuers

Joseph C. McNay is on 14 issuers in total — a repeat sponsor. Their page lists every one.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy B. Prial

Executive Officer · 23 shared filings (7 issuers) · also on 7 other issuers

Nancy B. Prial is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen D. Cutler

Executive Officer · 18 shared filings (7 issuers) · also on 7 other issuers

Stephen D. Cutler is on 14 issuers in total — a repeat sponsor. Their page lists every one.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Cortez

Executive Officer · 5 shared filings (5 issuers)

Luis Cortez is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Cournan

Executive Officer · 5 shared filings (5 issuers)

Martin Cournan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Page

Executive Officer · 5 shared filings (5 issuers)

William Page is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Forse

Executive Officer · 5 shared filings (5 issuers)

Alexander Forse is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Saralyn Sacks

Executive Officer · 5 shared filings (5 issuers)

Saralyn Sacks is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Giroux

Executive Officer · 5 shared filings (5 issuers)

Elizabeth Giroux is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Marie McMichael

Executive Officer · 5 shared filings (5 issuers)

Anne Marie McMichael is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RU
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Uek

Executive Officer · 5 shared filings (5 issuers)

Robert Uek is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Pardo

Executive Officer, Director · 4 shared filings (1 issuer) · also on 11 other issuers

Geoff Pardo is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Chervitz

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McCarthy. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

T. Wade Fallin

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McCarthy. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Mandato

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Joseph Mandato is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Juliet Bakker

Director · 4 shared filings (1 issuer) · also on 9 other issuers

Juliet Bakker is on 10 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Connors

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Kevin Connors is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

E
Sponsor group

Essex

14 issuers · 62 filings · $118.9M reported sold · 2010–2019

One team, 14 deal companies. Michael McCarthy is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael McCarthy.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Essex Evolution Long/Short Fund, LLC, Essex Global Life Sciences Fund, LP, Essex Climate Change Fund, LLC, ESSEX PERFORMANCE FUND, LP, Essex Micro Cap Growth Fund, LLC, Essex Scout Fund, LLC, Essex Flexport Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael McCarthy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael McCarthy is listed on: none on file. No website or social profile named in ESSEX PERFORMANCE FUND, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #291,236 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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