Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

Sponsor Check › Person

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Michael Doty

Named as an officer, director or promoter on SEC Form D filings · TX · Feb 10, 2012 → Jul 3, 2013

1deal (issuers)

$60.7Mreported sold

15investors

3Form D filings

2012–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Doty is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Feb 2012 and Dec 2013: APOLLO ENDOSURGERY US INC (Austin, TX — biotechnology — 2012–2013; $60.7M reported sold to 15 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bruce Robertson (3 shared filings), Dennis McWilliams (3 shared filings), Jack Nielsen (3 shared filings), John Creecy (3 shared filings), Matthew S. Crawford (3 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuer belongs to the sponsor group Apollo Endosurgery (2 issuers, $79.4M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Apollo Endosurgery has 2 companies on file and $79.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 28 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Michael Doty and found 7 differences, 3 worth asking the sponsor about: Bankruptcy case: Michael L. Doty; Bankruptcy case: Michael Doty; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Doty has not run yet — it is joining a line of 35,622 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Doty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 28 closed (disposition not in docket feed)

Michael D Doty closed

United States Bankruptcy Court, W.D. Michigan · No. 20-02995 · Filed Sep 22, 2020 · Closed Feb 15, 2021

Role of Michael D Doty: Debtor · Outcome: Case closed 2021-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in MI (not a filing state)

Michael J Doty, Jr. and Christine Anne Doty closed

United States Bankruptcy Court, S.D. New York · No. 15-36418 · Filed Jul 31, 2015 · Closed Nov 13, 2015

Role of Michael J Doty, Jr.: Debtor · Outcome: Case closed 2015-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael Doty closed

United States Bankruptcy Court, S.D. New York · No. 14-36567 · Filed Jul 31, 2014 · Closed Sep 2, 2016

Role of Michael Doty: Debtor · Outcome: Case closed 2016-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael L. Doty closed

United States Bankruptcy Court, W.D. Texas · No. 14-51748 · Filed Jul 1, 2014 · Closed Jun 19, 2015

Role of Michael L. Doty: Debtor · Outcome: Case closed 2015-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in the person's filing state (TX)

Michael Doty closed

United States Bankruptcy Court, S.D. New York · No. 13-37128 · Filed Sep 25, 2013 · Closed Nov 24, 2014

Role of Michael Doty: Debtor · Outcome: Case closed 2014-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael D Doty closed

United States Bankruptcy Court, C.D. California · No. 6:12-bk-36905 · Filed Dec 5, 2012 · Closed Mar 20, 2013

Role of Michael D Doty: Debtor · Outcome: Case closed 2013-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in CA (not a filing state)

Michael P Doty and Doris L Doty closed

United States Bankruptcy Court, N.D. Illinois · No. 10-74278 · Filed Aug 26, 2010 · Closed Dec 17, 2010

Role of Michael P Doty and Doris L Doty: Debtor · Outcome: Case closed 2010-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in IL (not a filing state)

Michael Doty closed

United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-13345 · Filed May 14, 2010 · Closed Apr 8, 2011

Role of Michael Doty: Debtor · Outcome: Case closed 2011-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in OH (not a filing state)

Michael J Doty and Dawn M Doty closed

United States Bankruptcy Court, D. Minnesota · No. 09-47409 · Filed Nov 2, 2009 · Closed Aug 3, 2011

Role of Michael J Doty and Dawn M Doty: Debtor · Outcome: Case closed 2011-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in MN (not a filing state)

Michael E. Doty closed

United States Bankruptcy Court, D. New Hampshire · No. 09-12384 · Filed Jun 28, 2009 · Closed Nov 4, 2009

Role of Michael E. Doty: Debtor · Outcome: Case closed 2009-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NH (not a filing state)

Michael J Doty and Janet Doty closed

United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-08102 · Filed Jun 10, 2009 · Closed Jun 8, 2012

Role of Michael J Doty and Janet Doty: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in FL (not a filing state)

Michael D Doty closed

United States Bankruptcy Court, W.D. Michigan · No. 09-02070 · Filed Feb 26, 2009 · Closed Aug 20, 2009

Role of Michael D Doty: Debtor · Outcome: Case closed 2009-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in MI (not a filing state)

Michael J Doty and Janet Doty closed

United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-02384 · Filed Mar 28, 2008 · Closed Sep 14, 2009

Role of Michael J Doty and Janet Doty: Debtor · Outcome: Case closed 2009-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in FL (not a filing state)

Gina L. Doty and Michael B. Doty closed

United States Bankruptcy Court, W.D. New York · No. 1-07-03970 · Filed Oct 1, 2007 · Closed Sep 30, 2013

Role of Michael B. Doty: Debtor · Outcome: Case closed 2013-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael L. Doty and Goldie M. Doty closed

United States Bankruptcy Court, E.D. Arkansas · No. 4:06-bk-11931 · Filed May 17, 2006 · Closed Aug 31, 2006

Role of Michael L. Doty and Goldie M. Doty: Debtor · Outcome: Case closed 2006-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in AR (not a filing state)

Michael P Doty and Doris L Doty closed

United States Bankruptcy Court, N.D. Illinois · No. 05-77826 · Filed Nov 10, 2005 · Closed Nov 2, 2006

Role of Michael P Doty and Doris L Doty: Debtor · Outcome: Case closed 2006-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in IL (not a filing state)

Michael Doty and Patti Doty closed

United States Bankruptcy Court, N.D. Alabama · No. 02-43478 · Filed Oct 3, 2002 · Closed Oct 17, 2008

Role of Michael Doty and Patti Doty: Debtor · Outcome: Case closed 2008-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in AL (not a filing state)

MICHAEL DOTY and PATTI DOTY closed

United States Bankruptcy Court, N.D. Alabama · No. 01-43904 · Filed Oct 26, 2001 · Closed Oct 29, 2002

Role of MICHAEL DOTY and PATTI DOTY: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in AL (not a filing state)

Michael Doty and Marilyn Annette Doty closed

United States Bankruptcy Court, E.D. Louisiana · No. 01-17452 · Filed Sep 14, 2001 · Closed Apr 9, 2002

Role of Michael Doty and Marilyn Annette Doty: Debtor · Outcome: Case closed 2002-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in LA (not a filing state)

Michael R. Doty and Julie K. Doty closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 01-24918 · Filed May 8, 2001 · Closed Oct 11, 2001

Role of Michael R. Doty and Julie K. Doty: Debtor · Outcome: Case closed 2001-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in PA (not a filing state)

Michael S. Doty and Sally A. Doty closed

United States Bankruptcy Court, W.D. New York · No. 1-00-10734 · Filed Feb 16, 2000 · Closed Nov 30, 2004

Role of Michael S. Doty and Sally A. Doty: Debtor · Outcome: Case closed 2004-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael Doty closed

United States Bankruptcy Court, D. Nebraska · No. 99-41842 · Filed Sep 21, 1999 · Closed Jan 11, 2000

Role of Michael Doty: Debtor · Outcome: Case closed 2000-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets)

Michael B. Doty and Gina L. Doty closed

United States Bankruptcy Court, W.D. New York · No. 1-99-14702 · Filed Aug 23, 1999 · Closed Dec 8, 1999

Role of Michael B. Doty and Gina L. Doty: Debtor · Outcome: Case closed 1999-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in NY (not a filing state)

Michael E. Doty closed

United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-06502 · Filed Aug 13, 1998 · Closed Feb 18, 1999

Role of Michael E. Doty: Debtor · Outcome: Case closed 1999-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in FL (not a filing state)

Michael D Doty closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-15406 · Filed Apr 5, 1996 · Closed Aug 8, 1996

Role of Michael D Doty: Debtor · Outcome: Case closed 1996-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in CA (not a filing state)

Michael Doty closed

United States Bankruptcy Court, S.D. Texas · No. 94-22651 · Filed Dec 5, 1994 · Closed Apr 17, 1995

Role of Michael Doty: Debtor · Outcome: Case closed 1995-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in the person's filing state (TX)

Michael E. Doty and Sharon W. Doty closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:91-bk-35725 · Filed Nov 13, 1991 · Closed Jun 10, 1992

Role of Michael E. Doty and Sharon W. Doty: Debtor · Outcome: Case closed 1992-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in TN (not a filing state)

Michael Doty closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 88-23229 · Filed Nov 30, 1988 · Closed Apr 20, 1989

Role of Michael Doty: Debtor · Outcome: Case closed 1989-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 62 federal dockets); court in PA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Michael Doty — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jul 1, 2014 – Jun 19, 2015

Bankruptcy case: Michael L. Doty — filed Jul 1, 2014

United States Bankruptcy Court, W.D. Texas docket "Michael L. Doty" filed Jul 1, 2014, closed Jun 19, 2015. Michael Doty is listed as Debtor ("Michael L. Doty"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Texas ↗

Sources

Docket · United States Bankruptcy Court, W.D. Texas ↗ (Jul 1, 2014)

Worth asking · Dec 5, 1994 – Apr 17, 1995

Bankruptcy case: Michael Doty — filed Dec 5, 1994

United States Bankruptcy Court, S.D. Texas docket "Michael Doty" filed Dec 5, 1994, closed Apr 17, 1995. Michael Doty is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗

Sources

Docket · United States Bankruptcy Court, S.D. Texas ↗ (Dec 5, 1994)

Worth asking · Oct 25, 2011 – Feb 10, 2012

Form D filed 108 days after the first sale — APOLLO ENDOSURGERY US INC

The filing says the first sale was Oct 25, 2011. The Form D was filed Feb 10, 2012 — 108 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 93 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 10, 2012 ↗APOLLO ENDOSURGERY US INC — PartnerFacts page ↗

Sources

Form D · Feb 10, 2012 ↗ (Feb 10, 2012)
APOLLO ENDOSURGERY US INC — PartnerFacts page ↗ (Jan 11, 2017)

Note · Dec 2, 2013 – Dec 16, 2013

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Dec 16, 2013)

The latest filing for this offering is dated Dec 16, 2013 (first sale Dec 2, 2013). It reports $60,727,392 sold of $63,727,392 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 16, 2013 ↗APOLLO ENDOSURGERY US INC — PartnerFacts page ↗

Sources

Form D · Dec 16, 2013 ↗ (Dec 16, 2013)
APOLLO ENDOSURGERY US INC — PartnerFacts page ↗ (Jan 11, 2017)

Note · Jun 18, 2013 – Jul 3, 2013

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Jul 3, 2013)

The latest filing for this offering is dated Jul 3, 2013 (first sale Jun 18, 2013). It reports $5,044,998 sold of $11,603,494 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jul 3, 2013 ↗APOLLO ENDOSURGERY US INC — PartnerFacts page ↗

Sources

Form D · Jul 3, 2013 ↗ (Jul 3, 2013)
APOLLO ENDOSURGERY US INC — PartnerFacts page ↗ (Jan 11, 2017)

Note · Oct 25, 2011 – Feb 10, 2012

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Feb 10, 2012)

The latest filing for this offering is dated Feb 10, 2012 (first sale Oct 25, 2011). It reports $52,724,242 sold of $53,835,471 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Feb 10, 2012 ↗APOLLO ENDOSURGERY US INC — PartnerFacts page ↗

Sources

Form D · Feb 10, 2012 ↗ (Feb 10, 2012)
APOLLO ENDOSURGERY US INC — PartnerFacts page ↗ (Jan 11, 2017)

Note · Feb 10, 2012 – Dec 16, 2013

Michael Doty is written 2 different ways on the filings

listed as "Michael Doty" on 2 filings (from Feb 10, 2012), and "Michael J Doty" on the Dec 16, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 10, 2012 ↗Form D · Dec 16, 2013 ↗Michael Doty — PartnerFacts page ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 16, 2013 D APOLLO ENDOSURGERY US INC File 021-208035	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 3, 2013 D APOLLO ENDOSURGERY US INC File 021-199019	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 10, 2012 D APOLLO ENDOSURGERY US INC File 021-173225	$0	$0	$0 Proceeds will be used for general coporate purposes including, but not limited to, executive salaries.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Doty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology · group: Apollo Endosurgery

APOLLO ENDOSURGERY US INC

Austin, TX · Feb 10, 2012 → Dec 16, 2013 · 3 filings

Dec 16, 2013 · D · $60,727,392 sold of $63,727,392 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jul 3, 2013 · D · $5,044,998 sold of $11,603,494 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Feb 10, 2012 · D · $52,724,242 sold of $53,835,471 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $60.7M from 15 investors (95% of the $63.7M target) as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

R. Kent McGaughy

Director · 3 shared filings (1 issuer) · also on 29 other issuers

R. Kent McGaughy is on 30 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Dennis McWilliams

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Doty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Creecy

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Doty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bruce Robertson

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Bruce Robertson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew S. Crawford

Director · 3 shared filings (1 issuer) · also on 8 other issuers

Matthew S. Crawford is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jack Nielsen

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Doty. Their page shows their other deals.

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Person

Rick Anderson

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Rick Anderson is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard J Meelia

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Doty. Their page shows their other deals.

The team behind the deals

Sponsor group

Apollo Endosurgery

2 issuers · 9 filings · $79.4M reported sold · 2009–2020

AE Apollo Endosurgery, Inc. Biotechnology · $25M sold · 2010
AE APOLLO ENDOSURGERY US INC Biotechnology · $60.7M sold · 2009 · listed

One team, 2 deal companies. Michael Doty is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Doty.

Same business address

1 other issuer file from the same address

Apollo Endosurgery, Inc. Austin, TX · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Doty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Doty is listed on: none on file. No website or social profile named in APOLLO ENDOSURGERY US INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #277,216 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Michael Doty

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Michael L. Doty — filed Jul 1, 2014

Bankruptcy case: Michael Doty — filed Dec 5, 1994

Form D filed 108 days after the first sale — APOLLO ENDOSURGERY US INC

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Dec 16, 2013)

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Jul 3, 2013)

No amendment in the last 12 months on an offering that may still be open — APOLLO ENDOSURGERY US INC (latest filing Feb 10, 2012)

Michael Doty is written 2 different ways on the filings

5. Money to insiders

Deals 1

People around Michael 8

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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