PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

MR
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Michael J. Roth

Named as an officer, director or promoter on SEC Form D filings · MN · May 9, 2017 → Jul 16, 2026

5deals (issuers)
$220.7Mreported sold
176investors
32Form D filings
2017–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael J. Roth is listed as a director on 32 SEC Form D filings by 5 issuers between May 2012 and Jul 2026: Granite Equity LLC (St. Cloud, MN — pooled investment fund — 2012–2026; $129.3M reported sold to 103 investors), Granite Debt Fund LLC (St Cloud, MN — pooled investment fund — 2012–2013; $27M reported sold to 11 investors), Granite DeZURIK LLC (St Cloud, MN — pooled investment fund — 2015; $22.8M reported sold to 15 investors), Granite Microbiologics LLC (St Cloud, MN — pooled investment fund — 2015; $21.7M reported sold to 21 investors) and Granite Equity Associates LLC (St Cloud, MN — pooled investment fund — 2015–2026; $19.9M reported sold to 26 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $220.7M sold in total.

Listed alongside Jason R. Ferche (31 shared filings), Richard L Bauerly (30 shared filings), Gregory V. Windfeldt (28 shared filings), Robert E. White (28 shared filings), Joseph G. Torborg (26 shared filings) and 42 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 5 issuers belong to the sponsor group Granite (13 issuers, $170.6M reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Granite has 13 companies on file and $170.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 32 public filings for Michael J. Roth and found 9 differences, 1 worth asking the sponsor about: 14 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael J. Roth has not run yet — it is joining a line of 62,682 names; searches run around the clock at the hosts' allowed rate. Searched so far: 738 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael J. Roth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Michael L. Roth closed
United States Bankruptcy Court, D. Minnesota · No. 15-30073 · Filed Jan 9, 2015 · Closed Apr 23, 2015
Role of Michael L. Roth: Debtor · Outcome: Case closed 2015-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 173 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
Michael D Roth and Kimberly D Roth closed
United States Bankruptcy Court, D. Minnesota · No. 09-37211 · Filed Oct 14, 2009 · Closed Jan 27, 2010
Role of Michael D Roth and Kimberly D Roth: Debtor · Outcome: Case closed 2010-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 173 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Michael J. Roth — 1 worth asking about (compared 32 filings on Oct 24, 2026)

Note · Jan 29, 2001 – Aug 14, 2001

Bankruptcy case: SULLIVAN v. BAUERLY BROTHERS COMPANIES — filed Jan 29, 2001

United States Bankruptcy Court, D. Minnesota docket "SULLIVAN v. BAUERLY BROTHERS COMPANIES" filed Jan 29, 2001, closed Aug 14, 2001. Gerald J. Bauerly (listed on the same filings) is listed as Defendant ("BAUERLY BROTHERS COMPANIES"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Gerald J. Bauerly — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2013 – Jul 16, 2026

14 Form Ds were filed more than 15 days after the first sale

Form D filed 582 days after the first sale — Granite Equity Associates LLC · Form D filed 77 days after the first sale — Granite Equity LLC · Form D filed 561 days after the first sale — Granite Equity LLC · Form D filed 217 days after the first sale — Granite Equity LLC · Form D filed 80 days after the first sale — Granite Equity Associates LLC · and 9 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 16, 2026 ↗Granite Equity Associates LLC — PartnerFacts page ↗Form D · Jul 16, 2026 ↗Granite Equity LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2012 – May 13, 2024

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Granite Equity LLC (latest filing May 13, 2024) · No amendment in the last 12 months on an offering that may still be open — Granite Equity Associates LLC (latest filing Jul 17, 2023) · No amendment in the last 12 months on an offering that may still be open — Granite Equity LLC (latest filing Jul 17, 2023) · No amendment in the last 12 months on an offering that may still be open — Granite Equity Associates LLC (latest filing Jul 3, 2023) · No amendment in the last 12 months on an offering that may still be open — Granite Equity LLC (latest filing Jul 3, 2023) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 13, 2024 ↗Granite Equity LLC — PartnerFacts page ↗Form D · Jul 17, 2023 ↗Granite Equity Associates LLC — PartnerFacts page ↗
Sources
Note · May 1, 2012 – May 9, 2017

Michael J. Roth is written 2 different ways on the filings

listed as "Michael Roth" on 16 filings (from May 1, 2012), and "Michael J Roth" on 16 filings (from May 9, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 1, 2012 ↗Form D · May 9, 2017 ↗Michael J. Roth — PartnerFacts page ↗
Sources
Note · May 31, 2023

Same name, different state: "Michael Roth" (MI) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Roth" with address state MI, is listed on 1 filing — most recently by AFB Investors I LLC (May 31, 2023). Both records have filings in the same period (May 31, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roth (MI) — PartnerFacts page ↗Form D · May 31, 2023 ↗AFB Investors I LLC — PartnerFacts page ↗Michael J. Roth (MN) — this page ↗
Sources
Note · Nov 27, 2019

Same name, different state: "Michael Roth" (CA) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Roth" with address state CA, is listed on 1 filing — most recently by Agtech Global International Inc (Nov 27, 2019). Both records have filings in the same period (Nov 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roth (CA) — PartnerFacts page ↗Form D · Nov 27, 2019 ↗Agtech Global International Inc — PartnerFacts page ↗Michael J. Roth (MN) — this page ↗
Sources
Note · Dec 5, 2017

Same name, different state: "Michael Roth" (CO) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Roth" with address state CO, is listed on 1 filing — most recently by Radar Relay, Inc. (Dec 5, 2017). Both records have filings in the same period (Dec 5, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roth (CO) — PartnerFacts page ↗Form D · Dec 5, 2017 ↗Radar Relay, Inc. — PartnerFacts page ↗Michael J. Roth (MN) — this page ↗
Sources
Note · May 22, 2015

Same name, different state: "Michael J. Roth" (MO) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael J. Roth" with address state MO, is listed on 1 filing — most recently by CoverCress Inc. (May 22, 2015). The two records do not overlap in time: this page runs May 9, 2017 to Jul 16, 2026; the other has one filing dated May 22, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Roth (MO) — PartnerFacts page ↗Form D · May 22, 2015 ↗CoverCress Inc. — PartnerFacts page ↗Michael J. Roth (MN) — this page ↗
Sources
Note · May 4, 2012

Same name, different state: "Michael Roth" (CT) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Roth" with address state CT, is listed on 1 filing — most recently by Soundview Paper LLC (May 4, 2012). The two records do not overlap in time: this page runs May 9, 2017 to Jul 16, 2026; the other has one filing dated May 4, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roth (CT) — PartnerFacts page ↗Form D · May 4, 2012 ↗Soundview Paper LLC — PartnerFacts page ↗Michael J. Roth (MN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 27 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 16, 2026 D
Granite Equity LLC
File 021-590976
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2026 D
Granite Equity Associates LLC
File 021-591073
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2026 D
Granite Equity LLC
File 021-590969
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2026 D
Granite Equity LLC
File 021-579448
$0$0$0None listed on this filingEDGAR ↗
May 13, 2024 D
Granite Equity LLC
File 021-513083
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2023 D
Granite Equity LLC
File 021-487136
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2023 D
Granite Equity Associates LLC
File 021-487131
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2023 D
Granite Equity LLC
File 021-485774
$0$0$0None no CRD number reportedEDGAR ↗
Jul 3, 2023 D
Granite Equity Associates LLC
File 021-485775
$0$0$0None no CRD number reportedEDGAR ↗
Oct 14, 2022 D
Granite Equity LLC
File 021-461738
$0$0$0None no CRD number reportedEDGAR ↗
May 20, 2022 D/A
Granite Equity LLC
File 021-445997
$0$0$0None no CRD number reportedEDGAR ↗
May 20, 2022 D/A
Granite Equity Associates LLC
File 021-446038
$0$0$0None no CRD number reportedEDGAR ↗
May 13, 2021 D
Granite Equity LLC
File 021-399262
$0$0$0None no CRD number reportedEDGAR ↗
Nov 12, 2020 D/A
Granite Equity LLC
File 021-379742
$0$0$0None no CRD number reportedEDGAR ↗
May 4, 2020 D
Granite Equity LLC
File 021-366207
$0$0$0None no CRD number reportedEDGAR ↗
Jun 20, 2019 D/A
Granite Equity LLC
File 021-241579
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2019 D
Granite Equity LLC
File 021-330556
$0$0$0None listed on this filingEDGAR ↗
May 9, 2017 D
Granite Equity LLC
File 021-286344
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2016 D
Granite Equity LLC
File 021-269222
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2015 D/A
Granite DeZURIK LLC
File 021-241707
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2015 D
Granite Equity Associates LLC
File 021-241574
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2015 D
Granite Microbiologics LLC
File 021-241587
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2013 D
Granite Debt Fund LLC
File 021-208084
$0$0$0None listed on this filingEDGAR ↗
May 20, 2013 D
Granite Equity LLC
File 021-196774
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2012 D
Granite Equity LLC
File 021-188890
$0$0$0None listed on this filingEDGAR ↗
May 9, 2012 D
Granite Equity LLC
File 021-177891
$0$0$1,000,000 (est.)None listed on this filingEDGAR ↗
May 1, 2012 D
Granite Debt Fund LLC
File 021-177531
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Michael J. Roth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GE
Pooled Investment Fund · group: Granite

Granite Equity Associates LLC

St Cloud, MN · Jun 11, 2015 → Jul 16, 2026 · 6 filings
  • Jul 16, 2026 · D · $19,862,500 sold of $150,000,000 · 17 investors · min. $12,500 · role: Director EDGAR ↗
  • Jul 17, 2023 · D · $171,410 sold of $25,000,000 · 1 investors · min. $171,410 · role: Director EDGAR ↗
  • Jul 3, 2023 · D · $263,333 sold of $1,000,000 · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 20, 2022 · D/A · $17,155,000 sold of $50,000,000 · 26 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 18, 2022 · D · $17,155,000 sold of $50,000,000 · 26 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 11, 2015 · D · $2,515,000 sold of $100,000,000 · 10 investors · min. $55,000 · role: Director EDGAR ↗

Raised $19.9M from 26 investors (13% of the $150M target) as of the latest filing. Michael is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Granite

Granite Equity LLC

St. Cloud, MN · May 9, 2012 → Jul 16, 2026 · 21 filings
  • Jul 16, 2026 · D · $21,506,754 sold of $150,000,000 · 11 investors · min. $128,950 · role: Director EDGAR ↗
  • Jul 15, 2026 · D · $87,919,358 sold of $150,000,000 · 74 investors · min. $200,000 · role: Director EDGAR ↗
  • Apr 8, 2026 · D · $5,500,000 sold of $5,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 13, 2024 · D · $14,505,197 sold of $150,000,000 · 8 investors · min. $149,380 · role: Director EDGAR ↗
  • Jul 17, 2023 · D · $10,023,273 sold of $150,000,000 · 13 investors · min. $124,275 · role: Director EDGAR ↗
  • Jul 3, 2023 · D · $88,888,516 sold of $125,000,000 · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2022 · D · $10,000,000 sold of $10,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2022 · D/A · $129,312,185 sold of $160,000,000 · 75 investors · min. $2,000,000 · role: Director EDGAR ↗
  • May 17, 2022 · D · $129,312,185 sold of $160,000,000 · 75 investors · min. $2,000,000 · role: Director EDGAR ↗
  • May 13, 2021 · D · $13,000,000 sold of $13,000,000 · 3 investors · min. $4,000,000 · role: Director EDGAR ↗
  • Nov 12, 2020 · D/A · $13,000,000 sold of $13,000,000 · 3 investors · min. $4,000,000 · role: Director EDGAR ↗
  • Nov 4, 2020 · D · $13,000,000 sold of $13,000,000 · 3 investors · min. $4,000,000 · role: Director EDGAR ↗
  • May 4, 2020 · D · $6,166,160 sold of $50,000,000 · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 20, 2019 · D/A · $958,000 sold of $25,000,000 · 10 investors · min. $550,000 · role: Director EDGAR ↗
  • Jan 15, 2019 · D · $4,492,588 sold of $50,000,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 9, 2017 · D · $3,346,798 sold of $20,000,000 · 4 investors · min. $500,000 · role: Director EDGAR ↗
  • Aug 18, 2016 · D · $1,300,000 sold of $3,000,000 · 2 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 11, 2015 · D · $958,000 sold of $25,000,000 · 10 investors · min. $550,000 · role: Director EDGAR ↗
  • May 20, 2013 · D · $1,000,000 sold of $4,000,000 · 1 investors · min. $500,000 · role: Director EDGAR ↗
  • Dec 21, 2012 · D · $0 sold of $75,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • May 9, 2012 · D · $84,200,704 sold of $150,000,000 · 103 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $129.3M from 103 investors (86% of the $150M target) as of the latest filing. Michael is listed as director on 21 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GD
Pooled Investment Fund · group: Granite

Granite DeZURIK LLC

St Cloud, MN · Jun 12, 2015 → Jun 12, 2015 · 2 filings
  • Jun 12, 2015 · D/A · $22,783,998 sold of $23,000,000 · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2015 · D · $22,783,998 sold of $23,000,000 · 15 investors · min. $100,000 · role: Director EDGAR ↗

Raised $22.8M from 15 investors (99% of the $23M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Granite

Granite Microbiologics LLC

St Cloud, MN · Jun 11, 2015
  • Jun 11, 2015 · D · $21,695,186 sold of $23,000,000 · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $21.7M from 21 investors (94% of the $23M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GD
Pooled Investment Fund · group: Granite

Granite Debt Fund LLC

St Cloud, MN · May 1, 2012 → Dec 17, 2013 · 2 filings
  • Dec 17, 2013 · D · $0 sold of $3,000,000 · 0 investors · min. $20,000 · role: Director EDGAR ↗
  • May 1, 2012 · D · $9,950,000 sold of $10,000,000 · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27M from 11 investors (100% of the $3M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • MICHAEL A ROTH — WI, 19 issuers, Jan 29, 2009 → Apr 6, 2012 · no shared issuer
  • Michael Phillip Roth, Jr. — TX, 6 issuers, Nov 21, 2013 → Jun 3, 2014 · no shared issuer
  • Michael Thomas Roth — SC, 3 issuers, Apr 23, 2025 → Apr 23, 2025 · no shared issuer
  • Michael Roth — CT, 1 issuer, May 4, 2012 → May 4, 2012 · no shared issuer
  • Michael J. Roth — MO, 1 issuer, May 22, 2015 → May 22, 2015 · no shared issuer
  • Michael Roth — CO, 1 issuer, Dec 5, 2017 → Dec 5, 2017 · no shared issuer
  • Michael Roth — CA, 1 issuer, Nov 27, 2019 → Nov 27, 2019 · no shared issuer
  • Michael Roth — MI, 1 issuer, May 31, 2023 → May 31, 2023 · no shared issuer
  • Michael Roth — SD, 1 issuer, Nov 15, 2024 → Mar 21, 2025 · no shared issuer
  • Michael Roth — TX, 1 issuer, Dec 29, 2021 → Jul 5, 2024 · no shared issuer
  • Michael Harrison Roth — CO, 1 issuer, Apr 7, 2022 → Apr 7, 2022 · no shared issuer

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason R. Ferche

Director · 31 shared filings (5 issuers)

Jason R. Ferche is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard L Bauerly

Executive Officer, Director · 30 shared filings (5 issuers) · also on 5 other issuers

Richard L Bauerly is on 10 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory V. Windfeldt

Director · 28 shared filings (4 issuers) · also on 3 other issuers

Gregory V. Windfeldt is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. White

Director · 28 shared filings (3 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lee W. Hanson

Director · 26 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph G. Torborg

Director · 26 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donald M. Weeres

Director · 24 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Domaille

Director · 23 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick K Edeburn

Executive Officer, Director · 22 shared filings (5 issuers) · also on 4 other issuers

Patrick K Edeburn is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald J. Bauerly

Director · 22 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Rollie H. Anderson

Director · 21 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Schnepf

Director · 20 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Amy L. Jensen

Director · 19 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Kern

Director · 18 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Coborn

Director · 18 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory A. Schumacher

Executive Officer, Director · 17 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur R Monaghan

Executive Officer, Director · 12 shared filings (5 issuers) · also on 3 other issuers

Arthur R Monaghan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel G Coborn

Director · 10 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick J Mitchell

Director · 10 shared filings (4 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle E Bauerly Kopel

Executive Officer, Director · 10 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Rollis H Anderson

Director · 9 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Faber

Director · 9 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John D. Tickle

Director · 9 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alvin M Kern

Director · 8 shared filings (3 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shelly E. Bauerly Kopel

Director · 8 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Cameron

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Hinnenkamp

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Don Weeres

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Gregory

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Al Kern

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Schueller

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Louis

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Fuller

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aalvin M. Kern

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald E. White

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph G. Torberg

Director · 2 shared filings (2 issuers)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Torgborg

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald J. Baulerly

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Baurely

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald J. Baurely

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J. Roth. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Granite

13 issuers · 45 filings · $170.6M reported sold · 2012–2026

One team, 13 deal companies. Michael J. Roth is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael J. Roth.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael J. Roth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael J. Roth is listed on: none on file. No website or social profile named in Granite Equity LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #17,283 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Cloud, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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