Michael Powell

The filing says the first sale was Dec 15, 2016. The Form D was filed Jan 6, 2017 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Dec 15, 2016. The Form D was filed Jan 6, 2017 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jun 11, 2015 filing says $1,000,000 offered; the Jul 13, 2015 Form D/A says $2,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jul 1, 2011 filing says $375,000,000 offered; the Oct 17, 2011 Form D/A says $440,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Sep 9, 2009 filing says $21,500,000 offered; the Mar 10, 2011 Form D/A says $26,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Aeovian Pharmaceuticals, Inc. (latest filing Oct 9, 2019) · No amendment in the last 12 months on an offering that may still be open — PIONYR IMMUNOTHERAPEUTICS, INC. (latest filing Dec 14, 2017) · No amendment in the last 12 months on an offering that may still be open — Dauntless 2, Inc. (latest filing Jan 6, 2017) · No amendment in the last 12 months on an offering that may still be open — CATALYST BIOSCIENCES INC (latest filing Jul 13, 2015) · No amendment in the last 12 months on an offering that may still be open — CATALYST BIOSCIENCES INC (latest filing Feb 3, 2015) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

This page covers filings where the address state is CA. A separate record, "Michael Powell" with address state MA, is listed on 15 filings — most recently by Checkmate Pharmaceuticals, Inc. (Jun 18, 2020). Both records have filings in the same period (May 30, 2013 to Oct 9, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Michael Powell" with address state Y9, is listed on 2 filings — most recently by Mercury Media Science B Ltd (Apr 17, 2014). Both records have filings in the same period (Apr 17, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Michael Powell" with address state IL, is listed on 1 filing — most recently by Supply Vision, Inc. (Oct 2, 2012). Both records have filings in the same period (Oct 2, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Michael Powell" with address state MN, is listed on 2 filings — most recently by Excellent Energy Solutions, LLC (Jan 12, 2012). Both records have filings in the same period (Jun 6, 2011 to Jan 12, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Michael K. Powell" with address state VA, is listed on 3 filings — most recently by Altegrity Holding Corp. (Jul 30, 2010). Both records have filings in the same period (Sep 9, 2009 to Jul 30, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

"Decline to Disclose" (Nov 12, 2009); then "$5,000,001 - $25,000,000" (Jun 7, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.