Michael A. Parsons is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Nov 2010 and Dec 2024: ROKY CALDERA GOLD INVESTMENTS LLC (Bonita, CA — industry reported as "Other" — 2010; $5.03M reported sold) and SMTP Energy, LLC (New Orleans, LA — oil and gas — 2024).
What this means 2 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $5.03M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Michael A. Parsons and found 2 differences, 1 worth asking the sponsor about: Form D filed 421 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.