PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

Sponsor Check › Person

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Michael Lockwood

Named as an officer, director or promoter on SEC Form D filings · CT · Jun 1, 2009 → Sep 24, 2010

2deals (issuers)
$5.2Mreported sold
32investors
5Form D filings
2009–2010years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Lockwood is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Jun 2009 and Sep 2010: POWER PLAY ENERGY, LLC (Ridgefield, CT — pooled investment fund — 2009–2010; $4.55M reported sold to 25 investors) and Power Play Solar, LLC (Ridgefield, CT — other energy — 2010; $650K reported sold to 7 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $5.2M sold in total.

Listed alongside Algonquin Capital Management LLC (4 shared filings, management entity) and Richard L. Shorten (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 2 issuers belong to the sponsor group Power Play (6 issuers, $20.6M reported sold, 2009–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Power Play has 6 companies on file and $20.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 29 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Michael Lockwood and found 7 differences, 4 worth asking the sponsor about: Bankruptcy case: Michael S. Lockwood and Megan J. Lockwood; Bankruptcy case: Cheryl A. Lockwood and Michael Lockwood; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Lockwood has not run yet — it is joining a line of 43,910 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

LOCKWOOD, MICHAEL F. v. WARDEN FCI MEMPHIS, TENN. closed
District Court, S.D. Indiana · No. 3:82-cv-00114 · Filed Apr 28, 1982 · Closed Jul 21, 1982
Role of LOCKWOOD, MICHAEL F.: Plaintiff · Outcome: Terminated 1982-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Lockwood..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 27 closed (disposition not in docket feed), 2 open

Michael W Lockwood closed
United States Bankruptcy Court, N.D. New York · No. 23-60019 · Filed Jan 12, 2023 · Closed Aug 9, 2024
Role of Michael W Lockwood: Debtor · Outcome: Case closed 2024-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NY (not a filing state)
Michael Lockwood closed
United States Bankruptcy Court, E.D. Michigan · No. 22-45464 · Filed Jul 12, 2022 · Closed Nov 22, 2022
Role of Michael Lockwood: Debtor · Outcome: Case closed 2022-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
MICHAEL J LOCKWOOD and KATHRYN G LOCKWOOD closed
United States Bankruptcy Court, D. Nevada · No. 19-16832 · Filed Oct 23, 2019 · Closed Feb 6, 2020
Role of MICHAEL J LOCKWOOD and KATHRYN G LOCKWOOD: Debtor · Outcome: Case closed 2020-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NV (not a filing state)
Michael Lockwood and Taylor Lockwood open
United States Bankruptcy Court, E.D. Michigan · No. 19-52200 · Filed Aug 23, 2019
Role of Michael Lockwood and Taylor Lockwood: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
MICHAEL S LOCKWOOD open
United States Bankruptcy Court, D. Arizona · No. 2:16-bk-05356 · Filed May 12, 2016
Role of MICHAEL S LOCKWOOD: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in AR (not a filing state)
Michael J Lockwood closed
United States Bankruptcy Court, D. Minnesota · No. 13-60166 · Filed Mar 20, 2013 · Closed Jul 16, 2013
Role of Michael J Lockwood: Debtor · Outcome: Case closed 2013-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MN (not a filing state)
KATHLEEN M. LOCKWOOD and MICHAEL D. LOCKWOOD closed
United States Bankruptcy Court, D. Minnesota · No. 12-36542 · Filed Nov 20, 2012 · Closed Aug 29, 2013
Role of MICHAEL D. LOCKWOOD: Debtor · Outcome: Case closed 2013-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MN (not a filing state)
Michael L. Lockwood and Kristi L. Lockwood closed
United States Bankruptcy Court, S.D. New York · No. 12-37465 · Filed Sep 28, 2012 · Closed Dec 15, 2016
Role of Michael L. Lockwood and Kristi L. Lockwood: Debtor · Outcome: Case closed 2016-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NY (not a filing state)
Michael C. Lockwood, Sr. and Karen A. Lockwood closed
United States Bankruptcy Court, D. New Hampshire · No. 12-11095 · Filed Apr 2, 2012 · Closed Apr 17, 2014
Role of Michael C. Lockwood, Sr.: Debtor · Outcome: Case closed 2014-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NH (not a filing state)
Michael K Lockwood and Vickie L Lockwood closed
United States Bankruptcy Court, E.D. Kentucky · No. 11-22566 · Filed Nov 14, 2011 · Closed Feb 8, 2017
Role of Michael K Lockwood and Vickie L Lockwood: Debtor · Outcome: Case closed 2017-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in KY (not a filing state)
Michael J Lockwood closed
United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-01033 · Filed Jan 25, 2010 · Closed May 7, 2010
Role of Michael J Lockwood: Debtor · Outcome: Case closed 2010-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in FL (not a filing state)
Michael W. Lockwood and Sharon D. Lockwood closed
United States Bankruptcy Court, N.D. Ohio · No. 09-14997 · Filed Jun 3, 2009 · Closed Sep 15, 2009
Role of Michael W. Lockwood and Sharon D. Lockwood: Debtor · Outcome: Case closed 2009-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in OH (not a filing state)
Michael S. Lockwood and Megan J. Lockwood closed
United States Bankruptcy Court, D. Connecticut · No. 09-20628 · Filed Mar 19, 2009 · Closed Feb 29, 2012
Role of Michael S. Lockwood and Megan J. Lockwood: Debtor · Outcome: Case closed 2012-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (CT)
Michael Lockwood and Barbara Lockwood closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-23241 · Filed Sep 30, 2008 · Closed Feb 9, 2009
Role of Michael Lockwood and Barbara Lockwood: Debtor · Outcome: Case closed 2009-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in CA (not a filing state)
Michael Lockwood and Nancy Marie Lockwood closed
United States Bankruptcy Court, E.D. Michigan · No. 08-45296 · Filed Mar 5, 2008 · Closed Dec 15, 2008
Role of Michael Lockwood and Nancy Marie Lockwood: Debtor · Outcome: Case closed 2008-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
Michael S Lockwood and Nikki L Lockwood closed
United States Bankruptcy Court, N.D. Illinois · No. 05-74029 · Filed Aug 9, 2005 · Closed Nov 21, 2005
Role of Michael S Lockwood and Nikki L Lockwood: Debtor · Outcome: Case closed 2005-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
Michael M Lockwood closed
United States Bankruptcy Court, N.D. Illinois · No. 03-27847 · Filed Jul 1, 2003 · Closed Oct 30, 2003
Role of Michael M Lockwood: Debtor · Outcome: Case closed 2003-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
Michael K. Lockwood and Heidi L. Lockwood closed
United States Bankruptcy Court, D. Colorado · No. 03-12039 · Filed Feb 10, 2003 · Closed Jun 13, 2003
Role of Michael K. Lockwood and Heidi L. Lockwood: Debtor · Outcome: Case closed 2003-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in CO (not a filing state)
Michael A. Lockwood closed
United States Bankruptcy Court, N.D. Ohio · No. 02-36265 · Filed Sep 18, 2002 · Closed Feb 5, 2003
Role of Michael A. Lockwood: Debtor · Outcome: Case closed 2003-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in OH (not a filing state)
Michael R. Lockwood closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 01-11846 · Filed Sep 19, 2001 · Closed Mar 24, 2003
Role of Michael R. Lockwood: Debtor · Outcome: Case closed 2003-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in PA (not a filing state)
Michael Lockwood closed
United States Bankruptcy Court, S.D. Florida. · No. 01-26411 · Filed Aug 31, 2001 · Closed Dec 19, 2001
Role of Michael Lockwood: Debtor · Outcome: Case closed 2001-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in FL (not a filing state)
Michael D. Lockwood and Patricia C. Lockwood closed
United States Bankruptcy Court, N.D. New York · No. 01-65282 · Filed Aug 28, 2001 · Closed Dec 13, 2001
Role of Michael D. Lockwood and Patricia C. Lockwood: Debtor · Outcome: Case closed 2001-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NY (not a filing state)
Michael Lockwood closed
United States Bankruptcy Court, D. New Jersey · No. 99-59873 · Filed Aug 26, 1999 · Closed Oct 29, 2003
Role of Michael Lockwood: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NJ (not a filing state)
Michael C. Lockwood and Karen A. Lockwood closed
United States Bankruptcy Court, D. New Hampshire · No. 96-12743 · Filed Oct 1, 1996 · Closed Oct 12, 2000
Role of Michael C. Lockwood and Karen A. Lockwood: Debtor · Outcome: Case closed 2000-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NH (not a filing state)
Michael Lockwood and Nancy Marie Lockwood closed
United States Bankruptcy Court, E.D. Michigan · No. 96-44219 · Filed Apr 1, 1996 · Closed Nov 19, 1996
Role of Michael Lockwood and Nancy Marie Lockwood: Debtor · Outcome: Case closed 1996-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
Michael W. Lockwood closed
United States Bankruptcy Court, N.D. New York · No. 95-62899 · Filed Aug 17, 1995 · Closed Dec 19, 1995
Role of Michael W. Lockwood: Debtor · Outcome: Case closed 1995-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NY (not a filing state)
Michael Lockwood and Pamela J. Lockwood closed
United States Bankruptcy Court, D. New Hampshire · No. 94-12174 · Filed Sep 9, 1994 · Closed Jan 31, 1995
Role of Michael Lockwood and Pamela J. Lockwood: Debtor · Outcome: Case closed 1995-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NH (not a filing state)
Cheryl A. Lockwood and Michael Lockwood closed
United States Bankruptcy Court, D. Connecticut · No. 92-21004 · Filed Mar 16, 1992 · Closed Jun 23, 1992
Role of Michael Lockwood: Debtor · Outcome: Case closed 1992-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (CT)
Michael C. Lockwood and Jean M. Lockwood closed
United States Bankruptcy Court, N.D. New York · No. 91-11629 · Filed Apr 19, 1991 · Closed Mar 13, 1997
Role of Michael C. Lockwood and Jean M. Lockwood: Debtor · Outcome: Case closed 1997-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Michael Lockwood — 4 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Mar 19, 2009 – Feb 29, 2012

Bankruptcy case: Michael S. Lockwood and Megan J. Lockwood — filed Mar 19, 2009

United States Bankruptcy Court, D. Connecticut docket "Michael S. Lockwood and Megan J. Lockwood" filed Mar 19, 2009, closed Feb 29, 2012. Michael Lockwood is listed as Debtor ("Michael S. Lockwood and Megan J. Lockwood"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 16, 1992 – Jun 23, 1992

Bankruptcy case: Cheryl A. Lockwood and Michael Lockwood — filed Mar 16, 1992

United States Bankruptcy Court, D. Connecticut docket "Cheryl A. Lockwood and Michael Lockwood" filed Mar 16, 1992, closed Jun 23, 1992. Michael Lockwood is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 1, 2009 – Oct 30, 2009

Amount sold went down between filings — POWER PLAY ENERGY, LLC

The Jun 1, 2009 filing says $4,548,910 sold; the Oct 30, 2009 Form D says $2,200,000 sold — $2,348,910 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jun 1, 2009 – Oct 30, 2009

Investor count went down between filings — POWER PLAY ENERGY, LLC

The Jun 1, 2009 filing reports 25 investors; the Oct 30, 2009 Form D reports 8 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Mar 23, 2010 – Sep 24, 2010

Michael Lockwood appears on 2 deals that stopped filing before reaching their target

POWER PLAY ENERGY, LLC (last filing Sep 24, 2010; $4,548,910 sold of $10,000,000); Power Play Solar, LLC (last filing Mar 23, 2010; $650,000 sold of $2,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · May 18, 2009 – Sep 24, 2010

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — POWER PLAY ENERGY, LLC (latest filing Sep 24, 2010) · No amendment in the last 12 months on an offering that may still be open — POWER PLAY ENERGY, LLC (latest filing Apr 21, 2010) · No amendment in the last 12 months on an offering that may still be open — Power Play Solar, LLC (latest filing Mar 23, 2010) · No amendment in the last 12 months on an offering that may still be open — POWER PLAY ENERGY, LLC (latest filing Oct 30, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 1, 2009 – Oct 30, 2009

Offering amount lowered between filings — POWER PLAY ENERGY, LLC

The Jun 1, 2009 filing says $10,000,000 offered; the Oct 30, 2009 Form D says $5,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $300,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 24, 2010 D
POWER PLAY ENERGY, LLC
File 021-148173
$0$0$100,000 (est.)
The above referenced amount represents up to 2% of the maximum gross proceeds of the offering.
None listed on this filingEDGAR ↗
Apr 21, 2010 D
POWER PLAY ENERGY, LLC
File 021-140932
$0$0$100,000 (est.)
The above referenced amount represents up to 2% of the maximum gross proceeds of the offering.
None listed on this filingEDGAR ↗
Mar 23, 2010 D
Power Play Solar, LLC
File 021-139888
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2009 D
POWER PLAY ENERGY, LLC
File 021-115776
$0$0$100,000 (est.)
The above referenced amount represents up to 2% of the maximum gross proceeds of the offering.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Lockwood on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Power Play

POWER PLAY ENERGY, LLC

Ridgefield, CT · Jun 1, 2009 → Sep 24, 2010 · 4 filings
  • Sep 24, 2010 · D · $1,897,666 sold of $5,000,000 · 22 investors · min. No minimum reported · role: Director (Managing member of Algonquin Capital Management LLC) EDGAR ↗
  • Apr 21, 2010 · D · $1,000,000 sold of $5,000,000 · 14 investors · min. No minimum reported · role: Director (Managing member of Algonquin Capital Management LLC) EDGAR ↗
  • Oct 30, 2009 · D · $2,200,000 sold of $5,000,000 · 8 investors · min. No minimum reported · role: Director (Managing member of Algonquin Capital Management LLC) EDGAR ↗
  • Jun 1, 2009 · D · $4,548,910 sold of $10,000,000 · 25 investors · min. No minimum reported · role: Director (Managing member of Algonquin Capital Management LLC) EDGAR ↗

Raised $4.55M from 25 investors (91% of the $5M target) as of the latest filing. Michael is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Energy · group: Power Play

Power Play Solar, LLC

Ridgefield, CT · Mar 23, 2010
  • Mar 23, 2010 · D · $650,000 sold of $2,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $650K from 7 investors (33% of the $2M target) as of the latest filing. Michael is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Michael 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Algonquin Capital Management LLC

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Lockwood. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard L. Shorten

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 5 other issuers

Richard L. Shorten is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Power Play

6 issuers · 24 filings · $20.6M reported sold · 2009–2022

One team, 6 deal companies. Michael Lockwood is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Lockwood.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Lockwood by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Lockwood is listed on: none on file. No website or social profile named in POWER PLAY ENERGY, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #358,306 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ridgefield, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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