Michael Lipfield is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Jan 2012 and May 2021: Pax8, Inc. (Greenwood Village, CO — other technology — 2021; $185.3M reported sold to 36 investors), MS Biotech, Inc. (Littleton, CO — agriculture — 2012; $1.9M reported sold to 8 investors) and incuboom, inc. (Centennial, CO — retailing — 2012; $750K reported sold to 7 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $187.9M sold in total.
Listed alongside John W. Street (5 shared filings), Bruce Dines (2 shared filings), Bruns H. Grayson (2 shared filings), Daniel B. May (2 shared filings), David Walsh (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
1 of the issuers belongs to the sponsor group Ms Biotech (2 issuers, $59.5M reported sold, 2012–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Ms Biotech has 2 companies on file and $59.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Michael Lipfield and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Reported revenue range changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.