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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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Michael Hoffman

Named as an officer, director or promoter on SEC Form D filings · PA · Oct 4, 2010 → Apr 25, 2023

2deals (issuers)
$51.1Mreported sold
88investors
17Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Hoffman is listed as a director on 17 SEC Form D filings by 2 issuers between May 2009 and Apr 2023: Traws Pharma, Inc. (Newtown, PA — biotechnology — 2009–2019; $50M reported sold to 67 investors) and Annovis Bio, Inc. (Berwyn, PA — biotechnology — 2013–2023; $1.07M reported sold to 21 investors).

What this means 2 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $51.1M sold in total.

Listed alongside Viren Mehta (10 shared filings), Ramesh Kumar, Ph.D. (8 shared filings), Alan R. Williamson (7 shared filings), E. Premkumar Reddy, Ph.D. (7 shared filings), K. Ravindra (7 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 25 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Michael Hoffman and found 14 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Lucas Advisors LLC d/b/a KYBORA Emerging Markets; 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Hoffman has not run yet — it is #673 of 4,153 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Michael Carl Hoffman Administrative proceeding
SEC · Aug 22, 2007 · Parties as named in the release: Michael Carl Hoffman Read the release ↗
person name, middle initial differs; common name
Brent William Federighi and Michael Carl Hoffman Litigation release
SEC · Dec 22, 2005 · Parties as named in the release: Brent William Federighi and Michael Carl Hoffman Read the release ↗
person name, middle initial differs; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Hoffman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

25 cases: 25 closed (disposition not in docket feed)

Michael L. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 19-13669 · Filed Jun 6, 2019 · Closed Oct 16, 2019
Role of Michael L. Hoffman: Debtor · Outcome: Case closed 2019-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael R. Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:13-bk-05215 · Filed Oct 8, 2013 · Closed Jan 8, 2014
Role of Michael R. Hoffman: Debtor · Outcome: Case closed 2014-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael G Hoffman, Jr closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-14472 · Filed May 20, 2013 · Closed Sep 23, 2013
Role of Michael G Hoffman, Jr: Debtor · Outcome: Case closed 2013-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael E Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-13401 · Filed Apr 28, 2010 · Closed Aug 20, 2010
Role of Michael E Hoffman: Debtor · Outcome: Case closed 2010-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-21410 · Filed May 29, 2009 · Closed Sep 26, 2014
Role of Michael Hoffman: Debtor · Outcome: Case closed 2014-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael L. Hoffman and Joyce H. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-16148 · Filed Dec 29, 2006 · Closed May 1, 2007
Role of Michael L. Hoffman and Joyce H. Hoffman: Debtor · Outcome: Case closed 2007-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael L. Hoffman and Joyce H. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-14325 · Filed Sep 26, 2006 · Closed Jan 30, 2007
Role of Michael L. Hoffman and Joyce H. Hoffman: Debtor · Outcome: Case closed 2007-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael L. Hoffman and Joyce H. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-21424 · Filed Sep 26, 2006 · Closed Sep 27, 2006
Role of Michael L. Hoffman and Joyce H. Hoffman: Debtor · Outcome: Case closed 2006-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael C. Hoffman and Charlotte E. Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:06-bk-00449 · Filed Mar 20, 2006 · Closed Jul 24, 2006
Role of Michael C. Hoffman and Charlotte E. Hoffman: Debtor · Outcome: Case closed 2006-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael A. Hoffman and Angela C. Hofffman closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-25675 · Filed May 2, 2005 · Closed Aug 26, 2005
Role of Michael A. Hoffman and Angela C. Hofffman: Debtor · Outcome: Case closed 2005-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Denise C. Hoffman and Michael K. Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:05-bk-51209 · Filed Mar 14, 2005 · Closed Nov 16, 2009
Role of Michael K. Hoffman: Debtor · Outcome: Case closed 2009-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael D Hoffman and Brenda M Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-05131 · Filed Aug 24, 2004 · Closed Dec 15, 2004
Role of Michael D Hoffman and Brenda M Hoffman: Debtor · Outcome: Case closed 2004-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael A. Hoffman and Juliet L. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-24117 · Filed Aug 4, 2004 · Closed Dec 9, 2004
Role of Michael A. Hoffman and Juliet L. Hoffman: Debtor · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael W Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-04415 · Filed Jul 20, 2004 · Closed Nov 2, 2004
Role of Michael W Hoffman: Debtor · Outcome: Case closed 2004-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael A. Hoffman and Kimberly A. Hoffman closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-24110 · Filed Mar 30, 2004 · Closed Jul 16, 2004
Role of Michael A. Hoffman and Kimberly A. Hoffman: Debtor · Outcome: Case closed 2004-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael J. Hoffman and Catherine L. Hoffman closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-30750 · Filed Aug 28, 2003 · Closed Jul 28, 2004
Role of Michael J. Hoffman and Catherine L. Hoffman: Debtor · Outcome: Case closed 2004-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael J. Hoffman and Catherine L. Hoffman closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-27519 · Filed Jun 16, 2003 · Closed Aug 20, 2003
Role of Michael J. Hoffman and Catherine L. Hoffman: Debtor · Outcome: Case closed 2003-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael A. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-15950 · Filed Apr 19, 2001 · Closed Aug 14, 2001
Role of Michael A. Hoffman: Debtor · Outcome: Case closed 2001-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:01-bk-00813 · Filed Mar 5, 2001 · Closed Dec 13, 2002
Role of Michael Hoffman: Debtor · Outcome: Case closed 2002-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael L Hoffman and Karen S Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:99-bk-01977 · Filed May 5, 1999 · Closed Sep 22, 1999
Role of Michael L Hoffman and Karen S Hoffman: Debtor · Outcome: Case closed 1999-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael J Hoffman and Robin L Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:97-bk-04927 · Filed Nov 17, 1997 · Closed Feb 20, 1998
Role of Michael J Hoffman and Robin L Hoffman: Debtor · Outcome: Case closed 1998-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael R. Hoffman and Ginger M. Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:97-bk-04333 · Filed Oct 14, 1997 · Closed Feb 4, 1998
Role of Michael R. Hoffman and Ginger M. Hoffman: Debtor · Outcome: Case closed 1998-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael F. Hoffman and Laurie A. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-17755 · Filed Jun 25, 1997 · Closed Oct 27, 1997
Role of Michael F. Hoffman and Laurie A. Hoffman: Debtor · Outcome: Case closed 1997-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael P. Hoffman and Lena Lee Hoffman closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 94-23619 · Filed Oct 27, 1994 · Closed Apr 13, 1995
Role of Michael P. Hoffman and Lena Lee Hoffman: Debtor · Outcome: Case closed 1995-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
Michael L. Hoffman and Joyce H. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-20696 · Filed Feb 20, 1992 · Closed Jul 22, 1992
Role of Michael L. Hoffman and Joyce H. Hoffman: Debtor · Outcome: Case closed 1992-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Michael Hoffman — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Worth asking · Jun 8, 2018

Paid seller listed without a CRD number: Lucas Advisors LLC d/b/a KYBORA Emerging Markets — Traws Pharma, Inc.

Lucas Advisors LLC d/b/a KYBORA Emerging Markets is listed as receiving sales compensation on 1 filing (Jun 8, 2018) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jul 27, 2012 – Apr 25, 2023

5 Form Ds were filed more than 15 days after the first sale

Form D filed 64 days after the first sale — Traws Pharma, Inc. · Form D filed 18 days after the first sale — Annovis Bio, Inc. · Form D filed 25 days after the first sale — Traws Pharma, Inc. · Form D filed 17 days after the first sale — Annovis Bio, Inc. · Form D filed 17 days after the first sale — Traws Pharma, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · May 26, 2009 – Jun 5, 2015

4 offerings changed their target amount between filings

Offering amount changed between filings — Annovis Bio, Inc. · Offering amount changed between filings — Annovis Bio, Inc. · Offering amount changed between filings — Traws Pharma, Inc. · Offering amount changed between filings — Traws Pharma, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · May 12, 2009 – Jun 4, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Traws Pharma, Inc. (latest filing Jun 4, 2019) · No amendment in the last 12 months on an offering that may still be open — Annovis Bio, Inc. (latest filing Dec 22, 2017) · No amendment in the last 12 months on an offering that may still be open — Traws Pharma, Inc. (latest filing Oct 23, 2015) · No amendment in the last 12 months on an offering that may still be open — Annovis Bio, Inc. (latest filing Dec 30, 2013) · No amendment in the last 12 months on an offering that may still be open — Traws Pharma, Inc. (latest filing Jul 26, 2012) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 26, 2009 – Oct 4, 2010

Michael Hoffman is written 2 different ways on the filings

listed as "Michael B. Hoffman" on 4 filings (from May 26, 2009), and "Michael Hoffman" on 13 filings (from Oct 4, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jun 20, 2013 – Apr 25, 2023

Industry group changed between filings — Annovis Bio, Inc.

"Pharmaceuticals" (Jun 20, 2013 to Mar 15, 2019); then "Biotechnology" (Apr 25, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Sep 16, 2009 – Mar 19, 2020

Same name, different state: "Michael Hoffman" (A6 or A1) is a separate record

This page covers filings where the address state is PA. A separate record, "Michael Hoffman" with address state A6 or A1, is listed on 17 filings — most recently by FURY GOLD MINES LTD (Apr 4, 2023). Both records have filings in the same period (Oct 4, 2010 to Mar 19, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 8, 2010 – May 3, 2019

Same name, different state: "Michael C Hoffman" (NY) is a separate record

This page covers filings where the address state is PA. A separate record, "Michael C Hoffman" with address state NY, is listed on 22 filings — most recently by Metalmark Cardinal Continuation Vehicle, L.P. (Aug 18, 2026). Both records have filings in the same period (Oct 4, 2010 to May 3, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 8, 2011 – Feb 15, 2019

Same name, different state: "MICHAEL L HOFFMAN" (TX) is a separate record

This page covers filings where the address state is PA. A separate record, "MICHAEL L HOFFMAN" with address state TX, is listed on 3 filings — most recently by YMC CAPITAL, LLC (Feb 15, 2019). Both records have filings in the same period (Jun 8, 2011 to Feb 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 6, 2015 – Jan 2, 2018

Same name, different state: "Michael P. Hoffman" (MO) is a separate record

This page covers filings where the address state is PA. A separate record, "Michael P. Hoffman" with address state MO, is listed on 5 filings — most recently by MID-MISSOURI HOLDING COMPANY, INC. (Jan 2, 2018). Both records have filings in the same period (Oct 6, 2015 to Jan 2, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 28, 2012 – Jul 16, 2013

Same name, different state: "Michael Hoffman" (Z4) is a separate record

This page covers filings where the address state is PA. A separate record, "Michael Hoffman" with address state Z4, is listed on 2 filings — most recently by Element Holdings, L.P. (Jul 16, 2013). Both records have filings in the same period (Aug 28, 2012 to Jul 16, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 26, 2009 – Jun 8, 2018

Reported revenue range changed between filings — Traws Pharma, Inc.

"$1,000,001 - $5,000,000" (May 26, 2009); then "$5,000,001 - $25,000,000" (May 10, 2012); then "Decline to Disclose" (Aug 13, 2012); then "$1 - $1,000,000" (Jun 8, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · May 10, 2012 – Jul 26, 2012

Minimum investment changed between filings — Traws Pharma, Inc.

The May 10, 2012 filing lists a minimum of $100,000; the Jul 26, 2012 Form D/A lists $1,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 26, 2009 – Mar 4, 2010

Minimum investment changed between filings — Traws Pharma, Inc.

The May 26, 2009 filing lists a minimum of $792; the Mar 4, 2010 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 13 offerings report sales commissions totalling $2,075,000; 0 report finder's fees; 6 report proceeds to related persons totalling $555,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 25, 2023 D
Annovis Bio, Inc.
File 021-479833
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2019 D
Traws Pharma, Inc.
File 021-341043
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2019 D
Annovis Bio, Inc.
File 021-334970
$0$0$55,000 (est.)None listed on this filingEDGAR ↗
Jun 8, 2018 D
Traws Pharma, Inc.
File 021-314260
$75,000 (est.)$0$0Lucas Advisors LLC d/b/a KYBORA Emerging Markets no CRD number reported
via Lucas Advisors LLC d/b/a KYBORA Emerging Markets
EDGAR ↗
Dec 22, 2017 D
Annovis Bio, Inc.
File 021-301506
$0$0$120,000 (est.)
Salary of CEO
None listed on this filingEDGAR ↗
Oct 26, 2016 D
Annovis Bio, Inc.
File 021-273262
$0$0$120,000 (est.)None listed on this filingEDGAR ↗
Oct 23, 2015 D
Traws Pharma, Inc.
File 021-249950
$0$0$100,000 (est.)
Proceeds may be used for general corporate purposes, which may include payment of executive salaries.
None listed on this filingEDGAR ↗
Jun 5, 2015 D/A
Annovis Bio, Inc.
File 021-231367
$0$0$120,000 (est.)None listed on this filingEDGAR ↗
Dec 30, 2013 D/A
Annovis Bio, Inc.
File 021-198348
$0$0$40,000 (est.)None listed on this filingEDGAR ↗
Aug 13, 2012 D
Traws Pharma, Inc.
File 021-182593
$2,000,000$0$0
Proceeds will be used for working capital and general corporate purposes.
Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗EDGAR ↗
Jul 26, 2012 D/A
Traws Pharma, Inc.
File 021-178013
$0$0$0
Proceeds will be used for working capital and general corporate purposes.
None listed on this filingEDGAR ↗
Jan 5, 2011 D/A
Traws Pharma, Inc.
File 021-148476
$0$0$0
Proceeds will be used for working capital and general corporate purposes
None listed on this filingEDGAR ↗
Mar 4, 2010 D/A
Traws Pharma, Inc.
File 021-51678
$0$0$0
Proceeds to be used for working capital and other general corporate purposes, which include salaries payable in the ordinary course of business.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Hoffman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Annovis Bio, Inc.

Berwyn, PA · Dec 30, 2013 → Apr 25, 2023 · 7 filings
  • Apr 25, 2023 · D · $1,064,952 sold of $1,064,952 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2019 · D · $530,000 sold of $530,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D · $324,000 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 26, 2016 · D · $799,200 sold of $799,200 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 5, 2015 · D/A · $1,067,360 sold of $1,067,360 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2015 · D · $500,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2013 · D/A · $450,000 sold of $1,550,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.07M from 21 investors (100% of the $1.06M target) as of the latest filing. Michael is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Traws Pharma, Inc.

Newtown, PA · May 26, 2009 → Jun 4, 2019 · 10 filings
  • Jun 4, 2019 · D · $500,000 sold of $2,000,000 · 1 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 8, 2018 · D · $1,250,000 sold of $1,250,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D · $1,500,000 sold of $16,500,000 · 1 investors · min. $1,500,000 · role: Director EDGAR ↗
  • Aug 13, 2012 · D · $49,999,999 sold of $49,999,999 · 1 investors · min. $49,999,999 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $26,444,316 sold of $30,000,000 · 41 investors · min. $1,000 · role: Director EDGAR ↗
  • May 10, 2012 · D · $7,050,000 sold of $30,000,000 · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 5, 2011 · D/A · $11,690,190 sold of $20,000,000 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 4, 2010 · D · $6,545,613 sold of $15,000,003 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 4, 2010 · D/A · $19,226,287 sold of $26,309,969 · 58 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2009 · D · $5,260,773 sold of $23,496,000 · 18 investors · min. $792 · role: Director EDGAR ↗

Raised $50M from 67 investors (100% of the $2M target) as of the latest filing. Michael is listed as director on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael C Hoffman — NY, 16 issuers, Feb 8, 2010 → May 3, 2019 · no shared issuer
  • Michael Hoffman — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 7 issuers, Sep 16, 2009 → Mar 19, 2020 · no shared issuer
  • Michael Hoffman — MN, 4 issuers, Nov 13, 2019 → Sep 30, 2025 · no shared issuer
  • MICHAEL L HOFFMAN — TX, 3 issuers, Jun 8, 2011 → Feb 15, 2019 · no shared issuer
  • Michael Hoffman — Canada (federal level) (as filed: Z4), 1 issuer, Aug 28, 2012 → Jul 16, 2013 · no shared issuer
  • Michael P. Hoffman — MO, 1 issuer, Oct 6, 2015 → Jan 2, 2018 · no shared issuer
  • Michael Hoffman — CA, 1 issuer, May 11, 2016 → May 11, 2016 · no shared issuer
  • Michael Hoffman — IL, 1 issuer, Nov 22, 2022 → Nov 22, 2022 · no shared issuer

People around Michael 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Viren Mehta

Director · 10 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ramesh Kumar, Ph.D.

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alan R. Williamson

Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Pankaj Patel

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

E. Premkumar Reddy, Ph.D.

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

K. Ravindra

Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Maria L. Maccecchini

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Henry S. Bienen

Director · 5 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark White

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Mark White is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Claudine Bruck

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Franz Hefti

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Manoj Maniar

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Marino

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jerome E. Groopman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steven M. Fruchtman

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Whelan

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Henry S. Bienen, Ph.D.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Henry B. Binen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dhesh Govender

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

E. Premkumar Reddy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark P. Guerin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jack E. Stover

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shekhar Kundur

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Blake

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas McKearn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Bansal

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Anne M. VanLent

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ramesh Kumar

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

AO
No photo found yet (own website and image search run after this page is viewed)
Person

Abraham N. Oler

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Premkumar Reddy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard C. Woodman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Reid McCarthy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Hagopian

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory S. Harriman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Hoffman. Their page shows their other deals.

The team behind the deals

Same business address

19 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Hoffman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Hoffman is listed on: none on file. No website or social profile named in Traws Pharma, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #102,185 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newtown, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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