Michael Kleinman is listed as a director on 2 SEC Form D filings by 1 issuer between Feb 2010 and Sep 2011: NUGEN HOLDINGS, INC. (Ashburn, VA — industry reported as "Other" — 2010–2011; $1.55M reported sold to 41 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Eric Takamura (2 shared filings), Henry Toh (2 shared filings), John Salatino (2 shared filings), Alan Pritzker (1 shared filing) and Marshall Webb (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Michael Kleinman and found 5 differences, 1 worth asking the sponsor about: Form D filed 355 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.