Michael Ward is listed as an executive officer and director on 17 SEC Form D filings by 7 issuers between Apr 2011 and May 2026. Largest by amount reported sold: ReliantHeart Inc. (Houston, TX — other health care — 2015–2017; $10.8M reported sold to 45 investors), 1080 Network, Inc. (Bee Cave, TX — other technology — 2022–2026; $10M reported sold to 14 investors), Umbra3, LLC (Lakeway, TX — pooled investment fund — 2022; $1.08M reported sold to 20 investors), Umbra1, LLC (Lakeway, TX — pooled investment fund — 2022; $750K reported sold to 17 investors), Olive1, LLC (The Hills, TX — pooled investment fund — 2020; $600K reported sold to 8 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $23.8M sold in total.
Listed alongside Christopher Petersen (6 shared filings), Paul England (5 shared filings), Chris Gagnon (4 shared filings), David Clifton (4 shared filings), Sailesh Saxena (4 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
The issuers belong to 2 sponsor groups: Umbra2 (3 issuers, $2.16M reported sold, 2022) and Micromed (2 issuers, $4.64M reported sold, 2011–2017).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 state regulator orders, 8 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 17 public filings for Michael Ward and found 12 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.