Michael J. Morton is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2010 and Apr 2011: TAYLOR CAPITAL GROUP INC (Rosemont, IL — commercial banking — 2010–2011; $75M reported sold to 119 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.