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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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Michael Kellen

Named as an officer, director or promoter on SEC Form D filings · CA, NY · Jul 14, 2017 → Jul 6, 2023

3deals (issuers)
$749.3Mreported sold
127investors
12Form D filings
2017–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Kellen is listed as an executive officer and director on 12 SEC Form D filings by 3 issuers between Dec 2014 and Jul 2023: New Eagle Holdings LLC (New York, NY — pooled investment fund — 2015; $715M reported sold to 52 investors), MATERIA, INC. (Pasadena, CA — industry reported as "Other" — 2014–2019; $17.4M reported sold to 49 investors) and First Eagle Holdings, Inc. (New York, NY — industry reported as "Other" — 2017–2023; $17M reported sold to 26 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $749.3M sold in total.

Listed alongside Andrew Gundlach (11 shared filings), Chun Fong (7 shared filings), David P. O'Connor (7 shared filings), Gunnar Overstrom (7 shared filings), Jean-Luc Gravel (7 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

2 of the issuers belong to the sponsor group First Eagle (20 issuers, $8.7B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. First Eagle has 20 companies on file and $8.7B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 court cases matching the name, 3 SEC releases, 2 state regulator orders, 25 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Michael Kellen and found 12 differences, 4 worth asking the sponsor about: 8 bankruptcy cases name the subject or team members; 4 court cases name Michael Kellen; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Kellen has not run yet — it is #7,011 of 51,253 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 3 closed (disposition not in docket feed), 4 dismissed, 1 judgment

Southland Income Properties, Inc. v. Kellen Concentine closed
District Court, C.D. California · No. 2:23-cv-10511 · Filed Dec 15, 2023 · Closed Dec 26, 2023
Role of Kellen Concentine: Defendant · Outcome: Terminated 2023-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
Kellen Flooring Solutions Inc v. Cincinnati Insurance Company closed
District Court, N.D. Texas · No. 3:22-cv-01967 · Filed Sep 2, 2022 · Closed May 31, 2023
Role of Kellen Flooring Solutions Inc: Plaintiff · Outcome: Terminated 2023-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in TX (not a filing state)
Securities and Exchange Commission v. Donald J. Kellen closed
District Court, C.D. California · No. 2:20-cv-03861 · Filed Apr 28, 2020 · Closed Sep 16, 2022 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Donald J. Kellen: Defendant · Outcome: Terminated 2022-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); different first name (donald); court in the person's filing state (CA)
Mpls Electrical v. Kellen & Associates dismissed
District Court, D. Minnesota · No. 0:03-cv-03344 · Filed Jun 5, 2003 · Closed Nov 7, 2003 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Kellen & Associates: Defendant · Outcome: Terminated 2003-11-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in MN (not a filing state)
Jacobson v. Kellen Electric Corp. dismissed
District Court, E.D. New York · No. 1:02-cv-02810 · Filed May 9, 2002 · Closed Sep 18, 2002 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Kellen Electric Corp.: Defendant · Outcome: Terminated 2002-09-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (NY)
IBEW Health Care v. Kellen & Associates dismissed
District Court, D. Minnesota · No. 0:00-cv-02323 · Filed Oct 17, 2000 · Closed Jan 31, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Kellen & Associates: Defendant · Outcome: Terminated 2001-01-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in MN (not a filing state)
Kellen Company, Inc. v. Calphalon Corp. judgment
District Court, S.D. New York · No. 7:98-cv-08081 · Filed Nov 12, 1998 · Closed Jun 16, 1999 · Nature of suit: 190 Other contract actions
Role of Kellen Company, Inc.: Plaintiff · Outcome: Terminated 1999-06-16 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (NY)
Power Bingo Ltd v. Kellen dismissed
District Court, N.D. California · No. 5:97-cv-20387 · Filed Mar 26, 1997 · Closed Aug 18, 1997 · Nature of suit: 190 Other contract actions
Role of Kellen: Defendant · Outcome: Terminated 1997-08-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 2 state regulator orders

Individuals Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Dec 8, 2022 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Kellen Michael Ferris (CRD #5719427, Woodstock, Vermont)
As listed by the regulator: An AWC was issued in which Ferris was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for 18 months. Without admitting or denying the findings, Ferris consented to the sanctions and to the entry of findings that he took a remote FINRA Series 7 examination while in possession of prohibited materials. The suspension is in effect from December 19, 2022, through June 18, 2024. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal
Donald J. Kellen Litigation release
SEC · Oct 6, 2022 · Parties as named in the release: Donald J. Kellen Read the release ↗
same rare surname (3 people in Form D filings); different first name (donald)
Donald J. Kellen Administrative proceeding
SEC · Sep 27, 2022 · Parties as named in the release: Donald J. Kellen Read the release ↗
same rare surname (3 people in Form D filings); different first name (donald)
Donald J. Kellen Litigation release
SEC · Apr 28, 2020 · Parties as named in the release: Donald J. Kellen Read the release ↗
same rare surname (3 people in Form D filings); different first name (donald)
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Kellen M. Carson (Registered Representative, Glenhead, New York)
As listed by the regulator: Kellen M. Carson (Registered Representative, Glenhead, New York) submitted a Letter of Acceptance, Waiver and Consent pursuant to which he was fined $582,905, barred from association with any NASD member in any capacity, and ordered to pay $60,408 in restitution to a member firm. Without admitting or denying the allegations, Carson consented to the described sanctions and to the entry of findings that he caused $116,581 from his member firm’s pending account to be converted by placing the monies into five accounts that he controlled. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Kellen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 3 open, 22 closed (disposition not in docket feed)

Kellen Amanda Carter and Corey Broderick Carter open
United States Bankruptcy Court, M.D. Florida · No. 3:26-bk-03660 · Filed Aug 12, 2026
Role of Kellen Amanda Carter and Corey Broderick Carter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in FL (not a filing state)
Sam Jay Levine and Kellen Louise Harkins open
United States Bankruptcy Court, M.D. Florida · No. 6:26-bk-03105 · Filed Apr 29, 2026
Role of Sam Jay Levine and Kellen Louise Harkins: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in FL (not a filing state)
KELLEN C. JONES closed
United States Bankruptcy Court, D. Nevada · No. 24-50246 · Filed Mar 13, 2024 · Closed Mar 21, 2025
Role of KELLEN C. JONES: Debtor · Outcome: Case closed 2025-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in NV (not a filing state)
Joshua Robert Lewis and Kellen Anne Brewer closed
United States Bankruptcy Court, N.D. Alabama · No. 23-01999 · Filed Aug 3, 2023 · Closed Nov 30, 2023
Role of Joshua Robert Lewis and Kellen Anne Brewer: Debtor · Outcome: Case closed 2023-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in AL (not a filing state)
William Patrick McLaughlin and Kellen Jane McLaughlin closed
United States Bankruptcy Court, N.D. Indiana · No. 22-21193 · Filed Aug 18, 2022 · Closed Dec 14, 2022
Role of William Patrick McLaughlin and Kellen Jane McLaughlin: Debtor · Outcome: Case closed 2022-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in IN (not a filing state)
Steven L Lewis and Kellen L Lewis closed
United States Bankruptcy Court, N.D. Texas · No. 21-41156 · Filed May 13, 2021 · Closed Jun 9, 2022
Role of Steven L Lewis and Kellen L Lewis: Debtor · Outcome: Case closed 2022-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in TX (not a filing state)
Kellen M. Carter closed
United States Bankruptcy Court, N.D. Georgia · No. 21-10121 · Filed Feb 4, 2021 · Closed Aug 19, 2021
Role of Kellen M. Carter: Debtor · Outcome: Case closed 2021-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in GA (not a filing state)
Kellen G. Jones closed
United States Bankruptcy Court, E.D. Michigan · No. 20-45658 · Filed May 7, 2020 · Closed Aug 14, 2020
Role of Kellen G. Jones: Debtor · Outcome: Case closed 2020-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in MI (not a filing state)
Robert J. Mason and Kellen E. Mason open
United States Bankruptcy Court, S.D. Ohio · No. 2:18-bk-52543 · Filed Apr 25, 2018
Role of Robert J. Mason and Kellen E. Mason: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in OH (not a filing state)
Robert L. Mullen and Kellen T. Mullen closed
United States Bankruptcy Court, S.D. Ohio · No. 1:18-bk-11151 · Filed Mar 29, 2018 · Closed Aug 1, 2018
Role of Robert L. Mullen and Kellen T. Mullen: Debtor · Outcome: Case closed 2018-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in OH (not a filing state)
David Michael Hill and Kellen Sue Hill closed
United States Bankruptcy Court, W.D. Washington · No. 15-45184 · Filed Nov 6, 2015 · Closed Jun 4, 2019
Role of David Michael Hill and Kellen Sue Hill: Debtor · Outcome: Case closed 2019-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in WA (not a filing state)
Kellen M. Maddox and Ashley D. Maddox closed
United States Bankruptcy Court, E.D. Virginia · No. 14-12116 · Filed Jun 3, 2014 · Closed Sep 8, 2014
Role of Kellen M. Maddox and Ashley D. Maddox: Debtor · Outcome: Case closed 2014-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in VA (not a filing state)
William McLaughlin and Kellen McLaughlin closed
United States Bankruptcy Court, N.D. Indiana · No. 14-21196 · Filed Apr 15, 2014 · Closed Jul 22, 2014
Role of William McLaughlin and Kellen McLaughlin: Debtor · Outcome: Case closed 2014-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in IN (not a filing state)
Kellen John Jones closed
United States Bankruptcy Court, W.D. Louisiana · No. 13-20913 · Filed Oct 2, 2013 · Closed Aug 4, 2014
Role of Kellen John Jones: Debtor · Outcome: Case closed 2014-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in LA (not a filing state)
Shawn Smith and Kellen Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 12-44836 · Filed Nov 12, 2012 · Closed Mar 15, 2013
Role of Shawn Smith and Kellen Smith: Debtor · Outcome: Case closed 2013-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in IL (not a filing state)
Robert J. Mason and Kellen E. Mason closed
United States Bankruptcy Court, S.D. Ohio · No. 2:12-bk-57855 · Filed Sep 11, 2012 · Closed Mar 26, 2018
Role of Robert J. Mason and Kellen E. Mason: Debtor · Outcome: Case closed 2018-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in OH (not a filing state)
RE DIGITAL, INC. v. Kellen closed
United States Bankruptcy Court, S.D. California · No. 12-90083 · Filed Feb 28, 2012 · Closed Aug 27, 2013
Role of Kellen: Defendant · Outcome: Case closed 2013-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
FIA Card Services, N.A. v. Kellen closed
United States Bankruptcy Court, S.D. California · No. 12-90037 · Filed Jan 26, 2012 · Closed Jun 4, 2012
Role of Kellen: Defendant · Outcome: Case closed 2012-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
Wells Fargo Bank, N.A. v. Kellen closed
United States Bankruptcy Court, E.D. California · No. 11-02363 · Filed May 13, 2011 · Closed Aug 10, 2011
Role of Kellen: Defendant · Outcome: Case closed 2011-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
Thomas Nixon Fisher and Kellen Ann Fisher closed
United States Bankruptcy Court, E.D. California · No. 11-31924 · Filed May 12, 2011 · Closed Jul 26, 2013
Role of Thomas Nixon Fisher and Kellen Ann Fisher: Debtor · Outcome: Case closed 2013-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
Chase Bank USA, N.A. v. Kellen closed
United States Bankruptcy Court, E.D. California · No. 11-02209 · Filed Mar 24, 2011 · Closed May 27, 2011
Role of Kellen: Defendant · Outcome: Case closed 2011-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
David Michael Hill and Kellen Sue Hill closed
United States Bankruptcy Court, W.D. Washington · No. 02-43372 · Filed Apr 4, 2002 · Closed Mar 23, 2004
Role of David Michael Hill and Kellen Sue Hill: Debtor · Outcome: Case closed 2004-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in WA (not a filing state)
David Michael Hill and Kellen Sue Hill closed
United States Bankruptcy Court, W.D. Washington · No. 01-43714 · Filed Apr 13, 2001 · Closed Apr 3, 2002
Role of David Michael Hill and Kellen Sue Hill: Debtor · Outcome: Case closed 2002-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in WA (not a filing state)
Michael Anthony Davis and Kellen Renise Davis closed
United States Bankruptcy Court, N.D. Texas · No. 00-60584 · Filed Dec 7, 2000 · Closed May 29, 2001
Role of Michael Anthony Davis and Kellen Renise Davis: Debtor · Outcome: Case closed 2001-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); surname only in the caption; court in TX (not a filing state)
MICHAEL A KELLEN and PAMELA K KELLEN closed
United States Bankruptcy Court, D. Minnesota · No. 95-30275 · Filed Jan 23, 1995 · Closed Nov 6, 1996
Role of MICHAEL A KELLEN and PAMELA K KELLEN: Debtor · Outcome: Case closed 1996-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 50 federal dockets); first name matches; court in MN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Michael Kellen — 4 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Mar 20, 1992 – Aug 27, 2013

8 bankruptcy cases name the subject or team members

Bankruptcy case: Thomas Nixon Fisher and Kellen Ann Fisher — filed May 12, 2011 · Bankruptcy case: RE DIGITAL, INC. v. Kellen — filed Feb 28, 2012 · Bankruptcy case: FIA Card Services, N.A. v. Kellen — filed Jan 26, 2012 · Bankruptcy case: Wells Fargo Bank, N.A. v. Kellen — filed May 13, 2011 · Bankruptcy case: Chase Bank USA, N.A. v. Kellen — filed Mar 24, 2011 · and 3 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, E.D. California ↗
Sources
Worth asking · Mar 26, 1997 – Dec 15, 2023

4 court cases name Michael Kellen — 3 as defendant

By role: defendant in 3, plaintiff in 1. Newest: "Southland Income Properties, Inc. v. Kellen Concentine" (District Court, C.D. California, Dec 15, 2023); "Jacobson v. Kellen Electric Corp." (District Court, E.D. New York, May 9, 2002); "Kellen Company, Inc. v. Calphalon Corp." (District Court, S.D. New York, Nov 12, 1998). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Southland Income Properties, Inc. v. Kellen Concentine ↗Docket · Jacobson v. Kellen Electric Corp. ↗Docket · Kellen Company, Inc. v. Calphalon Corp. ↗Docket · Power Bingo Ltd v. Kellen ↗
Sources
Note · Feb 15, 2019

Michael Kellen appears on 1 deal that stopped filing before reaching its target

MATERIA, INC. (last filing Feb 15, 2019; $17,352,800 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MATERIA, INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 27, 2014 – Dec 9, 2014

Form D filed 104 days after the first sale — MATERIA, INC.

The filing says the first sale was Aug 27, 2014. The Form D was filed Dec 9, 2014 — 104 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 89 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 9, 2014 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Note · Jul 18, 2016 – Aug 3, 2016

Form D filed 16 days after the first sale — MATERIA, INC.

The filing says the first sale was Jul 18, 2016. The Form D was filed Aug 3, 2016 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 3, 2016 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Note · Dec 1, 2014 – Jan 14, 2015

Form D filed 44 days after the first sale — MATERIA, INC.

The filing says the first sale was Dec 1, 2014. The Form D was filed Jan 14, 2015 — 44 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 29 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 14, 2015 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Note · Jan 31, 2019 – Feb 15, 2019

No amendment in the last 12 months on an offering that may still be open — MATERIA, INC. (latest filing Feb 15, 2019)

The latest filing for this offering is dated Feb 15, 2019 (first sale Jan 31, 2019). It reports $12,310,500 sold of $31,818,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 15, 2019 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Note · Jul 18, 2016 – Aug 3, 2016

No amendment in the last 12 months on an offering that may still be open — MATERIA, INC. (latest filing Aug 3, 2016)

The latest filing for this offering is dated Aug 3, 2016 (first sale Jul 18, 2016). It reports $17,352,800 sold of $25,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 3, 2016 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Note · Aug 27, 2014 – Dec 9, 2014

No amendment in the last 12 months on an offering that may still be open — MATERIA, INC. (latest filing Dec 9, 2014)

The latest filing for this offering is dated Dec 9, 2014 (first sale Aug 27, 2014). It reports $3,723,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 9, 2014 ↗MATERIA, INC. — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2015 – Mar 14, 2016

Michael Kellen is no longer listed on the Mar 14, 2016 amendment — New Eagle Holdings LLC

Michael Kellen appears on the Mar 12, 2015 Form D/A (executive officer) but not on the Mar 14, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 12, 2015 ↗Form D/A · Mar 14, 2016 ↗Michael Kellen — PartnerFacts page ↗New Eagle Holdings LLC — PartnerFacts page ↗
Sources
Note · Dec 9, 2014 – Mar 12, 2015

Michael Kellen is written 2 different ways on the filings

listed as "Michael Kellen" on 11 filings (from Dec 9, 2014), and "Michael M. Kellen" on the Mar 12, 2015 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 9, 2014 ↗Form D/A · Mar 12, 2015 ↗Michael Kellen — PartnerFacts page ↗
Sources
Note · Dec 9, 2014 – Jul 6, 2023

Michael Kellen is listed with 2 different address states: CA, NY

CA on 4 filings (Dec 9, 2014 to Feb 15, 2019); NY on 8 filings (Mar 12, 2015 to Jul 6, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 9, 2014 ↗Form D/A · Mar 12, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 12 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2023 D
First Eagle Holdings, Inc.
File 021-486121
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2022 D
First Eagle Holdings, Inc.
File 021-451468
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2021 D
First Eagle Holdings, Inc.
File 021-403647
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2020 D
First Eagle Holdings, Inc.
File 021-369212
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2019 D
First Eagle Holdings, Inc.
File 021-346759
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2019 D
MATERIA, INC.
File 021-332972
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2018 D
First Eagle Holdings, Inc.
File 021-315724
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2017 D
First Eagle Holdings, Inc.
File 021-290747
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
MATERIA, INC.
File 021-268198
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2015 D/A
New Eagle Holdings LLC
File 021-139443
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 14, 2015 D
MATERIA, INC.
File 021-232207
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2014 D
MATERIA, INC.
File 021-229700
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael Kellen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FE
Other · group: First Eagle

First Eagle Holdings, Inc.

New York, NY · Jul 14, 2017 → Jul 6, 2023 · 7 filings
  • Jul 6, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 18, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 16, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2017 · D · $16,965,771 sold of $16,965,771 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17M from 26 investors as of the latest filing. Michael is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Other

MATERIA, INC.

Pasadena, CA · Dec 9, 2014 → Feb 15, 2019 · 4 filings
  • Feb 15, 2019 · D · $12,310,500 sold of $31,818,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 3, 2016 · D · $17,352,800 sold of $25,000,000 · 49 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 14, 2015 · D · $5,000,000 sold of $5,000,000 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 9, 2014 · D · $3,723,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.4M from 49 investors (55% of the $31.8M target) as of the latest filing. Michael is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
Pooled Investment Fund · group: First Eagle

New Eagle Holdings LLC

New York, NY · Mar 12, 2015
  • Mar 12, 2015 · D/A · $715,000,000 sold of Indefinite · 52 investors · min. $1,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $715M from 52 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Gundlach

Director · 11 shared filings (2 issuers)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Brand

Director · 7 shared filings (1 issuer) · also on 18 other issuers

Martin Brand is on 19 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David P. O'Connor

Executive Officer · 7 shared filings (1 issuer) · also on 6 other issuers

David P. O'Connor is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Arnhold

Director · 7 shared filings (1 issuer) · also on 5 other issuers

John Arnhold is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mehdi A. Mahmud

Executive Officer, Director · 7 shared filings (1 issuer) · also on 5 other issuers

Mehdi A. Mahmud is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Chun Fong

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kellen. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Luc Gravel

Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Seligmann

Director · 7 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Gunnar Overstrom

Director · 7 shared filings (1 issuer) · also on 4 other issuers

Gunnar Overstrom is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Baratta

Director · 6 shared filings (1 issuer) · also on 108 other issuers

Joseph Baratta is on 109 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Tomilson Hill

Director · 6 shared filings (1 issuer) · also on 102 other issuers

J. Tomilson Hill is on 103 issuers in total — a repeat sponsor. Their page lists every one.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

D.T. Ignacio Jayanti

Director · 6 shared filings (1 issuer) · also on 24 other issuers

D.T. Ignacio Jayanti is on 25 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joan Solotar

Director · 5 shared filings (1 issuer) · also on 10 other issuers

Joan Solotar is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Bader

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard M Wolfen

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Richard M Wolfen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Sawyer

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bernstein

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kellen. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian M. Margulies

Executive Officer · 4 shared filings (1 issuer) · also on 5 other issuers

Brian M. Margulies is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Dineen

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Grubbs

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Kellen. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Trimmer

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Cruce

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Najera

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Melanie Dow

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Melanie Dow is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Stewart

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Robert Stewart is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Giardello

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Kellen. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kibler

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Jacques Dupre

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Pederson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Chaffee

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bridget Macaskill

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Lynn Perkins

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn Perkins

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Lynn Perkins is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Roberge

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Nitin Apte

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

IJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ignacio Jayanti

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Hill

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Baratta

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford Post

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kellen. Their page shows their other deals.

The team behind the deals

FE
Sponsor group

First Eagle

20 issuers · 149 filings · $8.7B reported sold · 2009–2026

One team, 20 deal companies. Michael Kellen is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Kellen.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 3 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): New Eagle Holdings LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Kellen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Kellen is listed on: none on file. No website or social profile named in New Eagle Holdings LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #274,314 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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