PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

Sponsor Check › Person

MF
No photo found yet (own website and image search run after this page is viewed)

MICHAEL FIELDSTONE

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 21, 2013 → Sep 21, 2023

8deals (issuers)
$0reported sold
0investors
8Form D filings
2013–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MICHAEL FIELDSTONE is listed as an executive officer and promoter on 8 SEC Form D filings by 8 issuers between Nov 2013 and Sep 2023. Largest by amount reported sold: ATERIAN OPPORTUNITIES II, LP (New York, NY — pooled investment fund — 2023), ATERIAN OPPORTUNITIES I, LP (New York, NY — pooled investment fund — 2022), ATERIAN INVESTMENT PARTNERS IV-A, LP (New York, NY — pooled investment fund — 2021), ATERIAN INVESTMENT PARTNERS IV, LP (New York, NY — pooled investment fund — 2021), ATERIAN INVESTMENT PARTNERS III-A, LP (New York, NY — pooled investment fund — 2018) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and promoter, over about 10 years. Across those companies the filings report $0 sold in total.

Listed alongside BRANDON BETHEA (8 shared filings) and CHRISTOPHER THOMAS (8 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.

All 8 issuers belong to the sponsor group Aterian (8 issuers, $0 reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Aterian has 8 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 SEC releases, 3 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for MICHAEL FIELDSTONE has not run yet — it is joining a line of 4,883 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

Fieldstone Financial Management Group, LLC and Kristofor R. Behn Administrative proceeding
SEC · May 28, 2020 · Parties as named in the release: Fieldstone Financial Management Group, LLC and Kristofor R. Behn Read the release ↗
same rare surname (1 person in Form D filings); surname inside a company name in the title
Fieldstone Financial Management Group, LLC and Kristofor R. Behn Administrative proceeding
SEC · Feb 20, 2020 · Parties as named in the release: Fieldstone Financial Management Group, LLC and Kristofor R. Behn Read the release ↗
same rare surname (1 person in Form D filings); surname inside a company name in the title
Fieldstone Financial Management Group, LLC and Kristofor R. Behn Administrative proceeding
SEC · Dec 23, 2019 · Parties as named in the release: Fieldstone Financial Management Group, LLC and Kristofor R. Behn Read the release ↗
same rare surname (1 person in Form D filings); surname inside a company name in the title
Fieldstone Financial Management Group, LLC and Kristofor R. Behn Administrative proceeding
SEC · Oct 3, 2019 · Parties as named in the release: Fieldstone Financial Management Group, LLC and Kristofor R. Behn Read the release ↗
same rare surname (1 person in Form D filings); surname inside a company name in the title
Fieldstone Financial Management Group, LLC and Kristofor R. Behn Administrative proceeding
SEC · Jul 1, 2019 · Parties as named in the release: Fieldstone Financial Management Group, LLC and Kristofor R. Behn Read the release ↗
same rare surname (1 person in Form D filings); surname inside a company name in the title
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MICHAEL FIELDSTONE..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Fieldstone NY LLC open
United States Bankruptcy Court, S.D. New York · No. 25-11078 · Filed May 21, 2025
Role of Fieldstone NY LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 135 federal dockets); surname only in the caption; court in the person's filing state (NY)
Jones v. Fieldstone-Mayfield Holdings LLC closed
United States Bankruptcy Court, E.D. New York · No. 8-15-08137 · Filed Apr 20, 2015 · Closed Jul 13, 2015
Role of Fieldstone-Mayfield Holdings LLC: Defendant · Outcome: Case closed 2015-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 135 federal dockets); surname only in the caption; court in the person's filing state (NY)
Costich v. A & J Fieldstone Auto, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 02-05225 · Filed Feb 25, 2002 · Closed Apr 14, 2003
Role of A & J Fieldstone Auto, Inc.: Defendant · Outcome: Case closed 2003-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 135 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for MICHAEL FIELDSTONE (compared 8 filings on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 21, 2023 D
ATERIAN OPPORTUNITIES II, LP
File 021-492723
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
JEFFRIES LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Oct 28, 2022 D
ATERIAN OPPORTUNITIES I, LP
File 021-463234
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 26, 2021 D
ATERIAN INVESTMENT PARTNERS IV-A, LP
File 021-411453
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 26, 2021 D
ATERIAN INVESTMENT PARTNERS IV, LP
File 021-411451
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 29, 2018 D
ATERIAN INVESTMENT PARTNERS III-A, LP
File 021-315853
$0 (est.)$0 (est.)$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
UBS SECURITIES LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Jun 29, 2018 D
ATERIAN INVESTMENT PARTNERS III, LP
File 021-315852
$0 (est.)$0 (est.)$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
UBS SECURITIES LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Nov 21, 2013 D
ATERIAN INVESTMENT PARTNERS II, LP
File 021-206790
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The management company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
UBS SECURITIES LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Nov 21, 2013 D
ATERIAN INVESTMENT PARTNERS II-A, LP
File 021-206792
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The management company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
UBS SECURITIES BrokerCheck CRD 7654 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Michael Fieldstone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Aterian

ATERIAN OPPORTUNITIES II, LP

New York, NY · Sep 21, 2023
  • Sep 21, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN OPPORTUNITIES I, LP

New York, NY · Oct 28, 2022
  • Oct 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS IV-A, LP

New York, NY · Aug 26, 2021
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS IV, LP

New York, NY · Aug 26, 2021
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS III-A, LP

New York, NY · Jun 29, 2018
  • Jun 29, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS III, LP

New York, NY · Jun 29, 2018
  • Jun 29, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS II-A, LP

New York, NY · Nov 21, 2013
  • Nov 21, 2013 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Aterian

ATERIAN INVESTMENT PARTNERS II, LP

New York, NY · Nov 21, 2013
  • Nov 21, 2013 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER THOMAS

Executive Officer, Promoter · 8 shared filings (8 issuers) · also on 1 other issuer

CHRISTOPHER THOMAS is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

BRANDON BETHEA

Executive Officer, Promoter · 8 shared filings (8 issuers)

BRANDON BETHEA is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Aterian

8 issuers · 8 filings · $0 reported sold · 2013–2023

One team, 8 deal companies. Michael Fieldstone is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name MICHAEL FIELDSTONE.

Same business address

17 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MICHAEL FIELDSTONE by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Fieldstone is listed on: none on file. No website or social profile named in ATERIAN OPPORTUNITIES II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #117,210 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when MICHAEL FIELDSTONE appears on a new Form D, or when a court case or SEC action is matched to them. See plans →