Michael Farmwald is listed as a director on 4 SEC Form D filings by 3 issuers between Mar 2010 and Sep 2024: Numenta, Inc. (Redwood City, CA — industry reported as "Other" — 2011–2013; $12.6M reported sold to 7 investors), Codex Labs Corp (San Jose, CA — industry reported as "Other" — 2024; $4M reported sold to 13 investors) and Shasta Crystals, Inc. (Anderson, CA — other technology — 2010; $1.5M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $18.1M sold in total.
Listed alongside Barbara Paldus (2 shared filings), Donna Dubinsky (2 shared filings), Ed Colligan (2 shared filings), Jeffrey Hawkins (2 shared filings), Aviram Branitzky (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Michael Farmwald and found 5 differences, 1 worth asking the sponsor about: Bankruptcy case: Farmwald Inc. Of Florida; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.