PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

Sponsor Check › Person

MP
No photo found yet (own website and image search run after this page is viewed)

Michael Phelps

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 23, 2010 → Mar 19, 2018

2deals (issuers)
$432.1Mreported sold
36investors
18Form D filings
2010–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Phelps is listed as an executive officer on 18 SEC Form D filings by 2 issuers between Feb 2010 and Mar 2018: R3 (C), Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2018; $318.2M reported sold to 22 investors) and R3 (B), L.P. (New York, NY — pooled investment fund — 2010–2018; $113.9M reported sold to 14 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $432.1M sold in total.

Listed alongside Joshua Tarnow (18 shared filings), Neeraj Seth (18 shared filings), Richard M. Rieder (18 shared filings), James Keenan (14 shared filings), Jeffrey Cucunato (14 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 2 issuers belong to the sponsor group Aviation (9 issuers, $816.2M reported sold, 2010–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Aviation has 9 companies on file and $816.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Michael Phelps and found 10 differences, 2 worth asking the sponsor about: Form D filed 206 days after the first sale; Form D filed 145 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Phelps has not run yet — it is joining a line of 38,421 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Phelps..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Eileen Phelps and Michael J Phelps closed
United States Bankruptcy Court, N.D. New York · No. 07-13578 · Filed Dec 29, 2007 · Closed Apr 23, 2013
Role of Michael J Phelps: Debtor · Outcome: Case closed 2013-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 185 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)
Michael A. Phelps closed
United States Bankruptcy Court, N.D. New York · No. 06-32420 · Filed Apr 12, 2004 · Closed Aug 25, 2008
Role of Michael A. Phelps: Debtor · Outcome: Case closed 2008-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 185 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)
Michael A. Phelps closed
United States Bankruptcy Court, N.D. New York · No. 04-62530 · Filed Apr 12, 2004 · Closed Dec 29, 2006
Role of Michael A. Phelps: Debtor · Outcome: Case closed 2006-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 185 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Michael Phelps — 2 worth asking about (compared 18 filings on Oct 24, 2026)

Note · Mar 15, 2012 – Jan 31, 2014

Bankruptcy case: Albert Togut, as Chapter 7 Trustee of Anthracite C v. Blackrock, Inc. — filed Mar 15, 2012

United States Bankruptcy Court, S.D. New York docket "Albert Togut, as Chapter 7 Trustee of Anthracite C v. Blackrock, Inc." filed Mar 15, 2012, closed Jan 31, 2014. BlackRock, Inc. (listed on the same filings) is listed as Defendant ("Blackrock, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗BlackRock, Inc. — PartnerFacts page ↗
Sources
Note · May 23, 2001 – Sep 24, 2001

Bankruptcy case: HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC. — filed May 23, 2001

United States Bankruptcy Court, D. Delaware docket "HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC." filed May 23, 2001, closed Sep 24, 2001. Warren Keens (listed on the same filings) is listed as Defendant ("KEENS SERVICES, INC."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Delaware ↗Warren Keens — PartnerFacts page ↗
Sources
Note · Jan 25, 1995 – May 12, 1995

Bankruptcy case: Lawrence v. Tarnow Electric Supply Company — filed Jan 25, 1995

United States Bankruptcy Court, W.D. New York docket "Lawrence v. Tarnow Electric Supply Company" filed Jan 25, 1995, closed May 12, 1995. Joshua Tarnow (listed on the same filings) is listed as Defendant ("Tarnow Electric Supply Company"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Joshua Tarnow — PartnerFacts page ↗
Sources
Worth asking · Aug 1, 2009 – Feb 23, 2010

Form D filed 206 days after the first sale — R3 (C), Ltd.

The filing says the first sale was Aug 1, 2009. The Form D was filed Feb 23, 2010 — 206 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 191 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Feb 23, 2010 ↗R3 (C), Ltd. — PartnerFacts page ↗
Sources
Worth asking · Oct 1, 2009 – Feb 23, 2010

Form D filed 145 days after the first sale — R3 (B), L.P.

The filing says the first sale was Oct 1, 2009. The Form D was filed Feb 23, 2010 — 145 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 130 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 23, 2010 ↗R3 (B), L.P. — PartnerFacts page ↗
Sources
Note · Aug 1, 2009 – Mar 19, 2018

No amendment in the last 12 months on an offering that may still be open — R3 (C), Ltd. (latest filing Mar 19, 2018)

The latest filing for this offering is dated Mar 19, 2018 (first sale Aug 1, 2009). It reports $318,227,994 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 19, 2018 ↗R3 (C), Ltd. — PartnerFacts page ↗
Sources
Note · Oct 1, 2009 – Mar 19, 2018

No amendment in the last 12 months on an offering that may still be open — R3 (B), L.P. (latest filing Mar 19, 2018)

The latest filing for this offering is dated Mar 19, 2018 (first sale Oct 1, 2009). It reports $113,874,905 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 19, 2018 ↗R3 (B), L.P. — PartnerFacts page ↗
Sources
Note · Dec 21, 2017

Same name, different state: "Michael E.J. Phelps" (A0) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael E.J. Phelps" with address state A0, is listed on 1 filing — most recently by ENBRIDGE INC (Dec 21, 2017). Both records have filings in the same period (Dec 21, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael E.J. Phelps (A0) — PartnerFacts page ↗Form D · Dec 21, 2017 ↗ENBRIDGE INC — PartnerFacts page ↗Michael Phelps (NY) — this page ↗
Sources
Note · Nov 4, 2013 – Jun 13, 2016

Same name, different state: "Michael E. Phelps" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael E. Phelps" with address state CA, is listed on 4 filings — most recently by SOFIE BIOSCIENCES, INC. (Jul 29, 2019). Both records have filings in the same period (Nov 4, 2013 to Jun 13, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael E. Phelps (CA) — PartnerFacts page ↗Form D · Jul 29, 2019 ↗SOFIE BIOSCIENCES, INC. — PartnerFacts page ↗Michael Phelps (NY) — this page ↗
Sources
Note · Jun 23, 2011 – Mar 21, 2012

Same name, different state: "Michael E.J. Phelps" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael E.J. Phelps" with address state A1, is listed on 3 filings — most recently by Prodigy Gold Inc. (Mar 21, 2012). Both records have filings in the same period (Jun 23, 2011 to Mar 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael E.J. Phelps (A1) — PartnerFacts page ↗Form D/A · Mar 21, 2012 ↗Prodigy Gold Inc. — PartnerFacts page ↗Michael Phelps (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 19, 2018 D/A
R3 (B), L.P.
File 021-138964
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2018 D/A
R3 (C), Ltd.
File 021-138966
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Phelps on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Pooled Investment Fund · group: Aviation

R3 (C), Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 23, 2010 → Mar 19, 2018 · 9 filings
  • Mar 19, 2018 · D/A · $318,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2017 · D/A · $318,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2016 · D/A · $318,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2015 · D/A · $318,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2014 · D/A · $318,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2013 · D/A · $317,227,994 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $307,331,730 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $307,331,730 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 23, 2010 · D · $186,287,606 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $318.2M from 22 investors as of the latest filing. Michael is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RB
Pooled Investment Fund · group: Aviation

R3 (B), L.P.

New York, NY · Feb 23, 2010 → Mar 19, 2018 · 9 filings
  • Mar 19, 2018 · D/A · $113,874,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2017 · D/A · $113,874,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2016 · D/A · $113,874,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 17, 2015 · D/A · $113,874,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 18, 2014 · D/A · $113,874,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 18, 2013 · D/A · $113,574,905 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2012 · D/A · $109,178,890 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 21, 2011 · D/A · $54,597,917 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 23, 2010 · D · $2,067,174 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $113.9M from 14 investors as of the latest filing. Michael is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael E.J. Phelps — British Columbia, Canada (as filed: A1), 1 issuer, Jun 23, 2011 → Mar 21, 2012 · no shared issuer
  • Michael E. Phelps — CA, 1 issuer, Nov 4, 2013 → Jun 13, 2016 · no shared issuer
  • Michael E.J. Phelps — Alberta, Canada (as filed: A0), 1 issuer, Dec 21, 2017 → Dec 21, 2017 · no shared issuer

People around Michael 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

B
Management entity

BlackRock, Inc.

Promoter · 10 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

BI
Management entity

BlackRock Investment Management, LLC

Promoter · 10 shared filings (2 issuers) · also on 5 other issuers

BlackRock Investment Management, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BR
Management entity

BlackRock RRR (GenPar), LLC

Promoter · 5 shared filings (1 issuer)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neeraj Seth

Executive Officer · 18 shared filings (2 issuers) · also on 3 other issuers

Neeraj Seth is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard M. Rieder

Executive Officer, Director · 18 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Tarnow

Executive Officer · 18 shared filings (2 issuers) · also on 5 other issuers

Joshua Tarnow is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Cucunato

Executive Officer · 14 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Keenan

Executive Officer · 14 shared filings (2 issuers) · also on 21 other issuers

James Keenan is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Brownback

Executive Officer · 13 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stein

Executive Officer, Director · 12 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael Phelps. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lipsky

Executive Officer · 12 shared filings (2 issuers) · also on 3 other issuers

Michael Lipsky is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

C. Michael Weaver

Executive Officer, Director · 12 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Paul H. Tice

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as Michael Phelps. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

J Richard Blewitt

Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael Phelps. Their page shows their other deals.

WK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Warren Keens

Director · 7 shared filings (1 issuer) · also on 125 other issuers

Warren Keens is on 126 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Linburgh Martin

Director · 7 shared filings (1 issuer) · also on 205 other issuers

Linburgh Martin is on 206 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

W. William Woods

Director · 2 shared filings (1 issuer) · also on 9 other issuers

W. William Woods is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Marie Petach

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Anne Marie Petach is on 17 issuers in total — a repeat sponsor. Their page lists every one.

IP
No photo found (searched own website, image search on Oct 24, 2026)
Person

Ian Pilgrim

Director · 2 shared filings (1 issuer) · also on 133 other issuers

Ian Pilgrim is on 134 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Aviation

9 issuers · 28 filings · $816.2M reported sold · 2010–2019

One team, 9 deal companies. Michael Phelps is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Phelps.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): R3 (C), Ltd., R3 (B), L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Phelps by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Phelps is listed on: none on file. No website or social profile named in R3 (C), Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #256,797 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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