Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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Michael Carroll

Named as an officer, director or promoter on SEC Form D filings · CA, VA · Oct 7, 2010 → Jun 21, 2021

21deals (issuers)

$219Mreported sold

2,106investors

30Form D filings

2010–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Carroll is listed as an executive officer on 30 SEC Form D filings by 21 issuers between Nov 2009 and Feb 2025. Largest by amount reported sold: Tasty Brands, LP (Los Angeles, CA — restaurants — 2017–2021; $150M reported sold to 1,698 investors), BM Tigers, LP (Los Angeles, CA — pooled investment fund — 2016; $11.5M reported sold to 59 investors), TRITON PACIFIC INCOME & GROWTH FUND III LP (Los Angeles, CA — pooled investment fund — 2009–2010; $9.25M reported sold to 84 investors), TRITON PACIFIC PLATINUM FUND III LP (Los Angeles, CA — pooled investment fund — 2009–2010; $7.93M reported sold to 56 investors), Triton Pacific Income & Growth Fund IV, LP (Los Angeles, CA — pooled investment fund — 2012–2013; $7.25M reported sold to 94 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer, over about 16 years. Across those companies the filings report $219M sold in total.

Listed alongside Craig Faggen (26 shared filings), Ivan Faggen (25 shared filings), Triton Pacific Capital Partners, LLC (21 shared filings, management entity), Thomas Scott (11 shared filings), TPCP Fund Manager IV, LLC (4 shared filings, management entity) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 21 issuers belong to the sponsor group Triton Pacific (29 issuers, $268.2M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Triton Pacific has 29 companies on file and $268.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 22 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 30 public filings for Michael Carroll and found 13 differences, 1 worth asking the sponsor about: 13 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Carroll has not run yet — it is joining a line of 12,069 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer Litigation release

SEC · Aug 27, 2019 · Parties as named in the release: Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer Read the release ↗

same full name in the release title; 6 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Carroll..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Michael W. Carroll and Maria L. Carroll closed

United States Bankruptcy Court, S.D. California · No. 16-03217 · Filed May 30, 2016 · Closed Jun 12, 2017

Role of Michael W. Carroll and Maria L. Carroll: Debtor · Outcome: Case closed 2017-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael W. Carroll, Sr. and Jodee Carroll closed

United States Bankruptcy Court, C.D. California · No. 9:15-bk-11205 · Filed Jun 6, 2015 · Closed Oct 14, 2015

Role of Michael W. Carroll, Sr.: Debtor · Outcome: Case closed 2015-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael D Carroll closed

United States Bankruptcy Court, N.D. California · No. 12-45746 · Filed Jul 9, 2012 · Closed Aug 1, 2012

Role of Michael D Carroll: Debtor · Outcome: Case closed 2012-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael D Carroll closed

United States Bankruptcy Court, N.D. California · No. 11-49983 · Filed Sep 16, 2011 · Closed Jan 10, 2012

Role of Michael D Carroll: Debtor · Outcome: Case closed 2012-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael D. Carroll closed

United States Bankruptcy Court, N.D. California · No. 11-48484 · Filed Aug 9, 2011 · Closed Sep 14, 2011

Role of Michael D. Carroll: Debtor · Outcome: Case closed 2011-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael A. Carroll closed

United States Bankruptcy Court, E.D. California · No. 08-31211 · Filed Aug 12, 2008 · Closed Oct 12, 2011

Role of Michael A. Carroll: Debtor · Outcome: Case closed 2011-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael J Carroll closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-17062 · Filed Apr 5, 2005 · Closed Aug 5, 2005

Role of Michael J Carroll: Debtor · Outcome: Case closed 2005-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael B. Carroll closed

United States Bankruptcy Court, E.D. California · No. 04-21694 · Filed Feb 20, 2004 · Closed Sep 22, 2009

Role of Michael B. Carroll: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael N Carroll and Patricia A Carroll closed

United States Bankruptcy Court, C.D. California · No. 6:03-bk-19454 · Filed Jun 20, 2003 · Closed Oct 16, 2003

Role of Michael N Carroll and Patricia A Carroll: Debtor · Outcome: Case closed 2003-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael L. Carroll and Diana E. Carroll closed

United States Bankruptcy Court, E.D. California · No. 03-92439 · Filed Jun 16, 2003 · Closed Aug 3, 2005

Role of Michael L. Carroll and Diana E. Carroll: Debtor · Outcome: Case closed 2005-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael B. Carroll closed

United States Bankruptcy Court, E.D. California · No. 02-21987 · Filed Feb 21, 2002 · Closed Sep 16, 2004

Role of Michael B. Carroll: Debtor · Outcome: Case closed 2004-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael Carroll closed

United States Bankruptcy Court, N.D. California · No. 01-32323 · Filed Sep 12, 2001 · Closed Dec 14, 2001

Role of Michael Carroll: Debtor · Outcome: Case closed 2001-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael Carroll and Diana Carroll closed

United States Bankruptcy Court, E.D. California · No. 01-93037 · Filed Aug 1, 2001 · Closed Jan 7, 2005

Role of Michael Carroll and Diana Carroll: Debtor · Outcome: Case closed 2005-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael A. Carroll and Dawn S. Carroll closed

United States Bankruptcy Court, W.D. Virginia · No. 00-00974 · Filed Mar 27, 2000 · Closed Oct 11, 2000

Role of Michael A. Carroll and Dawn S. Carroll: Debtor · Outcome: Case closed 2000-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (VA)

Michael W. Carroll and Marilyn C. Carroll closed

United States Bankruptcy Court, E.D. California · No. 98-22405 · Filed Feb 19, 1998 · Closed Aug 13, 2004

Role of Michael W. Carroll and Marilyn C. Carroll: Debtor · Outcome: Case closed 2004-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael F Carroll and Debra S Carroll closed

United States Bankruptcy Court, C.D. California · No. 9:96-bk-15211 · Filed Dec 16, 1996 · Closed Apr 21, 1997

Role of Michael F Carroll and Debra S Carroll: Debtor · Outcome: Case closed 1997-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael O'carroll closed

United States Bankruptcy Court, C.D. California · No. 1:95-bk-12845 · Filed Apr 20, 1995 · Closed Aug 14, 1995

Role of Michael O'carroll: Debtor · Outcome: Case closed 1995-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael K. Carroll closed

United States Bankruptcy Court, C.D. California · No. 9:94-bk-13257 · Filed Aug 2, 1994 · Closed Dec 12, 1994

Role of Michael K. Carroll: Debtor · Outcome: Case closed 1994-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael E. Carroll and Shirley E. Carroll closed

United States Bankruptcy Court, C.D. California · No. 1:94-bk-33921 · Filed Jun 24, 1994 · Closed Mar 17, 1995

Role of Michael E. Carroll and Shirley E. Carroll: Debtor · Outcome: Case closed 1995-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael E Carroll and Shirley E Carroll closed

United States Bankruptcy Court, C.D. California · No. 2:91-bk-54032 · Filed Jul 22, 1991 · Closed Sep 10, 1993

Role of Michael E Carroll and Shirley E Carroll: Debtor · Outcome: Case closed 1993-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

Michael R. Carroll closed

United States Bankruptcy Court, W.D. Virginia · No. 89-00640 · Filed Apr 11, 1989 · Closed Feb 7, 1990

Role of Michael R. Carroll: Debtor · Outcome: Case closed 1990-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (VA)

Michael B. Carroll closed

United States Bankruptcy Court, E.D. California · No. 81-22719 · Filed Jul 27, 1981 · Closed Nov 17, 1998

Role of Michael B. Carroll: Debtor · Outcome: Case closed 1998-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 478 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Michael Carroll — 1 worth asking about (compared 30 filings on Oct 24, 2026)

Worth asking · Jan 8, 2008 – Apr 12, 2017

13 Form Ds were filed more than 15 days after the first sale

Form D filed 253 days after the first sale — Triton Pacific Platinum Fund IV, LP · Form D filed 253 days after the first sale — Triton Pacific Income & Growth Fund IV, LP · Form D filed 100 days after the first sale — Liberty Capital, LP · Form D filed 62 days after the first sale — AssetPoint Capital, LP · Form D filed 136 days after the first sale — Growstone Investors II, LP · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 10, 2012 ↗Triton Pacific Platinum Fund IV, LP — PartnerFacts page ↗Form D · Jan 10, 2012 ↗Triton Pacific Income & Growth Fund IV, LP — PartnerFacts page ↗

Sources

Form D · Jan 10, 2012 ↗ (Jan 10, 2012)
Triton Pacific Platinum Fund IV, LP — PartnerFacts page ↗ (Apr 18, 2013)
Form D · Jan 10, 2012 ↗ (Jan 10, 2012)
Triton Pacific Income & Growth Fund IV, LP — PartnerFacts page ↗ (Apr 18, 2013)
Form D · Oct 8, 2010 ↗ (Oct 8, 2010)
Liberty Capital, LP — PartnerFacts page ↗ (Oct 8, 2010)
Form D · Oct 7, 2010 ↗ (Oct 7, 2010)
AssetPoint Capital, LP — PartnerFacts page ↗ (Oct 7, 2010)

Note · Apr 14, 2017 – Mar 10, 2020

Offering amount changed between filings — Tasty Brands, LP

The Apr 14, 2017 filing says $100,000,000 offered; the Mar 10, 2020 Form D/A says $150,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Apr 14, 2017 ↗Form D/A (later) · Mar 10, 2020 ↗Tasty Brands, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 14, 2017 ↗ (Apr 14, 2017)
Form D/A (later) · Mar 10, 2020 ↗ (Mar 10, 2020)
Tasty Brands, LP — PartnerFacts page ↗ (Jun 21, 2021)

Note · Feb 13, 2008 – Feb 7, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TPHP I Investors LP (latest filing Feb 7, 2025) · No amendment in the last 12 months on an offering that may still be open — BM Tigers, LP (latest filing Nov 9, 2016) · No amendment in the last 12 months on an offering that may still be open — Triton Pacific Adviser, LLC (latest filing Jun 23, 2016) · No amendment in the last 12 months on an offering that may still be open — Blue Bridge Investors, LP (latest filing Oct 10, 2013) · No amendment in the last 12 months on an offering that may still be open — Triton Pacific Platinum Fund IV, LP (latest filing Apr 18, 2013) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 7, 2025 ↗TPHP I Investors LP — PartnerFacts page ↗Form D · Nov 9, 2016 ↗BM Tigers, LP — PartnerFacts page ↗

Sources

Form D · Feb 7, 2025 ↗ (Feb 7, 2025)
TPHP I Investors LP — PartnerFacts page ↗ (Feb 7, 2025)
Form D · Nov 9, 2016 ↗ (Nov 9, 2016)
BM Tigers, LP — PartnerFacts page ↗ (Nov 9, 2016)
Form D · Jun 23, 2016 ↗ (Jun 23, 2016)
Triton Pacific Adviser, LLC — PartnerFacts page ↗ (Jun 23, 2016)
Form D · Oct 10, 2013 ↗ (Oct 10, 2013)
Blue Bridge Investors, LP — PartnerFacts page ↗ (Oct 10, 2013)

Note · Nov 12, 2009 – Oct 7, 2010

Michael Carroll is written 2 different ways on the filings

listed as "Michael L. Carroll" on 11 filings (from Nov 12, 2009), and "Michael Carroll" on 19 filings (from Oct 7, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 12, 2009 ↗Form D · Oct 7, 2010 ↗Michael Carroll — PartnerFacts page ↗

Sources

Note · Jul 10, 2023 – Sep 24, 2026

Same name, different state: "Michael Carroll" (PA) is a separate record

This page covers filings where the address state is CA or VA. A separate record, "Michael Carroll" with address state PA, is listed on 9 filings — most recently by North Haven Private Equity Co-Investment Opportunities Fund IV SCSp (Sep 24, 2026). The two records do not overlap in time: this page runs Oct 7, 2010 to Jun 21, 2021; the other runs Jul 10, 2023 to Sep 24, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Carroll (PA) — PartnerFacts page ↗Form D · Sep 24, 2026 ↗North Haven Private Equity Co-Investment Opportunities Fund IV SCSp — PartnerFacts page ↗Michael Carroll (CA,VA) — this page ↗

Sources

Michael Carroll (PA) — PartnerFacts page ↗ (Sep 24, 2026)
Form D · Sep 24, 2026 ↗ (Sep 24, 2026)
North Haven Private Equity Co-Investment Opportunities Fund IV SCSp — PartnerFacts page ↗ (Sep 24, 2026)
Michael Carroll (CA,VA) — this page ↗ (Jun 21, 2021)

Note · Jun 11, 2019 – Apr 5, 2023

Same name, different state: "Michael Carroll" (NY or CT) is a separate record

This page covers filings where the address state is CA or VA. A separate record, "Michael Carroll" with address state NY or CT, is listed on 10 filings — most recently by FR Vision Holdings, Inc. (May 5, 2023). Both records have filings in the same period (Jun 11, 2019 to Jun 21, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Carroll (NY,CT) — PartnerFacts page ↗Form D · May 5, 2023 ↗FR Vision Holdings, Inc. — PartnerFacts page ↗Michael Carroll (CA,VA) — this page ↗

Sources

Michael Carroll (NY,CT) — PartnerFacts page ↗ (Apr 5, 2023)
Form D · May 5, 2023 ↗ (May 5, 2023)
FR Vision Holdings, Inc. — PartnerFacts page ↗ (May 5, 2023)
Michael Carroll (CA,VA) — this page ↗ (Jun 21, 2021)

Note · Mar 5, 2021

Same name, different state: "Michael T Carroll" (MA) is a separate record

This page covers filings where the address state is CA or VA. A separate record, "Michael T Carroll" with address state MA, is listed on 2 filings — most recently by Legit Fish Co (Mar 5, 2021). Both records have filings in the same period (Mar 5, 2021).

Michael T Carroll (MA) — PartnerFacts page ↗Form D · Mar 5, 2021 ↗Legit Fish Co — PartnerFacts page ↗Michael Carroll (CA,VA) — this page ↗

Sources

Michael T Carroll (MA) — PartnerFacts page ↗ (Mar 5, 2021)
Form D · Mar 5, 2021 ↗ (Mar 5, 2021)
Legit Fish Co — PartnerFacts page ↗ (Mar 5, 2021)
Michael Carroll (CA,VA) — this page ↗ (Jun 21, 2021)

Note · Jan 3, 2018

Same name, different state: "MICHAEL A. CARROLL" (NY) is a separate record

This page covers filings where the address state is CA or VA. A separate record, "MICHAEL A. CARROLL" with address state NY, is listed on 1 filing — most recently by SHOPONE CENTERS REIT INC. (Jan 3, 2018). Both records have filings in the same period (Jan 3, 2018).

MICHAEL A. CARROLL (NY) — PartnerFacts page ↗Form D · Jan 3, 2018 ↗SHOPONE CENTERS REIT INC. — PartnerFacts page ↗Michael Carroll (CA,VA) — this page ↗

Sources

MICHAEL A. CARROLL (NY) — PartnerFacts page ↗ (Jan 3, 2018)
Form D · Jan 3, 2018 ↗ (Jan 3, 2018)
SHOPONE CENTERS REIT INC. — PartnerFacts page ↗ (Jan 3, 2018)
Michael Carroll (CA,VA) — this page ↗ (Jun 21, 2021)

Note · Nov 30, 2011 – Mar 18, 2015

Same name, different state: "Michael Carroll" (NC) is a separate record

This page covers filings where the address state is CA or VA. A separate record, "Michael Carroll" with address state NC, is listed on 6 filings — most recently by Sonnet BioTherapeutics Holdings, Inc. (Mar 18, 2015). Both records have filings in the same period (Nov 30, 2011 to Mar 18, 2015).

Michael Carroll (NC) — PartnerFacts page ↗Form D · Mar 18, 2015 ↗Sonnet BioTherapeutics Holdings, Inc. — PartnerFacts page ↗Michael Carroll (CA,VA) — this page ↗

Sources

Michael Carroll (NC) — PartnerFacts page ↗ (Mar 18, 2015)
Form D · Mar 18, 2015 ↗ (Mar 18, 2015)
Sonnet BioTherapeutics Holdings, Inc. — PartnerFacts page ↗ (Dec 23, 2024)
Michael Carroll (CA,VA) — this page ↗ (Jun 21, 2021)

Note · Nov 12, 2009 – Feb 7, 2025

Michael Carroll is listed with 2 different address states: CA, VA

CA on 25 filings (Nov 12, 2009 to Jun 21, 2021); VA on 5 filings (Jun 23, 2016 to Feb 7, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 12, 2009 ↗Form D · Jun 23, 2016 ↗

Sources

Form D · Nov 12, 2009 ↗ (Nov 12, 2009)
Form D · Jun 23, 2016 ↗ (Jun 23, 2016)

Note · Jan 24, 2011

Formed in 2011 per the latest filing, but activity is dated 2010 — DLR Capital, LP

The issuer's latest filing says it was formed in 2011. The Jan 24, 2011 filing says the first sale was Dec 6, 2010 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · Jan 24, 2011 ↗DLR Capital, LP — PartnerFacts page ↗

Sources

Form D · Jan 24, 2011 ↗ (Jan 24, 2011)
DLR Capital, LP — PartnerFacts page ↗ (Jan 24, 2011)

Note · Apr 12, 2017 – Mar 10, 2020

Reported revenue range changed between filings — Tasty Brands, LP

"No Revenues" (Apr 12, 2017); then "Decline to Disclose" (Mar 10, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 12, 2017 ↗Form D/A · Mar 10, 2020 ↗Tasty Brands, LP — PartnerFacts page ↗

Sources

Form D · Apr 12, 2017 ↗ (Apr 12, 2017)
Form D/A · Mar 10, 2020 ↗ (Mar 10, 2020)
Tasty Brands, LP — PartnerFacts page ↗ (Jun 21, 2021)

Note · Jan 10, 2012 – Apr 18, 2013

Minimum investment changed between filings — Triton Pacific Platinum Fund IV, LP

The Jan 10, 2012 filing lists a minimum of $50,000; the Apr 18, 2013 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 10, 2012 ↗Form D/A (later) · Apr 18, 2013 ↗Triton Pacific Platinum Fund IV, LP — PartnerFacts page ↗

Sources

Form D (earlier) · Jan 10, 2012 ↗ (Jan 10, 2012)
Form D/A (later) · Apr 18, 2013 ↗ (Apr 18, 2013)
Triton Pacific Platinum Fund IV, LP — PartnerFacts page ↗ (Apr 18, 2013)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

13 of 21 offerings report sales commissions totalling $24,425,883; 0 report finder's fees; 9 report proceeds to related persons totalling $8,676,825. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 7, 2025 D TPHP I Investors LP File 021-537712	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 21, 2025 D ABI Investors, LP File 021-535842	$0 (est.)	$0 (est.)	$0 (est.)	Lincoln International LLC BrokerCheck CRD 42045 ↗	EDGAR ↗
Dec 30, 2022 D IPA Investors, LP File 021-469324	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 26, 2022 D Tasty Essential Income REIT, Inc. File 021-462887	$9,000,000 (est.)	$0	$0 (est.)	Triton Pacific Securities LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Jun 21, 2021 D/A Tasty Brands, LP File 021-284605	$11,519,160	$0	$0	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Nov 9, 2016 D BM Tigers, LP File 021-274175	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2016 D Triton Pacific Adviser, LLC File 021-265673	$350,000 (est.)	$0	$0	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Oct 10, 2013 D Blue Bridge Investors, LP File 021-204360	$0	$0	$200,000	None listed on this filing	EDGAR ↗
Apr 18, 2013 D/A Triton Pacific Income & Growth Fund IV, LP File 021-171509	$891,625	$0	$0	Commonwealth Financial Network BrokerCheck CRD 8032 ↗ VSR Financial Services BrokerCheck CRD 14503 ↗ Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗	EDGAR ↗
Apr 18, 2013 D/A Triton Pacific Platinum Fund IV, LP File 021-171523	$420,875	$0	$0	Commonwealth Financial Network BrokerCheck CRD 8032 ↗ VSR Financial Services BrokerCheck CRD 14503 ↗ Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗ Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗	EDGAR ↗
May 11, 2011 D MyPrint Capital, LP File 021-159600	$0	$0	$27,825	None listed on this filing	EDGAR ↗
Jan 24, 2011 D DLR Capital, LP File 021-154233	$0	$0	$104,000 (est.) Triton Pacific Capital Partners, LLC the sponsor will receive a transaction fee of 4% of the total amount actually invested.	None listed on this filing	EDGAR ↗
Oct 8, 2010 D Liberty Capital, LP File 021-148743	$11,325	$0	$7,020,000	TPS Securities BrokerCheck CRD 139919 ↗	EDGAR ↗
Oct 7, 2010 D AssetPoint Capital, LP File 021-148694	$0	$0	$875,000	None listed on this filing	EDGAR ↗
Jun 7, 2010 D Growstone Investors II, LP File 021-143071	$15,000	$0	$50,000	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Mar 29, 2010 D/A TRITON PACIFIC PLATINUM FUND III LP File 021-122652	$977,875 (est.)	$0	$0	VSR Financial Services BrokerCheck CRD 14503 ↗ Commonwealth Financial Network BrokerCheck CRD 8032 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗	EDGAR ↗
Mar 29, 2010 D/A TRITON PACIFIC INCOME & GROWTH FUND III LP File 021-122651	$1,152,168	$0	$0	Commonwealth Financial Network BrokerCheck CRD 8032 ↗ VSR Financial Services BrokerCheck CRD 14503 ↗ Oak Tree Securities BrokerCheck CRD 18126 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ QA3 Financial Corp. BrokerCheck CRD 14754 ↗ Harrison Douglas, Inc. BrokerCheck CRD 16515 ↗ Alternative Wealth Strategies, Inc. BrokerCheck CRD 130933 ↗	EDGAR ↗
Nov 13, 2009 D/A Growstone Investors, LP File 021-136015	$38,250	$0	$80,000	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Nov 13, 2009 D MedKnowledge Investors II, LP File 021-136090	$31,530	$0	$300,000	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Nov 13, 2009 D MyPrint Investors, LP File 021-136093	$8,175	$0	$0	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗
Nov 12, 2009 D Earthstone Investors IV, LP File 021-136016	$9,900	$0	$20,000	Triton Pacific Securities, LLC BrokerCheck CRD 139919 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named Michael Carroll on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Triton Pacific

TPHP I Investors LP

Richmond, VA · Feb 7, 2025

Feb 7, 2025 · D · $4,125,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (CFO of the Manager) EDGAR ↗

Raised $4.13M from 15 investors as of the latest filing. Michael is listed as executive officer.

Michael Carroll

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

13 Form Ds were filed more than 15 days after the first sale

Offering amount changed between filings — Tasty Brands, LP

11 offerings have no amendment in the last 12 months and may still be open

Michael Carroll is written 2 different ways on the filings

Same name, different state: "Michael Carroll" (PA) is a separate record

Same name, different state: "Michael Carroll" (NY or CT) is a separate record

Same name, different state: "Michael T Carroll" (MA) is a separate record

Same name, different state: "MICHAEL A. CARROLL" (NY) is a separate record

Same name, different state: "Michael Carroll" (NC) is a separate record

Michael Carroll is listed with 2 different address states: CA, VA

Formed in 2011 per the latest filing, but activity is dated 2010 — DLR Capital, LP

Reported revenue range changed between filings — Tasty Brands, LP

Minimum investment changed between filings — Triton Pacific Platinum Fund IV, LP

5. Money to insiders

Deals 21

People around Michael 23

The team behind the deals

12 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person