Sponsor Check › Person
Related person on Form D filings · address state as listed: FL · listed Mar 18, 2009 → Dec 23, 2010
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
3 of 4 offerings report sales commissions totalling $2,273,000; 0 report finder's fees; 4 report proceeds to related persons totalling $716,386. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 17, 2011 D File 021-167392 | $0 | $0 | $15,000 (est.) Payment to consist solely of reimbursement of offering and organization expenses | None no CRD number reported |
| EDGAR ↗ | Dec 23, 2010 D/A File 021-145381 | $250,000 (est.) | $0 | $25,000 (est.) | Stuart T. Valentine BrokerCheck CRD 1646981 ↗ via Financial West Group (CRD 16668 ↗) Hal Philip Masover BrokerCheck CRD 1621251 ↗ via Financial West Group (CRD 16668 ↗) Joshua Daniel Slaybaugh BrokerCheck CRD 4450485 ↗ via Financial West Group (CRD 16668 ↗) Donna E. Clifford BrokerCheck CRD 2525280 ↗ via Financial West Group (CRD 16668 ↗) Hunter D. Brownlie BrokerCheck CRD 2349976 ↗ via Financial West Group (CRD 16668 ↗) |
| EDGAR ↗ | Jan 4, 2010 D/A File 021-122203 | $1,323,000 (est.) | $0 | $301,000 (est.) | CapWest Securities, Inc. BrokerCheck CRD 30002 ↗ via CapWest Securities, Inc. (CRD 30002 ↗) Curtis H. Smiley BrokerCheck CRD 4443310 ↗ via Steven L. Falk and Associates, Inc. (CRD 14297 ↗) Robert B. Setser BrokerCheck CRD 1005169 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Raymond P. Stovall BrokerCheck CRD 1057050 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Charles C. Shafe BrokerCheck CRD 1277113 ↗ via TransAM Securities, Inc. (CRD 18923 ↗) Scott A. Kemps BrokerCheck CRD 1849069 ↗ via Jesup & Lamont Securities Corp. (CRD 39056 ↗) Stuart T. Valentine BrokerCheck CRD 1646981 ↗ via Financial West Group (CRD 16668 ↗) Hunter D. Brownlie BrokerCheck CRD 2349976 ↗ via Financial West Group (CRD 16668 ↗) |
| EDGAR ↗ | Oct 27, 2009 D/A File 021-126723 | $700,000 (est.) | $0 | $375,386 (est.) The Manager will receive a 1.67% acquisition fee and a real estate commission equal to 3% of the acquisition price and 6% of the sales price on each property. | CapWest Securities, Inc. BrokerCheck CRD 30002 ↗ via CapWest Securities, Inc. (CRD 30002 ↗) Raymond P. Stovall II BrokerCheck CRD 1057050 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Charles C. Shafe BrokerCheck CRD 1277113 ↗ via TransAM Securities, Inc. (CRD 18923 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Passive Solar Sites I, LLC group: Lake | Executive Officer, Director | Oct 17, 2011 | D | $2,500,000 similar: $1,000,000–$16,613,798 | $100,000 | 1 similar: 2–13 | $50,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Sustainable Sites I, LLC group: Lake | Executive Officer | Dec 23, 2010 | D/A | $2,500,000 similar: $1,675,000–$12,980,153 | $277,000 | 10 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Sustainable Sites I, LLC group: Lake | Executive Officer | Nov 24, 2010 | D/A | $2,500,000 similar: $1,675,000–$12,980,153 | $232,000 | 8 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Sustainable Sites I, LLC group: Lake | Executive Officer | Sep 28, 2010 | D/A | $2,500,000 similar: $1,675,000–$12,980,153 | $175,000 | 5 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Sustainable Sites I, LLC group: Lake | Executive Officer | Jul 23, 2010 | D | $2,500,000 similar: $1,675,000–$12,980,153 | $30,000 | 1 similar: 5–37 | $10,000 similar: $25,000–$86,942 |
| EDGAR ↗ | LAKE MARY 46A SM LLC group: Lake | Executive Officer | Jan 4, 2010 | D/A | $18,900,000 similar: $125,000–$125,000 | $2,050,667 | 50 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Mariner Palm Beach County Real Estate Opportunity Fund I, LLC group: Lake | Executive Officer President of Mariner Asset Management Services, LLC (the Manager of the Issuer) | Oct 27, 2009 | D/A | $25,000,000 similar: $1,675,000–$12,980,153 | $604,927 | 14 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | LAKE MARY 46A SM LLC group: Lake | Executive Officer | Oct 26, 2009 | D/A | $18,900,000 similar: $125,000–$125,000 | $1,887,322 | 45 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Mariner Palm Beach County Real Estate Opportunity Fund I, LLC group: Lake | Executive Officer President of Mariner Asset Management Services, LLC (the Manager of the Issuer) | Jul 7, 2009 | D/A | $25,000,000 similar: $1,675,000–$12,980,153 | $433,000 | 10 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Mariner Palm Beach County Real Estate Opportunity Fund I, LLC group: Lake | Executive Officer President of Mariner Asset Management Services, LLC (the Manager of the Issuer) | Jun 19, 2009 | D/A | $25,000,000 similar: $1,675,000–$12,980,153 | $317,217 | 9 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Mariner Palm Beach County Real Estate Opportunity Fund I, LLC group: Lake | Executive Officer President of Mariner Asset Management Services, LLC (the Manager of the Issuer) | May 14, 2009 | D/A | $25,000,000 similar: $1,675,000–$12,980,153 | $132,217 | 4 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | LAKE MARY 46A SM LLC group: Lake | Executive Officer | May 14, 2009 | D/A | $18,900,000 similar: $125,000–$125,000 | $1,295,347 | 30 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | LAKE MARY 46A SM LLC group: Lake | Executive Officer | Mar 18, 2009 | D | $18,900,000 similar: $125,000–$125,000 | $1,120,347 | 24 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Mariner Palm Beach County Real Estate Opportunity Fund I, LLC group: Lake | Executive Officer President of Mariner Asset Management Services, LLC (the Manager of the Issuer) | Feb 9, 2009 | D | $10,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); Residential / 506(b) (4,183 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Michael Cabot. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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