Michael Auerbach is listed as a director on 3 SEC Form D filings by 2 issuers between Jul 2014 and Feb 2018: Tilray, Inc. (Seattle, WA — industry reported as "Other" — 2018; $50.4M reported sold to 12 investors) and Privateer Holdings, Inc. (Seattle, WA — industry reported as "Other" — 2014–2017; $18.7M reported sold to 33 investors).
What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $69M sold in total.
Listed alongside Brendan Kennedy (3 shared filings), Christian Groh (2 shared filings), Michael Blue (2 shared filings) and Jeff Wechsler (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
All 2 issuers belong to the sponsor group Privateer (2 issuers, $58.2M reported sold, 2014–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Privateer has 2 companies on file and $58.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Michael Auerbach and found 3 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.