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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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Michael P. Allen

Named as an officer, director or promoter on SEC Form D filings · CA · Feb 27, 2014 → May 27, 2014

2deals (issuers)
$22.2Mreported sold
18investors
7Form D filings
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael P. Allen is listed as an executive officer and director on 7 SEC Form D filings by 2 issuers between May 2010 and Nov 2022: Xlumena, Inc. (Mountain View, CA — other health care — 2010–2011; $20.6M reported sold to 13 investors) and Embolx, Inc. (Sunnyvale, CA — industry reported as "Other" — 2014–2022; $1.63M reported sold to 5 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $22.2M sold in total.

Listed alongside Paul F. Rogan (5 shared filings), Robert J.J. de Neve (4 shared filings), Anthony Natale (2 shared filings), Barr D Dolan (2 shared filings, management entity), Kenneth Binmoeller (2 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 18 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Michael P. Allen and found 16 differences: Form D filed 18 days after the first sale; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael P. Allen has not run yet — it is joining a line of 19,482 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Michael Allen v. S. Moore closed
District Court, C.D. California · No. 2:22-cv-09110 · Filed Dec 13, 2022 · Closed Feb 1, 2024
Role of Michael Allen: Plaintiff · Outcome: Terminated 2024-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael Allen v. UCLA Health Systems Auxiliary dismissed
District Court, C.D. California · No. 2:15-cv-05487 · Filed Jul 20, 2015 · Closed Aug 3, 2015 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Michael Allen: Plaintiff · Outcome: Terminated 2015-08-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael P. Allen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

18 cases: 1 open, 17 closed (disposition not in docket feed)

Troy Allen, Michael Hafeli open
United States Bankruptcy Court, E.D. California · No. 26-20984 · Filed Feb 26, 2026
Role of Troy Allen, Michael Hafeli: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael Allen closed
United States Bankruptcy Court, N.D. California · No. 24-41466 · Filed Sep 23, 2024 · Closed Jan 2, 2025
Role of Michael Allen: Debtor · Outcome: Case closed 2025-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael Allen closed
United States Bankruptcy Court, C.D. California · No. 6:20-bk-14072 · Filed Jun 11, 2020 · Closed Sep 22, 2020
Role of Michael Allen: Debtor · Outcome: Case closed 2020-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael Allen closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-34219 · Filed Jul 13, 2012 · Closed Jan 9, 2013
Role of Michael Allen: Debtor · Outcome: Case closed 2013-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael L Allen and Christine A Allen closed
United States Bankruptcy Court, S.D. California · No. 12-08783 · Filed Jun 22, 2012 · Closed Nov 7, 2017
Role of Michael L Allen and Christine A Allen: Debtor · Outcome: Case closed 2017-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael W. Allen closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-13926 · Filed Mar 28, 2012 · Closed Oct 24, 2012
Role of Michael W. Allen: Debtor · Outcome: Case closed 2012-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael L Allen and Katherine Allen closed
United States Bankruptcy Court, E.D. California · No. 11-61968 · Filed Oct 31, 2011 · Closed Mar 18, 2013
Role of Michael L Allen and Katherine Allen: Debtor · Outcome: Case closed 2013-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael P Allen, II and Lea M Allen closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-17420 · Filed Mar 7, 2011 · Closed Dec 7, 2011
Role of Michael P Allen, II: Debtor · Outcome: Case closed 2011-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Ashley M. Allen and Michael D. Allen closed
United States Bankruptcy Court, E.D. California · No. 11-90392 · Filed Feb 1, 2011 · Closed May 20, 2011
Role of Michael D. Allen: Debtor · Outcome: Case closed 2011-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael Allen and Barbara Allen closed
United States Bankruptcy Court, E.D. California · No. 10-38892 · Filed Jul 19, 2010 · Closed Dec 7, 2010
Role of Michael Allen and Barbara Allen: Debtor · Outcome: Case closed 2010-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael T. Allen and Dealva Allen closed
United States Bankruptcy Court, E.D. California · No. 10-32366 · Filed May 11, 2010 · Closed May 19, 2011
Role of Michael T. Allen and Dealva Allen: Debtor · Outcome: Case closed 2011-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael T. Allen closed
United States Bankruptcy Court, E.D. California · No. 10-25869 · Filed Mar 10, 2010 · Closed Jul 14, 2010
Role of Michael T. Allen: Debtor · Outcome: Case closed 2010-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael A Allen and Althera F Allen closed
United States Bankruptcy Court, S.D. California · No. 10-02978 · Filed Feb 26, 2010 · Closed Sep 16, 2013
Role of Michael A Allen and Althera F Allen: Debtor · Outcome: Case closed 2013-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael Allen closed
United States Bankruptcy Court, E.D. California · No. 10-24152 · Filed Feb 22, 2010 · Closed Jul 2, 2010
Role of Michael Allen: Debtor · Outcome: Case closed 2010-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael E Allen and Michelle E Allen closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-12056 · Filed Feb 19, 2010 · Closed Oct 25, 2010
Role of Michael E Allen and Michelle E Allen: Debtor · Outcome: Case closed 2010-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael T. Allen and Kimberly A. Allen closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-11530 · Filed Feb 7, 2010 · Closed Dec 7, 2010
Role of Michael T. Allen and Kimberly A. Allen: Debtor · Outcome: Case closed 2010-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Michael Allen closed
United States Bankruptcy Court, E.D. California · No. 09-46993 · Filed Dec 10, 2009 · Closed Mar 16, 2010
Role of Michael Allen: Debtor · Outcome: Case closed 2010-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Michael J. Allen closed
United States Bankruptcy Court, E.D. California · No. 09-45057 · Filed Nov 16, 2009 · Closed Feb 26, 2010
Role of Michael J. Allen: Debtor · Outcome: Case closed 2010-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1438 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Michael P. Allen (compared 7 filings on Oct 24, 2026)

Note · May 9, 2014 – May 27, 2014

Form D filed 18 days after the first sale — Embolx, Inc.

The filing says the first sale was May 9, 2014. The Form D was filed May 27, 2014 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 27, 2014 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · Feb 21, 2014 – Mar 10, 2014

Form D filed 17 days after the first sale — Embolx, Inc.

The filing says the first sale was Feb 21, 2014. The Form D was filed Mar 10, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 10, 2014 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · Feb 4, 2014 – Feb 27, 2014

Form D filed 23 days after the first sale — Embolx, Inc.

The filing says the first sale was Feb 4, 2014. The Form D was filed Feb 27, 2014 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 27, 2014 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · May 9, 2014 – May 27, 2014

No amendment in the last 12 months on an offering that may still be open — Embolx, Inc. (latest filing May 27, 2014)

The latest filing for this offering is dated May 27, 2014 (first sale May 9, 2014). It reports $250,000 sold of $500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 27, 2014 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · Apr 25, 2011 – Apr 29, 2011

No amendment in the last 12 months on an offering that may still be open — Xlumena, Inc. (latest filing Apr 29, 2011)

The latest filing for this offering is dated Apr 29, 2011 (first sale Apr 25, 2011). It reports $6,999,999 sold of $8,060,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 29, 2011 ↗Xlumena, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2010 – May 17, 2010

No amendment in the last 12 months on an offering that may still be open — Xlumena, Inc. (latest filing May 17, 2010)

The latest filing for this offering is dated May 17, 2010 (first sale May 5, 2010). It reports $2,999,999 sold of $8,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 17, 2010 ↗Xlumena, Inc. — PartnerFacts page ↗
Sources
Note · May 17, 2010 – Feb 27, 2014

Michael P. Allen is written 2 different ways on the filings

listed as "Michael Allen" on 3 filings (from May 17, 2010), and "Michael P. Allen" on 4 filings (from Feb 27, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 17, 2010 ↗Form D · Feb 27, 2014 ↗Michael P. Allen — PartnerFacts page ↗
Sources
Note · Feb 27, 2014 – Mar 10, 2014

Industry group changed between filings — Embolx, Inc.

"Biotechnology" (Feb 27, 2014); then "Other" (Mar 10, 2014 to Nov 1, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 27, 2014 ↗Form D · Mar 10, 2014 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · May 17, 2010 – Apr 29, 2011

Industry group changed between filings — Xlumena, Inc.

"Other Technology" (May 17, 2010); then "Other Health Care" (Apr 29, 2011).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 17, 2010 ↗Form D · Apr 29, 2011 ↗Xlumena, Inc. — PartnerFacts page ↗
Sources
Note · Feb 14, 2017

Same name, different state: "Michael Allen" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Allen" with address state A6, is listed on 1 filing — most recently by Freshii Inc. (Feb 14, 2017). The two records do not overlap in time: this page runs Feb 27, 2014 to May 27, 2014; the other has one filing dated Feb 14, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Allen (A6) — PartnerFacts page ↗Form D · Feb 14, 2017 ↗Freshii Inc. — PartnerFacts page ↗Michael P. Allen (CA) — this page ↗
Sources
Note · Jan 11, 2017

Same name, different state: "Michael Allen" (TN) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Allen" with address state TN, is listed on 1 filing — most recently by Legion Fitness, LLC (Jan 11, 2017). The two records do not overlap in time: this page runs Feb 27, 2014 to May 27, 2014; the other has one filing dated Jan 11, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Allen (TN) — PartnerFacts page ↗Form D · Jan 11, 2017 ↗Legion Fitness, LLC — PartnerFacts page ↗Michael P. Allen (CA) — this page ↗
Sources
Note · Nov 12, 2015

Same name, different state: "Michael Allen" (WI) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Allen" with address state WI, is listed on 1 filing — most recently by MCPC, LLC (Nov 12, 2015). The two records do not overlap in time: this page runs Feb 27, 2014 to May 27, 2014; the other has one filing dated Nov 12, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Allen (WI) — PartnerFacts page ↗Form D · Nov 12, 2015 ↗MCPC, LLC — PartnerFacts page ↗Michael P. Allen (CA) — this page ↗
Sources
Note · Feb 19, 2010 – Sep 22, 2015

Same name, different state: "Michael Allen" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Allen" with address state WA, is listed on 3 filings — most recently by Atigeo Corp (Sep 22, 2015). Both records have filings in the same period (Feb 27, 2014 to May 27, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Allen (WA) — PartnerFacts page ↗Form D/A · Sep 22, 2015 ↗Atigeo Corp — PartnerFacts page ↗Michael P. Allen (CA) — this page ↗
Sources
Note · Dec 30, 2010

Same name, different state: "Michael Allen" (IL) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Allen" with address state IL, is listed on 1 filing — most recently by VERTIS HOLDINGS INC (Dec 30, 2010). The two records do not overlap in time: this page runs Feb 27, 2014 to May 27, 2014; the other has one filing dated Dec 30, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Allen (IL) — PartnerFacts page ↗Form D · Dec 30, 2010 ↗VERTIS HOLDINGS INC — PartnerFacts page ↗Michael P. Allen (CA) — this page ↗
Sources
Note · May 27, 2014 – Nov 1, 2022

Address moved from Santa Clara, CA to Sunnyvale, CA — Embolx, Inc.

The people listed on the May 27, 2014 filing give Santa Clara, CA; on the Nov 1, 2022 filing they give Sunnyvale, CA. The address now on file (530 Lakeside Drive, Suite 200, Sunnyvale, CA) is a registered-agent or shared-office address used by 7 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 27, 2014 ↗Form D · Nov 1, 2022 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
Note · Feb 27, 2014 – Nov 1, 2022

Reported revenue range changed between filings — Embolx, Inc.

"No Revenues" (Feb 27, 2014); then "Decline to Disclose" (Nov 1, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 27, 2014 ↗Form D · Nov 1, 2022 ↗Embolx, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $130,320; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 1, 2022 D
Embolx, Inc.
File 021-463522
$130,320 (est.)$0 (est.)$0 (est.)Revere Securities LLC BrokerCheck CRD 14178 ↗EDGAR ↗
May 27, 2014 D
Embolx, Inc.
File 021-218042
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2014 D/A
Embolx, Inc.
File 021-212650
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2014 D
Embolx, Inc.
File 021-213189
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2011 D
Xlumena, Inc.
File 021-159088
$0$0$0None listed on this filingEDGAR ↗
May 17, 2010 D
Xlumena, Inc.
File 021-142115
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael P. Allen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other

Embolx, Inc.

Sunnyvale, CA · Feb 27, 2014 → Nov 1, 2022 · 5 filings
  • Nov 1, 2022 · D · $1,629,000 sold of $1,629,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (President & Chief Executive Officer) EDGAR ↗
  • May 27, 2014 · D · $250,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2014 · D/A · $662 sold of $662 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2014 · D · $250,000 sold of $250,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 27, 2014 · D · $662 sold of $662 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.63M from 5 investors (100% of the $1.63M target) as of the latest filing. Michael is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

X
Other Health Care

Xlumena, Inc.

Mountain View, CA · May 17, 2010 → Apr 29, 2011 · 2 filings
  • Apr 29, 2011 · D · $6,999,999 sold of $8,060,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 17, 2010 · D · $2,999,999 sold of $8,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $20.6M from 13 investors (100% of the $8.06M target) as of the latest filing. Michael is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael G. Allen — British Columbia, Canada (as filed: A1), 5 issuers, Dec 2, 2011 → Oct 20, 2026 · no shared issuer
  • Michael Allen — WA, 2 issuers, Feb 19, 2010 → Sep 22, 2015 · no shared issuer
  • Michael Allen — NY, 2 issuers, Jan 29, 2019 → Jan 23, 2026 · no shared issuer
  • Michael F. Allen — PA, 1 issuer, Apr 3, 2009 → Nov 1, 2011 · no shared issuer
  • Michael Allen — IL, 1 issuer, Dec 30, 2010 → Dec 30, 2010 · no shared issuer
  • Michael Allen — WI, 1 issuer, Nov 12, 2015 → Nov 12, 2015 · no shared issuer
  • Michael Allen — Ontario, Canada (as filed: A6), 1 issuer, Feb 14, 2017 → Feb 14, 2017 · no shared issuer
  • Michael Allen — TN, 1 issuer, Jan 11, 2017 → Jan 11, 2017 · no shared issuer
  • Michael L. Allen — MO, 1 issuer, Jul 7, 2017 → Jul 7, 2017 · no shared issuer
  • Michael Allen — VA, 1 issuer, Oct 30, 2018 → Oct 30, 2018 · no shared issuer
  • Michael Allen — MD, 1 issuer, Sep 23, 2026 → Sep 23, 2026 · no shared issuer

People around Michael 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BD
Management entity

Barr D Dolan

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Paul F. Rogan

Director · 5 shared filings (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J.J. de Neve

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Natale

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Anthony Natale is on 12 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Binmoeller

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur H. Tinkelenberg

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lin

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Avi Kometz

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Sillman

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Eric Sillman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

NORMAN GITIS

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TOM BRETON

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

FRANK GRILLO

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

TX
No photo found yet (own website and image search run after this page is viewed)
Person

TIANHONG XU

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael P. Allen. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael P. Allen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael P. Allen is listed on: none on file. No website or social profile named in Xlumena, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #322,232 of 374,652 in line (53 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mountain View, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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