Final Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date May 22, 2015 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-12-1066-15-FO04 · Parties (regulator's caption): Michael Forman · Order entered with/against: Michael Forman
As listed by the regulator:
On May 22, 2015, the Securities Division entered a Final Order to Cease and Desist, Impose Fines, and Recover Costs against Michael Forman (“Forman”). The Securities Division previously entered a Statement of Charges and Notice of Intent to Issue an Order to Cease and Desist, Impose Fines, and Recover Costs against Forman and others on April 20, 2015 in connection with the offer and sale of limited liability partnership membership units in oil and gas companies. … The Securities Division orders Forman to cease and desist from violating the Securities Act of Washington, and to pay a fine of $10,000 and costs of $500.
Order / docket ↗ Regulator's list ↗same full name in the order; 3 people with this name in Form D filings; regulator in WA (not a filing state)
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Apr 20, 2015 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-12-1066-13-SC01 · Parties (regulator's caption): Stephen M. Thompson; Leland Energy, Inc.; Mongolia Holdings, Inc. f/k/a Consolidation Services, Inc.; Leland Kentucky Holdings, Inc.; Leland Colorado Holdings, Inc.; Samson Investment Group, LLC; Samson Energy Group, LLC; Leland Tennessee Holdings, Inc.; The Appalachian Drilling Fund II, LLP; The Knox Drilling Fund, LLP; The Knox Drilling Fund II, LLP; Green County Energy Fund, LLP; Rodgers Production Revenue Fund, LLP; Block City Drilling Fund, LLP; Energy Production Revenue Fund, LLP; Production Revenue Drilling Fund, LLP; Asset Management Drilling Fund, LLP; Weld County Drilling Fund, LLP; Wattenberg Drilling Fund, LLP; Wattenberg Drilling Fund II, LLP; Greeley Wattenberg Drilling Fund, LLP; Samson Wattenberg Drilling Fund, LLP; The Presidents Fund, LLP; The Leland Energy Fund, LLP; The Leland Energy Fund II, LLP; Joseph Finateri; Jerel Richardson; Kirtan Khalsa; Clifford V. Aaron; Ronelle Vallejo a/k/a Ron Vale; Rudolpho Gomez a/k/a Rudy Gomez; Michael Forman; William Marlin; and Elvis R. Mendes a/k/a Ron Mendes · Order entered with/against: Stephen M. Thompson (Thompson); Leland Energy, Inc. (Leland Energy); Mongolia Holdings, Inc. f/k/a Consolidation Services, Inc. (CNSV); Leland Kentucky Holdings, Inc.; Leland Colorado Holdings, Inc.; Samson Investment Group, LLC; Samson Energy Group, LLC; Leland Tennessee Holdings, Inc.; The Appalachian Drilling Fund II, LLP; The Knox Drilling Fund, LLP; The Knox Drilling Fund II, LLP; Green County Energy Fund, LLP; Rodgers Production Revenue Fund, LLP; Block City Drilling Fund, LLP; Energy Production Revenue Fund, LLP; Production Revenue Drilling Fund, LLP; Asset Management Drilling Fund, LLP; Weld County Drilling Fund, LLP; Wattenberg Drilling Fund, LLP; Wattenberg Drilling Fund II, LLP; Greeley Wattenberg Drilling Fund, LLP; Samson Wattenberg Drilling Fund, LLP; The Presidents Fund, LLP; The Leland Energy Fund, LLP; The Leland Energy Fund II, LLP; Joseph Finateri (Finateri); Jerel Richardson (Richardson); Kirtan Khalsa (Khalsa); Clifford V. Aaron (Aaron); Ronelle Vallejo a/k/a Ron Vale (Vale); Rudolpho Gomez a/k/a Rudy Gomez (Gomez); Michael Forman (Forman); William Marlin (Marlin); and Elvis R. Mendes a/k/a Ron Mendes (Mendes)
As listed by the regulator:
On April 20, 2015, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, Impose Fines, and Charge Costs (Statement of Charges) against Stephen M. Thompson (Thompson); Leland Energy, Inc. (Leland Energy); Mongolia Holdings, Inc. f/k/a Consolidation Services, Inc. (CNSV); Leland Kentucky Holdings, Inc.; Leland Colorado Holdings, Inc.; Samson Investment Group, LLC; Samson Energy Group, LLC; Leland Tennessee Holdings, Inc.; The Appalachian Drilling Fund II, LLP; The Knox Drilling Fund, LLP; The Knox Drilling Fund II, LLP; Green County Energy Fund, LLP; Rodgers Production Revenue Fund, LLP; Block City Drilling Fund, LLP; Energy Production Revenue Fund, LLP; Production Revenue Drilling Fund, LLP; Asset Management Drilling Fund, LLP; Weld County Drilling Fund, LLP; Wattenberg Drilling Fund, LLP; Wattenberg Drilling Fund II, LLP; Greeley Wattenberg Drilling Fund, LLP; Samson Wattenberg Drilling Fund, LLP; The Presidents Fund, LLP; The L
Order / docket ↗ Regulator's list ↗same full name in the order; 3 people with this name in Form D filings; regulator in WA (not a filing state)