Michael J. Carrick

The Jun 25, 2009 filing lists Haywood Securities Inc. with CRD 42072; the Feb 12, 2010 Form D lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The filing says the first sale was Dec 21, 2010. The Form D was filed Jan 7, 2011 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Nov 30, 2010. The Form D was filed Jan 5, 2011 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was May 28, 2009. The Form D was filed Jun 25, 2009 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Nov 13, 2009 filing says $10,802,774 offered; the Feb 12, 2010 Form D says $34,453,460.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jun 25, 2009 filing says $1,729,744 offered; the Nov 13, 2009 Form D says $10,802,774.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The latest filing for this offering is dated Jul 27, 2023 (first sale Jul 12, 2023). It reports $1,903,513 sold of $7,606,929 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Jun 11, 2020 (first sale May 29, 2020). It reports $1,566,946 sold of $4,147,797 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Mar 22, 2018 (first sale Mar 8, 2018). It reports $1,756,388 sold of $22,401,445 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

listed as "Michael J. Carrick" on 6 filings (from Jun 25, 2009), and "Michael Carrick" on 5 filings (from Jan 7, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is C3. A separate record, "Michael Carrick" with address state A1, is listed on 6 filings — most recently by Japan Gold Corp. (Oct 6, 2026). The two records do not overlap in time: this page runs Jun 25, 2009 to Jan 5, 2011; the other runs May 17, 2023 to Oct 6, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jan 6, 2022 filing give Subiaco, Australia (as filed: C3); on the Jul 27, 2023 filing they give Subaico, Australia (as filed: C3).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.