PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

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Michael Bates

Named as an officer, director or promoter on SEC Form D filings · CA · May 11, 2009 → May 17, 2011

3deals (issuers)
$41.8Mreported sold
74investors
5Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Bates is listed as a director on 5 SEC Form D filings by 3 issuers between May 2009 and May 2011: SATIETY INC (Palo Alto, CA — other health care — 2009; $25.3M reported sold to 22 investors), Barrx Medical Inc (Sunnyvale, CA — other health care — 2010; $15M reported sold to 36 investors) and TGS Knee Innovations, Inc (Plymouth, MN — biotechnology — 2011; $1.53M reported sold to 16 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $41.8M sold in total.

Listed alongside Eric Reuter (2 shared filings), Gerard A. Engh (2 shared filings), Henry A. Plain, Jr. (2 shared filings), John Freund (2 shared filings), Rod Young (2 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 11 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Michael Bates and found 7 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Bates has not run yet — it is joining a line of 49,522 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Consent Order NH · New Hampshire Department of State, Bureau of Securities Regulation
Order date Feb 11, 2016 · Regulator: New Hampshire Department of State, Bureau of Securities Regulation · C-2015000002 · Parties (regulator's caption): Michael T. Bates
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; regulator in NH (not a filing state)
Order to Cease and Desist NH · New Hampshire Department of State, Bureau of Securities Regulation
Order date Feb 11, 2016 · Regulator: New Hampshire Department of State, Bureau of Securities Regulation · C-2016000011 · Parties (regulator's caption): Michael T. Bates
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; regulator in NH (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Bates..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Michael A Bates closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-54264 · Filed Oct 24, 2011 · Closed Nov 23, 2011
Role of Michael A Bates: Debtor · Outcome: Case closed 2011-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Bates closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-55657 · Filed Oct 25, 2010 · Closed Apr 21, 2011
Role of Michael Bates: Debtor · Outcome: Case closed 2011-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael T. Bates and JoAnne Bates closed
United States Bankruptcy Court, S.D. California · No. 10-15819 · Filed Sep 2, 2010 · Closed Dec 13, 2010
Role of Michael T. Bates and JoAnne Bates: Debtor · Outcome: Case closed 2010-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Bates closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-43910 · Filed Aug 13, 2010 · Closed Sep 17, 2010
Role of Michael Bates: Debtor · Outcome: Case closed 2010-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Bates closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-27913 · Filed May 6, 2010 · Closed Jul 27, 2010
Role of Michael Bates: Debtor · Outcome: Case closed 2010-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael S. Bates closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-22257 · Filed Mar 31, 2010 · Closed Aug 26, 2010
Role of Michael S. Bates: Debtor · Outcome: Case closed 2010-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael A Bates closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-45250 · Filed Dec 14, 2009 · Closed Apr 7, 2010
Role of Michael A Bates: Debtor · Outcome: Case closed 2010-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael P. Bates and Connie Jo Bates closed
United States Bankruptcy Court, E.D. California · No. 04-90046 · Filed Jan 7, 2004 · Closed Aug 31, 2004
Role of Michael P. Bates and Connie Jo Bates: Debtor · Outcome: Case closed 2004-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael P. Bates and Connie Jo Bates closed
United States Bankruptcy Court, E.D. California · No. 03-90460 · Filed Feb 5, 2003 · Closed Jan 26, 2004
Role of Michael P. Bates and Connie Jo Bates: Debtor · Outcome: Case closed 2004-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael R. Bates closed
United States Bankruptcy Court, E.D. California · No. 02-26939 · Filed Jun 19, 2002 · Closed Oct 1, 2002
Role of Michael R. Bates: Debtor · Outcome: Case closed 2002-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael D Bates and Jeanne L Von Antz closed
United States Bankruptcy Court, C.D. California · No. 8:98-bk-13258 · Filed Mar 2, 1998 · Closed Jun 23, 1998
Role of Michael D Bates and Jeanne L Von Antz: Debtor · Outcome: Case closed 1998-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 301 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Michael Bates (compared 5 filings on Oct 24, 2026)

Note · Feb 24, 2011 – May 17, 2011

No amendment in the last 12 months on an offering that may still be open — TGS Knee Innovations, Inc (latest filing May 17, 2011)

The latest filing for this offering is dated May 17, 2011 (first sale Feb 24, 2011). It reports $1,532,250 sold of $2,000,001 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 17, 2011 ↗TGS Knee Innovations, Inc — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Sep 28, 2009

No amendment in the last 12 months on an offering that may still be open — SATIETY INC (latest filing Sep 28, 2009)

The latest filing for this offering is dated Sep 28, 2009 (first sale May 5, 2009). It reports $25,271,378 sold of $32,999,990 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 28, 2009 ↗SATIETY INC — PartnerFacts page ↗
Sources
Note · Mar 11, 2011 – May 17, 2011

Offering amount changed between filings — TGS Knee Innovations, Inc

The Mar 11, 2011 filing says $1,200,000 offered; the May 17, 2011 Form D/A says $2,000,001.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 11, 2011 ↗Form D/A (later) · May 17, 2011 ↗TGS Knee Innovations, Inc — PartnerFacts page ↗
Sources
Note · May 11, 2009 – Sep 28, 2009

Offering amount changed between filings — SATIETY INC

The May 11, 2009 filing says $9,000,191 offered; the Sep 28, 2009 Form D says $32,999,990.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 11, 2009 ↗Form D (later) · Sep 28, 2009 ↗SATIETY INC — PartnerFacts page ↗
Sources
Note · Jan 28, 2021 – Sep 22, 2025

Same name, different state: "Michael Bates" (NC) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Bates" with address state NC, is listed on 4 filings — most recently by Deep Blue Medical Advances, Inc. (Sep 22, 2025). The two records do not overlap in time: this page runs May 11, 2009 to May 17, 2011; the other runs Jan 28, 2021 to Sep 22, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Bates (NC) — PartnerFacts page ↗Form D · Sep 22, 2025 ↗Deep Blue Medical Advances, Inc. — PartnerFacts page ↗Michael Bates (CA) — this page ↗
Sources
Note · Aug 5, 2011

Same name, different state: "Michael Bates" (UT or X1) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Bates" with address state UT or X1, is listed on 2 filings — most recently by CATHETER CONNECTIONS, INC. (Aug 27, 2012). The two records do not overlap in time: this page runs May 11, 2009 to May 17, 2011; the other has one filing dated Aug 5, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Bates (UT,X1) — PartnerFacts page ↗Form D · Aug 27, 2012 ↗CATHETER CONNECTIONS, INC. — PartnerFacts page ↗Michael Bates (CA) — this page ↗
Sources
Note · Nov 16, 2009

Same name, different state: "Michael B. Bates" (AZ) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael B. Bates" with address state AZ, is listed on 1 filing — most recently by Iqzone Inc (Nov 16, 2009). Both records have filings in the same period (Nov 16, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael B. Bates (AZ) — PartnerFacts page ↗Form D · Nov 16, 2009 ↗Iqzone Inc — PartnerFacts page ↗Michael Bates (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $20,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 17, 2011 D/A
TGS Knee Innovations, Inc
File 021-156612
$0$0$20,000
Repayment of debt owed to one of the directors of TGS Knee Innovations, Inc.
None listed on this filingEDGAR ↗
Jul 14, 2010 D
Barrx Medical Inc
File 021-144960
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2009 D
SATIETY INC
File 021-78458
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael Bates on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TK
Biotechnology

TGS Knee Innovations, Inc

Plymouth, MN · Mar 11, 2011 → May 17, 2011 · 2 filings
  • May 17, 2011 · D/A · $1,532,250 sold of $2,000,001 · 16 investors · min. No minimum reported · role: Director (Director of TGS Knee Innovations, Inc.) EDGAR ↗
  • Mar 11, 2011 · D · $702,000 sold of $1,200,000 · 8 investors · min. No minimum reported · role: Director (Director of TGS Knee Innovations, Inc.) EDGAR ↗

Raised $1.53M from 16 investors (77% of the $2M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BM
Other Health Care

Barrx Medical Inc

Sunnyvale, CA · Jul 14, 2010
  • Jul 14, 2010 · D · $15,000,000 sold of $15,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15M from 36 investors (100% of the $15M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Health Care

SATIETY INC

Palo Alto, CA · May 11, 2009 → Sep 28, 2009 · 2 filings
  • Sep 28, 2009 · D · $25,271,378 sold of $32,999,990 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2009 · D · $9,000,191 sold of $9,000,191 · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.3M from 22 investors (77% of the $33M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael B. Bates — AZ, 1 issuer, Nov 16, 2009 → Nov 16, 2009 · no shared issuer
  • Michael Bates — UT, United States (as filed: X1), 1 issuer, Aug 5, 2011 → Aug 5, 2011 · no shared issuer
  • Michael Bates — NC, 1 issuer, Jan 28, 2021 → Sep 22, 2025 · no shared issuer

People around Michael 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RY
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Young

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Bates. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Fogarty, M.D.

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Bates. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Reuter

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Bates. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Henry A. Plain, Jr.

Director · 2 shared filings (1 issuer) · also on 13 other issuers

Henry A. Plain, Jr. is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rudy Mazzocchi

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Rudy Mazzocchi is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Wesley D. Johnson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Bates. Their page shows their other deals.

GE
No photo found yet (own website and image search run after this page is viewed)
Person

Gerard A. Engh

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Freund

Director · 2 shared filings (1 issuer) · also on 6 other issuers

John Freund is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Every

Director · 1 shared filing (1 issuer) · also on 28 other issuers

Nathan Every is on 29 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Roberts, Ph.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Kelly

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Bates. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Douglass

Director · 1 shared filing (1 issuer) · also on 4 other issuers

David Douglass is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

BIJAN SALEHIZADEH, M.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Lindholm

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Bates. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Cusick

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan E. Roberts, Ph.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

GREGORY BARRETT

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Bates. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Bates by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Bates is listed on: none on file. No website or social profile named in Barrx Medical Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #360,109 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sunnyvale, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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