Merilee Raines is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2022: EXC Holdings LP (New York, NY — manufacturing — 2022; $1.82B reported sold to 108 investors).
What this means One deal on file with the SEC, filed Nov 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Aea (99 issuers, $16.31B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Aea has 99 companies on file and $16.31B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Merilee Raines and found 4 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Nevatia, Vinay Kumar (Dec 8, 2015); Form D filed 94 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.