Martin Smith is listed as an executive officer and director on 3 SEC Form D filings by 3 issuers between Jan 2012 and Sep 2020: GREENE COUNTY BANCORP INC (Catskill, NY — other banking and financial services — 2020; $30M reported sold to 18 investors), Le Souk Inc. (New York, NY — industry reported as "Other" — 2015; $815K reported sold to 9 investors) and Greene Property Holdings, Ltd. (Catskill, NY — reits and finance — 2012; $55K reported sold to 110 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $30.9M sold in total.
2 of the issuers belong to the sponsor group Greene (2 issuers, $30.1M reported sold, 2012–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Greene has 2 companies on file and $30.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 13 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Martin Smith and found 9 differences, 1 worth asking the sponsor about: Form D filed 66 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.