Martin B. Klitzner is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Mar 2010 and Mar 2011: SUNRISE COMMODITIES SELECT PORTFOLIO CURRENCY FUND L P (San Diego, CA — pooled investment fund — 2010–2011; $1.53M reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Sunrise Dynamic Alpha (6 issuers, $548.1M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Sunrise Dynamic Alpha has 6 companies on file and $548.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.