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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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Marshall Van Smith

Named as an officer, director or promoter on SEC Form D filings · FL · Jan 12, 2016 → Sep 4, 2026

35deals (issuers)
$11Breported sold
4,142investors
113Form D filings
2016–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Marshall Van Smith is listed as an executive officer and director on 113 SEC Form D filings by 35 issuers between Jan 2016 and Sep 2026. Largest by amount reported sold: Rialto Real Estate Fund V - Debt, LP (Miami, FL — pooled investment fund — 2023–2025; $2.61B reported sold to 914 investors), Rialto Real Estate Fund IV - Debt, LP (Miami, FL — pooled investment fund — 2019–2021; $1.89B reported sold to 741 investors), Rialto Real Estate Fund III - Debt, LP (Miami, FL — pooled investment fund — 2016–2017; $1.52B reported sold to 773 investors), Hines Rialto Credit Partners, LP (Miami, FL — pooled investment fund — 2024–2026; $1.08B reported sold to 126 investors), Rialto Real Estate Fund IV - Property, LP (Miami, FL — pooled investment fund — 2020–2021; $706M reported sold to 375 investors) and 30 more (all listed below).

What this means That is a lot of deals — 35 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $11B sold in total.

Listed alongside Jay Mantz (112 shared filings), Jeffrey P. Krasnoff (112 shared filings), Liat Heller (112 shared filings), Adam Singer (111 shared filings), Scott Gelley (111 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Marshall. Each name links to their own page.

All 35 issuers belong to the sponsor group Rialto (113 issuers, $27.98B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Rialto has 113 companies on file and $27.98B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 113 public filings for Marshall Van Smith and found 9 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Tokyo Kyodo Accounting Office Co., Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Marshall Van Smith has not run yet — it is joining a line of 57,624 names; searches run around the clock at the hosts' allowed rate. Searched so far: 642 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Marshall Van Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Marshall Van Smith — 2 worth asking about (compared the newest 50 of 113 filings on Oct 24, 2026; older filings not covered)

Note · Mar 13, 2000 – May 30, 2001

Bankruptcy case: First Bank & Trust Company v. Mundheim — filed Mar 13, 2000

United States Bankruptcy Court, N.D. Texas docket "First Bank & Trust Company v. Mundheim" filed Mar 13, 2000, closed May 30, 2001. Peter Mundheim (listed on the same filings) is listed as Defendant ("Mundheim"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 6, 1996 – Feb 27, 1998

Bankruptcy case: Food Industry Insurance Exchange v. Chomat — filed May 6, 1996

United States Bankruptcy Court, S.D. Florida. docket "Food Industry Insurance Exchange v. Chomat" filed May 6, 1996, closed Feb 27, 1998. Robert Chomat (listed on the same filings) is listed as Defendant ("Chomat"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Apr 24, 1996 – Dec 24, 1997

Bankruptcy case: P F C Management Corporation v. Chomat — filed Apr 24, 1996

United States Bankruptcy Court, S.D. Florida. docket "P F C Management Corporation v. Chomat" filed Apr 24, 1996, closed Dec 24, 1997. Robert Chomat (listed on the same filings) is listed as Defendant ("Chomat"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jan 6, 2026 – Mar 5, 2026

Amount sold went down between filings — Rialto Credit Opportunities Fund, LP

The Jan 6, 2026 filing says $292,875,500 sold; the Mar 5, 2026 Form D/A says $246,282,553 sold — $46,592,947 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jul 28, 2023 – Jul 22, 2025

Paid seller listed without a CRD number: Tokyo Kyodo Accounting Office Co., Ltd. — Rialto Real Estate Fund V - Debt, LP

Tokyo Kyodo Accounting Office Co., Ltd. is listed as receiving sales compensation on 8 filings (Jul 28, 2023 to Jul 22, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Jul 26, 2023 – Jul 22, 2025

No amendment in the last 12 months on an offering that may still be open — Rialto Real Estate Fund V - Debt, LP (latest filing Jul 22, 2025)

The latest filing for this offering is dated Jul 22, 2025 (first sale Jul 26, 2023). It reports $2,609,579,499 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 27, 2025 – Feb 5, 2025

No amendment in the last 12 months on an offering that may still be open — RREF V Debt REIT, Inc. (latest filing Feb 5, 2025)

The latest filing for this offering is dated Feb 5, 2025 (first sale Jan 27, 2025). It reports $124,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 26, 2023 – Jan 3, 2024

No amendment in the last 12 months on an offering that may still be open — Rialto Real Estate Fund V - Property, LP (latest filing Jan 3, 2024)

The latest filing for this offering is dated Jan 3, 2024 (first sale Jan 26, 2023). It reports $290,110,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 1, 2023 – Mar 1, 2024

Minimum investment changed between filings — Rialto Real Estate Fund V - Debt, LP

The Dec 1, 2023 filing lists a minimum of $100,000; the Mar 1, 2024 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 113 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

14 of 35 offerings report sales commissions totalling $16,761,166; 0 report finder's fees; 1 reports proceeds to related persons totalling $250,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 4, 2026 D/A
Hines Rialto Credit Partners, LP
File 021-524043
$897,500$0$0 (est.)
The General Partners of the Issuer are entitled to a carried interest and the Issuer will also pay management fees to its Managers, in each case as described in the Issuer's confidential offering materials.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Hines Private Wealth Solutions LLC BrokerCheck CRD 000128145 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 000007059 ↗
EDGAR ↗
Aug 11, 2026 D/A
Rialto Credit Opportunities Fund, LP
File 021-436019
$3,250 (est.)$0$0N/A no CRD number reported
via TacTex Asset Management Inc.
EDGAR ↗
Jul 6, 2026 D
Rialto Insurance Credit Partners, LP
File 021-589609
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
May 11, 2026 D/A
Rialto Credit Opportunities Fund (Offshore), LP
File 021-436021
$3,250 (est.)$0$0N/A no CRD number reported
via TacTex Asset Management Inc.
EDGAR ↗
Apr 9, 2026 D
Rialto Capital Group Holdings, Inc.
File 021-579753
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2025 D/A
Rialto Real Estate Fund V - Debt, LP
File 021-488236
$3,756,280 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
Omnia Family Wealth, LLC BrokerCheck CRD 170909 ↗
Tokyo Kyodo Accounting Office Co., Ltd. no CRD number reported
N/A no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

N/A no CRD number reported
via Korea Asset Investment Securities Co., Ltd.
EDGAR ↗
Feb 5, 2025 D
RREF V Debt REIT, Inc.
File 021-537442
$18,000$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Lauren Janian BrokerCheck CRD 7866057 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗
Jan 3, 2024 D/A
Rialto Real Estate Fund V - Property, LP
File 021-472738
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Nov 2, 2022 D
RREF II SPV, LP
File 021-463647
$2,050,130 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
N/A no CRD number reported
via Jeffries LLC (CRD 2347 ↗)
EDGAR ↗
Sep 13, 2022 D
Rialto Credit Partnership II, LP
File 021-458675
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Jul 15, 2022 D
RREF IV - P 53rd St Coinvest, LP
File 021-452605
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
May 19, 2022 D
RREF I SPV, LP
File 021-446284
$1,900,000 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
N/A no CRD number reported
via Jeffries LLC (CRD 2347 ↗)
EDGAR ↗
Mar 17, 2022 D
RREF IV Property REIT, Inc.
File 021-437753
$18,000$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗
Mar 17, 2022 D
RREF IV - P YSU REIT, LLC
File 021-437768
$18,000$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗
Dec 17, 2021 D
RREF IV - P YSU Coinvest, LP
File 021-425694
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
Rialto Yamato Coinvest, LP
File 021-425074
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Sep 20, 2021 D/A
Rialto Real Estate Fund IV - Property, LP
File 021-363106
$705,950 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
N/A no CRD number reported
via UBS Financial Services, Inc. (CRD 8174 ↗)

N/A no CRD number reported
via Omnia Family Wealth, LLC (CRD 170909 ↗)

N/A no CRD number reported
via Las Olas Capital Partners, LLC (CRD 297905 ↗)

N/A no CRD number reported
via Astris Advisory Japan K.K.

N/A no CRD number reported
via Axius Partners Pty Limited

N/A no CRD number reported
via InPact Switzerland SA
EDGAR ↗
Jul 16, 2021 D/A
RREF IV Property Marietta St Investments, LLC
File 021-405754
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Jul 16, 2021 D/A
RREF IV - P Marietta St Coinvest, LP
File 021-405760
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Jul 16, 2021 D/A
RREF IV - P One Biscayne Coinvest, LP
File 021-405742
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
May 17, 2021 D/A
RREF IV - P Bothell Coinvest, LP
File 021-399128
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
May 4, 2021 D
RREF IV - P Summit East Coinvest, LP
File 021-398018
$0$0$0
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Mar 22, 2021 D/A
Rialto Real Estate Fund IV - Debt, LP
File 021-349926
$5,478,480 (est.)$0 (est.)$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
N/A no CRD number reported
via UBS Financial Services, Inc. (CRD 8174 ↗)

N/A no CRD number reported
via Las Olas Capital Partners, LLC (CRD 297905 ↗)

N/A no CRD number reported
via Korea Asset Investment Securities Co., Ltd.

N/A no CRD number reported
via Omnia Family Wealth, LLC (CRD 170909 ↗)

N/A no CRD number reported
via Yugen Kaisha Tokyo Kyodo Accounting Office

N/A no CRD number reported
via Oligo Swiss Fund Services SA

N/A no CRD number reported
via Astris Advisory Japan K.K.

N/A no CRD number reported
via TacTex Asset Management Inc.

N/A no CRD number reported
via InPact Switzerland SA

N/A no CRD number reported
via Axius Partners Pty Limited

N/A no CRD number reported
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗
Nov 5, 2020 D
Rialto Relative Value Credit Fund, LP
File 021-379810
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Jul 28, 2020 D
Rialto Special Situations Fund II, LP
File 021-371961
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
None listed on this filingEDGAR ↗
Feb 24, 2020 D
Rialto CMBS Partners Fund, LP
File 021-361184
$0 (est.)$0 (est.)$0 (est.)
The investment manager is entitled to a management fee and professional services fee. The management fee and professional services fee are fully discussed in the Issuer's governing documents.
Greenhill & Co., LLC BrokerCheck CRD 40290 ↗EDGAR ↗
Feb 5, 2020 D
RREF IV Debt REIT, Inc.
File 021-359873
$12,000$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗
Aug 16, 2017 D
Rialto Absolute Partnership I, LP
File 021-292879
$0$0$250,000 (est.)N/A no CRD number reportedEDGAR ↗
May 8, 2017 D/A
Rialto Real Estate Fund III - Property, LP
File 021-251108
$497,213 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
n/a no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)
EDGAR ↗
Apr 24, 2017 D/A
RIALTO SPECIAL SITUATIONS FUND, LP
File 021-281072
$0$0$0
A portion of the gross proceeds may be used to pay the management fee of the Issuer's investment manager.
None listed on this filingEDGAR ↗
Apr 6, 2017 D/A
Rialto Real Estate Fund III - Debt, LP
File 021-251096
$1,403,113 (est.)$0$0 (est.)
A portion of the gross proceeds may be used to pay the management fee to the Issuer's investment manager.
n/a no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)
EDGAR ↗
Mar 31, 2017 D
Rialto Capital CMBS Fund IV, LP
File 021-283803
$0$0$0N/A no CRD number reportedEDGAR ↗
Apr 13, 2016 D
Rialto Capital CMBS Fund III, LP
File 021-261222
$0$0$0N/A no CRD number reportedEDGAR ↗
Apr 4, 2016 D
Rialto Credit Partnership, LP
File 021-260566
$0 (est.)$0$0 (est.)N/A no CRD number reportedEDGAR ↗
Feb 26, 2016 D
RIALTO CAPITAL CMBS FUND II, LP
File 021-258162
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 35

Every issuer that named Marshall Van Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Rialto

Hines Rialto Credit Partners, LP

Miami, FL · Sep 13, 2024 → Sep 4, 2026 · 10 filings
  • Sep 4, 2026 · D/A · $1,079,211,604 sold of Indefinite · 126 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Aug 14, 2026 · D/A · $1,016,371,604 sold of Indefinite · 98 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Jul 27, 2026 · D/A · $996,371,604 sold of Indefinite · 97 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Jul 10, 2026 · D/A · $881,371,604 sold of Indefinite · 95 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Jan 29, 2026 · D/A · $830,371,604 sold of Indefinite · 90 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Nov 10, 2025 · D/A · $659,301,604 sold of Indefinite · 87 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Aug 11, 2025 · D/A · $459,301,604 sold of Indefinite · 86 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Apr 8, 2025 · D/A · $429,301,604 sold of Indefinite · 84 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Nov 8, 2024 · D/A · $424,201,604 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗
  • Sep 13, 2024 · D · $400,801,604 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Rialto Manager of the Issuer) EDGAR ↗

Raised $1.08B from 126 investors as of the latest filing. Marshall is listed as executive officer on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Credit Opportunities Fund, LP

Miami, FL · Mar 4, 2022 → Aug 11, 2026 · 25 filings
  • Aug 11, 2026 · D/A · $248,541,000 sold of Indefinite · 38 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jun 15, 2026 · D/A · $248,524,000 sold of Indefinite · 38 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Apr 7, 2026 · D/A · $246,445,053 sold of Indefinite · 38 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2026 · D/A · $246,282,553 sold of Indefinite · 36 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2026 · D/A · $292,875,500 sold of Indefinite · 33 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Oct 7, 2025 · D/A · $244,345,053 sold of Indefinite · 32 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jul 23, 2025 · D/A · $244,330,053 sold of Indefinite · 32 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 2, 2025 · D/A · $244,330,053 sold of Indefinite · 32 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Apr 11, 2025 · D/A · $244,005,053 sold of Indefinite · 31 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2025 · D/A · $244,005,053 sold of Indefinite · 31 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2025 · D/A · $169,005,053 sold of Indefinite · 30 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Dec 9, 2024 · D/A · $167,865,053 sold of Indefinite · 30 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Nov 5, 2024 · D/A · $167,665,053 sold of Indefinite · 30 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Oct 11, 2024 · D/A · $167,565,053 sold of Indefinite · 30 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2024 · D/A · $166,865,052 sold of Indefinite · 30 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jun 10, 2024 · D/A · $165,865,052 sold of Indefinite · 29 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 6, 2024 · D/A · $164,865,052 sold of Indefinite · 27 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Apr 8, 2024 · D/A · $162,965,052 sold of Indefinite · 26 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2024 · D/A · $161,965,052 sold of Indefinite · 26 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Feb 9, 2024 · D/A · $161,965,052 sold of Indefinite · 26 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jan 2, 2024 · D/A · $161,855,052 sold of Indefinite · 26 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2023 · D/A · $161,805,052 sold of Indefinite · 24 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 7, 2023 · D/A · $134,755,052 sold of Indefinite · 23 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2023 · D/A · $134,755,052 sold of Indefinite · 23 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 4, 2022 · D · $17,480,052 sold of Indefinite · 12 investors · min. $25,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $292.9M from 38 investors as of the latest filing. Marshall is listed as executive officer on 25 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Insurance Credit Partners, LP

Miami, FL · Jul 6, 2026
  • Jul 6, 2026 · D · $200,017,000 sold of Indefinite · 5 investors · min. $25,000,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $200M from 5 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Credit Opportunities Fund (Offshore), LP

Miami, FL · Mar 4, 2022 → May 11, 2026 · 10 filings
  • May 11, 2026 · D/A · $80,787,742 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 7, 2026 · D/A · $48,442,947 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2026 · D/A · $48,442,947 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 23, 2025 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 11, 2025 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2025 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2024 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 7, 2023 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2023 · D/A · $18,442,947 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 4, 2022 · D · $9,219,947 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $80.8M from 7 investors as of the latest filing. Marshall is listed as executive officer on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Rialto

Rialto Capital Group Holdings, Inc.

Miami, FL · Apr 9, 2026
  • Apr 9, 2026 · D · $824,795 sold of Indefinite · 11 investors · min. $25,378 · role: Executive Officer EDGAR ↗

Raised $825K from 11 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund V - Debt, LP

Miami, FL · Jul 28, 2023 → Jul 22, 2025 · 8 filings
  • Jul 22, 2025 · D/A · $2,609,579,499 sold of Indefinite · 914 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Apr 11, 2025 · D/A · $2,309,579,499 sold of Indefinite · 913 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Feb 4, 2025 · D/A · $2,309,579,499 sold of Indefinite · 913 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Nov 5, 2024 · D/A · $1,986,683,499 sold of Indefinite · 793 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • May 21, 2024 · D/A · $1,820,874,500 sold of Indefinite · 710 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 1, 2024 · D/A · $1,478,199,500 sold of Indefinite · 610 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Dec 1, 2023 · D/A · $1,185,767,500 sold of Indefinite · 455 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Jul 28, 2023 · D · $822,997,500 sold of Indefinite · 152 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $2.61B from 914 investors as of the latest filing. Marshall is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Rialto

RREF V Debt REIT, Inc.

Miami, FL · Feb 5, 2025
  • Feb 5, 2025 · D · $124,000 sold of Indefinite · 124 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $124K from 124 investors as of the latest filing. Marshall is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund V - Property, LP

Miami, FL · Feb 6, 2023 → Jan 3, 2024 · 2 filings
  • Jan 3, 2024 · D/A · $290,110,000 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Feb 6, 2023 · D · $290,110,000 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $290.1M from 69 investors as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF II SPV, LP

Miami, FL · Nov 2, 2022
  • Nov 2, 2022 · D · $128,246,004 sold of Indefinite · 11 investors · min. $350,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $128.2M from 11 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Credit Partnership II, LP

Miami, FL · Sep 13, 2022
  • Sep 13, 2022 · D · $200,002,000 sold of Indefinite · 4 investors · min. $25,000,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $200M from 4 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P 53rd St Coinvest, LP

Miami, FL · Jul 15, 2022
  • Jul 15, 2022 · D · $48,502,463 sold of Indefinite · 3 investors · min. $17,500,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $48.5M from 3 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF I SPV, LP

Miami, FL · May 19, 2022
  • May 19, 2022 · D · $111,483,910 sold of Indefinite · 4 investors · min. $11,538,462 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $111.5M from 4 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Rialto

RREF IV - P YSU REIT, LLC

Miami, FL · Mar 17, 2022
  • Mar 17, 2022 · D · $123,000 sold of Indefinite · 123 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $123K from 123 investors as of the latest filing. Marshall is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Rialto

RREF IV Property REIT, Inc.

Miami, FL · Mar 17, 2022
  • Mar 17, 2022 · D · $124,000 sold of Indefinite · 124 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $124K from 124 investors as of the latest filing. Marshall is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P YSU Coinvest, LP

Miami, FL · Dec 17, 2021
  • Dec 17, 2021 · D · $92,672,007 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $92.7M from 3 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Yamato Coinvest, LP

Miami, FL · Dec 15, 2021
  • Dec 15, 2021 · D · $20,731,010 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $20.7M from 4 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund IV - Property, LP

Miami, FL · Mar 18, 2020 → Sep 20, 2021 · 5 filings
  • Sep 20, 2021 · D/A · $706,000,000 sold of Indefinite · 375 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jul 8, 2021 · D/A · $494,906,500 sold of Indefinite · 312 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Apr 16, 2021 · D/A · $266,722,500 sold of Indefinite · 229 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jan 8, 2021 · D/A · $95,650,000 sold of Indefinite · 156 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Mar 18, 2020 · D · $80,000,000 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $706M from 375 investors as of the latest filing. Marshall is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P One Biscayne Coinvest, LP

Miami, FL · Jul 9, 2021 → Jul 16, 2021 · 2 filings
  • Jul 16, 2021 · D/A · $31,330,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jul 9, 2021 · D · $29,555,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $31.3M from 3 investors as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV Property Marietta St Investments, LLC

Miami, FL · Jul 9, 2021 → Jul 16, 2021 · 2 filings
  • Jul 16, 2021 · D/A · $15,227,757 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Jul 9, 2021 · D · $15,227,757 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $15.2M from 2 investors as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P Marietta St Coinvest, LP

Miami, FL · Jul 9, 2021 → Jul 16, 2021 · 2 filings
  • Jul 16, 2021 · D/A · $56,697,044 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jul 9, 2021 · D · $51,245,335 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $56.7M from 4 investors as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P Bothell Coinvest, LP

Miami, FL · May 12, 2021 → May 17, 2021 · 2 filings
  • May 17, 2021 · D/A · $25,968,990 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • May 12, 2021 · D · $259,689,900 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $259.7M from 4 investors as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RREF IV - P Summit East Coinvest, LP

Miami, FL · May 4, 2021
  • May 4, 2021 · D · $25,579,890 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $25.6M from 9 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund IV - Debt, LP

Miami, FL · Sep 30, 2019 → Mar 22, 2021 · 8 filings
  • Mar 22, 2021 · D/A · $1,889,014,500 sold of Indefinite · 741 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jan 8, 2021 · D/A · $1,794,798,000 sold of Indefinite · 660 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Nov 18, 2020 · D/A · $1,407,298,000 sold of Indefinite · 635 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Oct 29, 2020 · D/A · $1,185,658,000 sold of Indefinite · 627 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Sep 28, 2020 · D/A · $1,046,483,000 sold of Indefinite · 615 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Jul 2, 2020 · D/A · $757,933,000 sold of Indefinite · 592 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Mar 6, 2020 · D/A · $619,896,000 sold of Indefinite · 435 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Sep 30, 2019 · D · $499,685,000 sold of Indefinite · 243 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $1.89B from 741 investors as of the latest filing. Marshall is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Relative Value Credit Fund, LP

Miami, FL · Nov 5, 2020
  • Nov 5, 2020 · D · $180,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $180M from 1 investor as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Special Situations Fund II, LP

Miami, FL · Jul 28, 2020
  • Jul 28, 2020 · D · $186,200,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $186.2M from 5 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto CMBS Partners Fund, LP

Miami, FL · Feb 24, 2020
  • Feb 24, 2020 · D · $124,500,000 sold of $124,500,000 · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $124.5M from 3 investors (100% of the $124.5M target) as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Rialto

RREF IV Debt REIT, Inc.

Miami, FL · Feb 5, 2020
  • Feb 5, 2020 · D · $124,000 sold of $125,000 · 124 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $124K from 124 investors (99% of the $125K target) as of the latest filing. Marshall is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Absolute Partnership I, LP

Miami, FL · Aug 16, 2017
  • Aug 16, 2017 · D · $100,563,800 sold of $100,563,800 · 4 investors · min. No minimum reported · role: Executive Officer (Executive officer of the General Partner) EDGAR ↗

Raised $100.6M from 4 investors (100% of the $100.6M target) as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund III - Property, LP

Miami, FL · Jan 12, 2016 → May 8, 2017 · 6 filings
  • May 8, 2017 · D/A · $365,000,000 sold of Indefinite · 481 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Jan 10, 2017 · D/A · $233,844,000 sold of Indefinite · 436 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Jul 29, 2016 · D/A · $220,069,000 sold of Indefinite · 398 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Apr 25, 2016 · D/A · $197,087,000 sold of Indefinite · 360 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Mar 14, 2016 · D/A · $175,647,000 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Jan 12, 2016 · D/A · $148,721,000 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $365M from 481 investors as of the latest filing. Marshall is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RIALTO SPECIAL SITUATIONS FUND, LP

Miami, FL · Feb 22, 2017 → Apr 24, 2017 · 2 filings
  • Apr 24, 2017 · D/A · $100,000,000 sold of $100,000,000 · 7 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Feb 22, 2017 · D · $100,000,000 sold of $100,000,000 · 7 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $100M from 7 investors (100% of the $100M target) as of the latest filing. Marshall is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Real Estate Fund III - Debt, LP

Miami, FL · Jan 12, 2016 → Apr 6, 2017 · 8 filings
  • Apr 6, 2017 · D/A · $1,522,000,000 sold of Indefinite · 773 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Feb 10, 2017 · D/A · $1,391,761,000 sold of Indefinite · 737 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Nov 21, 2016 · D/A · $1,069,111,000 sold of Indefinite · 679 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Sep 30, 2016 · D/A · $825,586,000 sold of Indefinite · 623 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Jul 29, 2016 · D/A · $729,509,000 sold of Indefinite · 565 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Apr 25, 2016 · D/A · $582,636,000 sold of Indefinite · 480 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Mar 14, 2016 · D/A · $521,676,000 sold of Indefinite · 173 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Jan 12, 2016 · D/A · $457,160,000 sold of Indefinite · 173 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $1.52B from 773 investors as of the latest filing. Marshall is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Capital CMBS Fund IV, LP

Miami, FL · Mar 31, 2017
  • Mar 31, 2017 · D · $7,421,933 sold of $7,421,933 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.42M from 12 investors (100% of the $7.42M target) as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Capital CMBS Fund III, LP

Miami, FL · Apr 13, 2016
  • Apr 13, 2016 · D · $8,875,444 sold of $8,875,444 · 11 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $8.88M from 11 investors (100% of the $8.88M target) as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

Rialto Credit Partnership, LP

Miami, FL · Apr 4, 2016
  • Apr 4, 2016 · D · $220,000,000 sold of $220,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $220M from 2 investors (100% of the $220M target) as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rialto

RIALTO CAPITAL CMBS FUND II, LP

Miami, FL · Feb 26, 2016
  • Feb 26, 2016 · D · $46,379,855 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $46.4M from 11 investors as of the latest filing. Marshall is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Marshall Smith — CA, 1 issuer, Nov 17, 2022 → Nov 17, 2023 · no shared issuer

People around Marshall 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Rialto Capital Management, LLC

Promoter · 106 shared filings (28 issuers) · also on 1 other issuer

Rialto Capital Management, LLC is on 29 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Rialto Partners GP IV - Property, LLC

Promoter · 16 shared filings (8 issuers)

Rialto Partners GP IV - Property, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Rialto Partners HRCP GP, LP

Promoter · 10 shared filings (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Hines Partners HRCP GP LP

Promoter · 10 shared filings (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners GP IV - Debt, LLC

Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners GP V - Debt, LP

Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto RSSF GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

RCCF GP II, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

RCCF GP III, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Credit Partnership GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

RCCF GP IV, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

RPCF GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners GP RSSF II, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners GP RVCF, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners GP Yamato, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Partners RCP II GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

Management entity

Rialto Insurance Credit GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Marshall Van Smith. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey P. Krasnoff

Executive Officer, Director · 112 shared filings (35 issuers) · also on 9 other issuers

Jeffrey P. Krasnoff is on 44 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Mantz

Executive Officer, Director · 112 shared filings (34 issuers) · also on 9 other issuers

Jay Mantz is on 43 issuers in total — a repeat sponsor. Their page lists every one.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Liat Heller

Executive Officer, Director · 112 shared filings (35 issuers) · also on 4 other issuers

Liat Heller is on 39 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Gelley

Executive Officer · 111 shared filings (33 issuers)

Scott Gelley is on 33 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Singer

Executive Officer · 111 shared filings (33 issuers) · also on 1 other issuer

Adam Singer is on 34 issuers in total — a repeat sponsor. Their page lists every one.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Cory Olson

Executive Officer, Director · 93 shared filings (28 issuers) · also on 1 other issuer

Cory Olson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sorana Georgescu

Executive Officer · 91 shared filings (26 issuers) · also on 1 other issuer

Sorana Georgescu is on 27 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Chomat

Executive Officer · 91 shared filings (26 issuers)

Robert Chomat is on 26 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua R. Cromer

Executive Officer · 91 shared filings (26 issuers)

Joshua R. Cromer is on 26 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Davis

Executive Officer · 90 shared filings (25 issuers) · also on 5 other issuers

Aaron Davis is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Bachkosky

Executive Officer · 88 shared filings (24 issuers)

Joseph Bachkosky is on 24 issuers in total — a repeat sponsor. Their page lists every one.

PO
No photo found yet (own website and image search run after this page is viewed)
Person

Philip J. Orban

Executive Officer · 86 shared filings (23 issuers)

Philip J. Orban is on 23 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Lindner

Executive Officer · 84 shared filings (22 issuers)

Peter Lindner is on 22 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Parker

Executive Officer · 76 shared filings (26 issuers)

Michael Parker is on 26 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Scott

Executive Officer · 72 shared filings (19 issuers)

Thomas Scott is on 19 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Peskin

Executive Officer · 69 shared filings (16 issuers)

Michael Peskin is on 16 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Rialto

113 issuers · 300 filings · $27.98B reported sold · 2010–2026

One team, 113 deal companies. Marshall Van Smith is listed on 35 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marshall Van Smith.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 30 of the 35 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Hines Rialto Credit Partners, LP, Rialto Credit Opportunities Fund, LP, Rialto Insurance Credit Partners, LP, Rialto Credit Opportunities Fund (Offshore), LP, Rialto Real Estate Fund V - Debt, LP, Rialto Real Estate Fund V - Property, LP, RREF II SPV, LP, Rialto Credit Partnership II, LP, RREF IV - P 53rd St Coinvest, LP, RREF I SPV, LP, RREF IV - P YSU Coinvest, LP, Rialto Yamato Coinvest, LP, Rialto Real Estate Fund IV - Property, LP, RREF IV - P One Biscayne Coinvest, LP, RREF IV Property Marietta St Investments, LLC, RREF IV - P Marietta St Coinvest, LP, RREF IV - P Bothell Coinvest, LP, RREF IV - P Summit East Coinvest, LP, Rialto Real Estate Fund IV - Debt, LP, Rialto Relative Value Credit Fund, LP, Rialto Special Situations Fund II, LP, Rialto CMBS Partners Fund, LP, Rialto Absolute Partnership I, LP, Rialto Real Estate Fund III - Property, LP, RIALTO SPECIAL SITUATIONS FUND, LP, Rialto Real Estate Fund III - Debt, LP, Rialto Capital CMBS Fund IV, LP, Rialto Capital CMBS Fund III, LP, Rialto Credit Partnership, LP, RIALTO CAPITAL CMBS FUND II, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Marshall Van Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 35 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Marshall Van Smith is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Miami, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

hrex.io ↗ found on Hines Rialto Credit Partners, LP (hrex.io — same registered sponsor family (group "Rialto"); known from issuer CIK 2160686 (probe))

Change history

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